OASIS Members Annual General Meeting 27 April 2004 New Orleans, LA, USA

Agenda n AGM Call to Order n Welcome & Introductions n Key Accomplishments in 2003 n Plans for 2004 n Board IPR Sub-committee Status n Any Other Business n Q&A n Reception

Board of Directors n John Borras, UK Office of e-Envoy n Edward Cobb, BEA Systems n Colin Evans, Intel Corporation n Patrick Gannon, OASIS n Eduardo Gutentag, Sun Microsystems n Frederick Hirsch, Nokia n Jim Hughes, Hewlett Packard n Christopher Kurt, Microsoft n Jeff Mischkinsky, Oracle Corporation n Laura Walker, Consultant n Michael Weiner, IBM Corporation

Mission OASIS drives the development, convergence & adoption of e-business standards.

Integration and Utilization Global Coverage Business Domains Current Future OASIS Growth Opportunities

Strategic Challenges n How to respond to changes: l Global Marketplace l Standards organizations l OASIS membership n While retaining core values: l Open processes l Member-driven agendas l Transparent governance

OASIS Staff n Karl Best, Vice President n Brett Bourgoine, Web Developer n Sharon Burbine, Webmaster n Jamie Clark, Manager of Technical Development n Robin Cover, Editor of The Cover Pages n Barbara Erbes, Sr. Administrative Assistant n Patrick Gannon, President and CEO n Carol Geyer, Director of Communications n Jane Harnad, Manager of Events n Jeffrey Lomas, Manager of Technology Services n Cathie Mayo, Sr. Accountant n Scott McGrath, Director of Membership n Keizo Okabe, Japan Representative n David Petraitis, European Representative n Dee Schur, Industry Outreach Manager n Brett Trusko, Industry Program Consultant n Pim van der Eijk, European Representative

Key Accomplishments in

Accomplishments of 2003 n OASIS assumed dominant role in key areas of standards development. n OASIS expanded localization efforts. l Formed TCs and SCs to conduct work in Chinese, Japanese, Korean, and Spanish l Expanded staff with representatives in Asia and Europe n Adoption of OASIS Standards accelerated.

– Home for Most of the Web Services Standards n Asynchronous Service Access Protocol (ASAP using SOAP) n eBusiness Service Oriented Architecture (ebSOA) n Framework for Web Services Implementations (FWSI) n Translation Web Services n Universal Description, Discovery & Integration Specification (UDDI) n Web Services Business Process Execution Language (WSBPEL) n Web Services Composite Application Framework (WS-CAF) n Web Services Distributed Management (WSDM) n Web Services Notification (WSN) n Web Services Reliable Messaging (WS-Reliability) n Web Services for Remote Portlets (WSRP) n Web Services Resource Framework (WSRF) n Web Services Security (WSS)

TC Growth 2003 n 14 new TCs; 4 completed l total 61 at EOY n 19 new Committee Drafts l total 46 n 6 new OASIS Standards l total 13

Completed Committee Drafts n ebXML IIC Basic Interop. Tests v1.0 for ebMSG n ebXML IIC Deployment Guide for ebMSG n XLIFF v1.1 n Topic Maps Publ. Subjects Intro. & Req'ts n SAML v1.1 n ebXML Registry RIM v2.5 n ebXML Registry RS v2.5 n XCBF v1.1 n SPML v1.0 n WSRP v1 n XACML v1.1 n Common Alerting Protocol v1 n WSS SOAP Msg Security n WSS Token Profile n WSS Username Token n ebXML IIC Conformance Tests v1.0 for ebMS n WSRM v0.52 n UBL v1.0 Beta n XRI v1.0

Approved OASIS Standards n XACML v1.0 n UDDI v2 n SAML v1.1 n WSRP v1 n XCBF v1.1 n SPML v1.0

Submission of OASIS Standards to Other Orgs n Four ebXML OASIS Standards (ebRS, ebRIM, ebCPPA, ebMSG) submitted to ISO TC 154; approved in February 2004 n Two security-related OASIS Standards (SAML and XACML) submitted to ITU-T SG17; will be considered

OASIS TAB n Derek Coleman, co-chair n Pete Wenzel, co-chair n Karl Best n William Cox n Chet Ensign n Christopher Ferris n Eduardo Gutentag n Jackson He n Tim Moses n Krishna Sankar

Steady membership in 2003 n Renewal rate remains strong, affected by TC completion n New members continue to join for new and existing TCs

Organizational Member Growth n 353 organizations at end of 2003 l 10% growth in 2003 n Contributor growth reflects trend of increased users, international, and non-profit members

Organizational Support Remains Strong n Total # organizational members increased 10% n Participation at Sponsor level slowing n Sponsors = 25% of total organizations n 68 more Contributors n 34 more Contributors in Non-Profit category (also includes governments and educational)

New Members by Region n 81 from North America n 72 from Europe, Asia & Africa l 47% of total in 2003

International Representation

Taking Center Stage: OASIS InterOp Demos n ebXML, UBL, WS-Reliability, WSRP, and XACML at XML 2003 n SPML at Catalyst Conference n ebXML at XML Europe n SAML at RSA Conference n WSRP at Delphi Conference

And the award goes to… n OASIS 2003 SD Times 100 Innovators and Leaders; Standards Bodies & Consortia n ebXML OASIS Standards 2003 CNET Networks Technology Awards Finalist; Most Promising Technology of the Year n ebXML OASIS Standards 2003/2004 Web Services Journal/XML Journal Readers' Choice Awards; Best Service-Oriented Architecture n SAML OASIS Standard 2003 Digital Identity World Award Winner; Technology Innovation n XML.org 2003/2004 Web Services Journal/XML Journal Readers' Choice Awards; Best Web Services or XML Site

OASIS PR Group eList n Notices on upcoming press releases, instructions for participation, quote submissions n Planning for TC promotional events, e.g. OASIS InterOps n Opportunities to contribute to articles n Speaking on behalf of OASIS at conferences n Arbortext, Inc. Arbortext, Inc. n Axway Software Axway Software n BMC Software BMC Software n Cordance Cordance n Netegrity, Inc. Netegrity, Inc. n Nokia Nokia n Novell Novell n Oracle Oracle n Qualys Qualys n Reactivity Reactivity n RSA Security RSA Security n SAP SAP n Sun Microsystems Sun Microsystems n Waveset Technologies Waveset Technologies

Revenue Trends

FY-2003 Financials FY-2002 Audited FY-2003 Audited $ Change % Change Revenue2,045K2,553K508K25% Income1,753K2,409K656K37% Expense1,639K2,023K384K23% Net Ord. Income 114K386K272K239% Net Income 133K461K328K247%

FY-2003 Financials FY-2003 Audited FY-2003 Budget $ over Budget % of Budget Revenue2,552K2,932K-380K87% Income2,409K2,452K-43K98% Expense2,023K2,198K-174K92% Net Ord. Income 386K254K131K152% Net Income 461K254K206K181%

Plans for

What’s next? User-side Adoption Outreach n Implementation Tools and Promotion l Staging more OASIS Inter-Op Demos l Introducing Adoption Testing Services l Forming Marketing Awareness TCs to promote completed OASIS Standards n Accessibility to Buyer-Side of Software l Maximize relationships with thought-leaders like AIAG, CIDX, RosettaNet, EAN-UCC, … l Enhance our process to be more accessible to users l Drive convergence through liaisons, co-location and communication

What’s next: More Localization n Increasing geo-diversity of members and meetings n More non-English-language TCs and SCs n Solicit volunteer translations of OASIS Standards and CDs n Promote the work of OASIS Translation WS TC and OASIS XLIFF TC

Revising the OASIS IPR Policy: A Status Update Jeff Mischkinsky, Oracle IPR Sub-Committee

OASIS Board IPR Sub-Committee n Karl Best, OASIS n Ed Cobb, BEA (Chair) n Eduardo Gutentag, Sun n Frederick Hirsch, Nokia n Jim Hughes, HP n Chris Kurt, Microsoft n Jeff Mischkinsky, Oracle n Michael Weiner, IBM

Why a New IPR Policy n IPR Policy is very complex and important n Growing demand for Royalty-Free mode TCs l Board has an unsatisfactory stopgap in place that is being used by several TCs n Need for better clarity and definition of member obligations and rights n Currently NO obligation to provide licenses to implementers of OASIS specifications by TC participants l Even for RAND TCs

History/Status n IPR SC has been meeting for almost 2 years, quite intensively for the last several months n Now have a draft with a fairly short list of items that need to be resolved by the full Board l Had one review pass by OASIS legal counsel n Huge amount of progress has been made n Not everything has been resolved yet l Complex issues/trade-offs

Highlights of Proposed Changes (1) n Views OASIS as a federation of TCs n Supports goal of having OASIS specifications widely implemented n Defines RAND and RF modes n Defines licensing rules and obligations for TC members l TC members have obligation to disclose and license Essential Claims

Highlights of Proposed Changes (2) n Clarifies numerous ambiguities in the existing Policy n Restructures IPR framework and Policy to be more similar to other organizations l Revised Membership Agreement to bind members to OASIS Bylaws, IPR Policy, etc. l Possible n New Feedback Licenses for public comments n New Development Licenses for in-progress TCs

Highlights of Proposed Changes (3) n TC designated as RAND or RF when chartered n TC members acquire licensing obligations based on the level of their involvement in the work of the TC l Contribution obligation l Participation obligation n Only Obligated members have licensing obligations n All TC members have disclosure obligations

Items for Board Discussion n Definition of “contributions” l Do verbal statements count? n RF-Mode Details l What other “reasonable and non-discriminatory” license terms are acceptable? l Should there be an “opt-down” possibility? n License obligations l What about optional parts of specifications? l At what point in the process do you become obligated? n Transition details

Next Steps n Board resolution of remaining policy issues n Revised IPR Sub-Committee IPR Policy Draft n OASIS Legal Review n Board Endorses Draft for Member Review n Member Review and Feedback for consideration n Revised IPR Sub-Committee IPR Policy draft n Final Board Approval of IPR Policy n TC Process updated to reflect IPR Policy n Rollout and start of transition process

Any Other Business? Questions and Comments