SOA – Software Tools Parvathi Natarajan Saravanan Velrajan Daisy Mae Go Alan Phan ACC/539 – August 4, 2005

Overview SOA compliance Different Controls Different Software Tools Survey on SOA Tools SOA Tools – Strengths SOA Tools – Limitations SOA Tools – Solutions from SAP

SOA Compliance Auditing Financial Reporting IT changes Information Security Protecting Corporate network

Different Controls COSO Framework – Internal control evaluation IT Control Top-Down approach General Control Application Control Tools for controlling/monitoring Software

Different Software Tools Project Management Tool Enterprise Resource Planning Storage Content/Change Management Security Data and application Integration Business Process automation

SOX Tools – Survey Results Paisley9.0% OpenPages0.8% Oracle1.6% SAP1.2% Deloitte14.8% KPMG5.3% No Tools29.9% Others 62.6%

SOX Tools - Strengths Integration with existing systems Leverage existing investment Reporting Flexible framework Ease of use Web Based – for use by global operations

SOX Tools – Limitations Focus on financial controls rather than operational control Lacks ability to import existing control documentation Lacks document & version management Doesn’t include Enterprise wide risk assessment

SOX Tools – Solutions from SAP Audit Information System (AIS) Management of Internal Controls (MIC) Schedule Manager SEM Business Consolidation (BCS) Management Cockpit

Summary SOA compliance Different Controls Different Software Tools Survey on SOA Tools SOA Tools – Strengths SOA Tools – Limitations SOA Tools – Solutions from SAP