19 CFR Part 111 CUSTOMS BROKERS

§ — Definitions. § — License and district permit required. § — [Reserved] § — Transacting customs business without a license. § — Representation before Government agencies.

§ — Basic requirements for a license. § — Application for license. § — Written examination for individual license. § — Investigation of the license applicant. § — Issuance of license. § — Denial of license. § — Review of the denial of a license. § — Reapplication for license. § — Permits.

§ — Record of transactions. § — [Reserved] § — Retention of records. § — Records confidential. § — Records must be available. § — Interference with examination of records. § — Audit or inspection of records. § — Responsible supervision. § — Diligence in correspondence and paying monies. § — Notification of change of business address, organization, name, or location of business records; status report; termination of brokerage business. § — Conflict of interest. § — False information. § — Government records.

§ — Undue influence upon Department of Homeland Security employees. § — Acceptance of fees from attorneys. § — Relations with unlicensed persons. § — Misuse of license or permit. § — False representation to procure employment. § — Advice to client. § — Protests. § — Endorsement of checks. § — Relations with person who is notoriously disreputable or whose license is under suspension, canceled “with prejudice,” or revoked. §§ — [Reserved] § — Revocation by operation of law.

§ — General. § — Cancellation of license or permit. § — Voluntary suspension of license or permit. § — Grounds for suspension or revocation of license or permit. § — [Reserved] § — Investigation of complaints. § — Review of report on investigation. § — Determination by Assistant Commissioner. § — Content of statement of charges. § — Preliminary proceedings. § — Request for additional information. § — Decision on preliminary proceedings. § — Contents of notice of charges. § — Service of notice and statement of charges..

§ — Service of notice of hearing and other papers. § — Extension of time for hearing. § — Failure to appear. § — Hearing. § — Proposed findings and conclusions. § — Recommended decision by hearing officer. § — Additional submissions. § — Immaterial mistakes. § — Dismissal subject to new proceedings. § — [Reserved]

§ — Decision and notice of suspension or revocation or monetary penalty. § — Appeal from the Secretary's decision. § — Reopening the case. § — Notice of vacated or modified order. § — Reprimands. § — Employment of broker who has lost license. § — [Reserved] § — Settlement and compromise

§ — Grounds for imposition of a monetary penalty; maximum penalty. § — Notice of monetary penalty. § — Petition for relief from monetary penalty. § — Decision on monetary penalty. § — Supplemental petition for relief from monetary penalty. § — Fees.