ACG Legal Task Force Progress in 2012 Presentation for the 14 th ACG Cross Training Seminar Program May 30, 2012 Mumbai, India.

Slides:

Advertisements

Similar presentations

At the forefront of the Capital Market development A Presentation on “Key impacts of participant insolvency on the Central Depository System of the Central.

Advertisements

1 Role and Responsibilities of CSD in China's Investor Protection Scheme SHEN Bing Panel Discussion at 16 th Annual Meeting of ACG Bali, September 20,

Process of CG in Egypt Mohamed Omran Vice Chairman Cairo & Alexandria Stock Exchanges December, 13 th 2006.

Breach of a Requirement of the Code Marisa Orbea New York 19 June 2012.

UNIDROIT Conference Report Presentation for the 14 th ACG Cross Training Seminar Program May 30, 2012 Mumbai, India.

Sound Practice Guidance update Glasgow, 7 th November 2014 IOR Scottish Chapter The Institute of Operational Risk Brian Rowlands FIOR ©

International Swaps and Derivatives Association, Inc. Collateral and International Law Issues Peter Werner ISDA Europe.

Opportunities for interregional cooperation in Regional Operational Programmes: Article 96.3.d) of the Common Provisions Regulation INTERACT Future Pilot.

International Commercial Law Towards a Common Contract Law? University of Oslo Giuditta Cordero Moss, Ph.D., Dr.Juris Professor, Oslo University.

“Operationalizing” the Municipal Emergency Plan Presented to: 2007 Connecting the Dots to Safer Communities Conference Nov , 2007 Presented by: Dieter.

ACG Legal Task Force Progress in 2010 and Future Plans Presentation for the ACG 14 General Meeting December 3, 2010 Mumbai, India China Securities Depository.

AMEDA Leadership Forum Egypt Overview of the requirements for compliance with G30, the Implications for CSDs of Unidroit and the Hague Conventions PRESENTED.

Dr. MaLinda Hill Advanced English C1-A Designing Essays, Research Papers, Business Reports and Reflective Statements.

Implementation of MiFID Legislative Adjustment: New Rules and Regulations Introduced by the New Directive Matjaž Albreht Assistant Director The Slovene.

Welcoming the Equality Act 2010 Equality Law Conference 8 December 2010 John Wadham Group Legal Director Equality and Human Rights Commission.

ACG Legal Task Force Activities in 2011 Presentation for the 15 th ACG General Meeting November, 2011 Seoul, Korea.

Cristina MARTINETTI BUFFA, BORTOLOTTI & MATHIS DISPUTE RESOLUTION IN M&A TRANSACTIONS WARSAW May 2010 MODEL M&A CONTRACTS OF.

18 th Annual Canadian IT Law Association Conference Insider View from the EU Expert Group on Cloud Computing Dr Sam De Silva Partner, Head of IT & Outsourcing.

Workshop on the Insurance Core Principles IV Conference on Insurance Regulation and Supervision in Latin America Punta Cana, May Makoto Okubo,

CROSS BORDER INFORMATION SHARING DRAFT FRAMEWORK 6 th Annual Conference of the African Dialogue on Consumer Protection September 2014 Crossroads.

Project:“Support to the Internationalization of Kosova Higher Education System through establishment of the Kosova Students’ Union” Status Quo on Student.

1 WFC 2015, Mexico Worldwide implementation of the PFMI Froukelien Wendt, Monetary and Capital Markets Department, IMF.

Transfer Review Process To convert statements of SEN into EHC plans The role of Schools.

The Draft SADC Annex on Trade in Services UNCTAD Secretariat Sub-regional Conference on Improving Industrial Performance and Promoting Employment in SADC.

Curriculum Framework Working Party Overview of Framework and Recommendations.

1 Workshop on the Directive 96/61/EC concerning (IPPC) Integrated pollution prevention and control INFRA Public participation & access to environmental.

Data Protection Act AS Module Heathcote Ch. 12.

1 Interoperability of Spatial Data Sets and Services Data quality and Metadata: what is needed, what is feasible, next steps Interoperability of Spatial.

ING main colour palette ING secondary colour palette

UN Guidelines Robin Simpson Consumers International April 2014 Chiang Mai, Thailand.

International Commercial Law Towards a Common Contract Law? University of Oslo Giuditta Cordero-Moss, Ph.D., Dr.Juris Professor, Oslo University.

1 Enabling environments for technology transfer under the UNFCCC Daniele Violetti Programme Officer, Technology Climate Change Secretariat (UNFCCC) UNFCCC.

Report on the review of ACG structure The Exchange of Information Task Force October 7-9, 2009 The 13th ACG General Meeting in Hanoi.

Comité de deuda pública Public Debt Committee Strategic Plan Presented by Richard Domingue Office of the Auditor General of Canada.

Do not re-size text boxes as they are measured to fit paper with pre- printed Freshfields Bruckhaus Deringer design. The red lines indicate absolute top.

Discussion of Ethics & Campaign Finance Reform Packet Presented by Thomas B. Drage, Jr., County Attorney, and Dana Crosby, Assistant County Attorney June.

Project preparation workshop “Bringing a transnational project to life” Project idea “Challenges and chances from Climate Change for regional and local.

HAPUA WG No.5 (ESI Services) Updates The WG2, 5, 6 and Chairman of APGCC Meeting Jakarta, Indonesia ● 26 February 2009 By WG 5 Project Coordinator: MR.

Mackenzie Dedicated to the Group Market  Mackenzie has been active in the group market since 1988 and will continue to focus on this market in the future.

Cartagena Protocol on Biosafety Cartagena Protocol on Biosafety And India’s Obligations By Desh Deepak Verma Joint Secretary, Ministry of Environment and.

Unit 9 Seminar Business Organizations. Things to do this unit: UNIT 9 – Read Chapter 13 and 14 – Respond to the Discussion Board – Attend the Weekly Seminar.

Legal Task Force Session In ACG15 November 4th, 2011 Seoul, Korea.

Session #42 Model Aid Offer Marty Guthrie Carney McCullough U.S. Department of Education.

A practical methodology for technology needs assessment: Introduction and overview of preliminary issues Imperial College Centre for Energy Policy and.

Statistics Canada’s Quality Assurance Framework A brief overview and lessons learned Claude Julien Director, Business Survey Methods Division and Head.

Research Methodology II Term review. Theoretical framework  What is meant by a theory? It is a set of interrelated constructs, definitions and propositions.

The Use of Actuaries as Part of a Supervisory Model Michael Hafeman – Consultant World Bank May 2004.

Declaration of the Conference on the Human Environment (1972) by: Daniela Yurovsky (also known as the Stockholm Conference)  Draft Year: 1972  Amendment.

Current Issues in Pensions Seminar 27 March 2008, Edinburgh Clearance – the Pensions Regulator’s perspective Fraser Low.

Task XVIII: DSM and Climate Change Task Status Report Dr David Crossley Managing Director Energy Futures Australia Pty Ltd IEA DSM Executive Committee.

FROM GAPS TO CAPS Risk Management Capability Based on Gaps Identification in the BSR Project Lead Partner: Fire and Rescue Department under the Ministry.

Creating a Private Participation in Infrastructure Index A workshop with the Economist Intelligence Unit and the Inter-American Development Bank December.

International Contracts Lecture 3 Case 3 Matti Rudanko.

Legislative Guide on Rules Enhancing Trading --- An Introduction China Securities Depository & Clearing Corp., Ltd. HUANG Xiangsheng CSDC Shanghai Branch.

Queen’s University Belfast – Institute of Lifelong Learning 4th ALPINE Project Meeting: University of Tartu, Estonia Adults Learning and Participation.

Session 2. revision of Handbooks, manuals and guidelines

REWG activities in LILIIA MALON REWG Chair Prague

Non Financial Reporting: Current Developments at EU level

Session 6. overview of annotated outline of new guidelines

PRESENTATION BY THE LOA TO THE PORTFOLIO COMMITTEE ON FINANCE

Westward Expansion in the United States

Data Protection Legislation

Outcome TFCS-11// February Washington DC

Research Methods Project

Update on European Network Codes

Protection of Personal Information Bill: An International Perspective

Kansainväliset sopimukset Luento 4

Exchange and Sharing of Economic Data

MCO Status Report to JSTC

Summary of the Consultation on Labour Mobility and Globalisation

Presentation transcript:

ACG Legal Task Force Progress in 2012 Presentation for the 14 th ACG Cross Training Seminar Program May 30, 2012 Mumbai, India

What the LTF Does in 2012  Research Program this year: coordinated by JASDEC Theme: Legal Application in cross-border securities transactions Outlines: Study recent growth of the cross-border transactions, and to make an overview for analyzing gaps of domestic and international private law among ACG members  New Research Program in 2013 : suggested by SD&C Theme: The application of title transfer collateral agreement in securities markets Outlines: Brief introduction of collateral transactions in certain jurisdictions. There are two main choices: a security collateral agreement or a title transfer collateral agreement; Effectiveness in certain law conditions; Analyses on the agreement items

What the LTF Does in 2012  Attending UNIDROIT Conference held in Brazil More details see the next report  CPSS-IOSCO Assessment Methodology and Disclosure Framework for the PFMI (the Principles for Financial Market Infrastructures) the final report of PFMI was published on April 16, 2012 Seeking ACG members' comments

What the LTF Does in 2012  Research Program this year: Theme: Legal Application in cross-border securities transactions  Research Steps Coordinator---JASDEC Conference Call--March 15 Distributing market survey Organizing researches among members First draft Discussions and amendments Final version  details Please see presentation from JASDEC

What the LTF will do next  Further research  finalizing the research paper of this year  drafting the research report for circulating among LTF members  ACG General Meeting  Reporting on the main research outcomes  Sharing research outcomes among members  New Research Program in 2013 Theme: The application of title transfer collateral agreement in securities markets---suggested by SD&C Outlines: (to be discussed) Collateral transactions Security collateral agreement Title transfer collateral agreement Conclusions

What the LTF will do next  New Research Program Outlines (to be discussed)  Collateral Transactions Brief introduction of collateral transactions in certain jurisdictions Practices and Definition Markets Overview  Security collateral Agreement Definition: a security collateral agreement or a title transfer collateral agreement Two main choices security collateral agreement title transfer collateral agreement Legislations

What the LTF will do next  New Research Program Outlines (to be discussed)  Title Transfer Collateral Agreement Characters Legal parties Effectiveness in certain law conditions Analyses on the agreement items Key issues (see next page)  Conclusions

What the LTF will do next  Key issues Does the law in your market permit a title transfer collateral agreement to take effect in accordance with its terms? If so, please specify. Briefly describe rights and duties of the collateral taker and the collateral provider. After what event(s) is the collateral taker entitled to realise the collateral securities ? Does the collateral agreement, or of a set of connected agreements have close-out netting provision? After what event(s) may a close-out netting provision be operated?

WE HIGHLY APPRECIATE ALL MEMBERS ’ CONTRIBUTIONS ! Contact info: