National Instrument 24-101 Institutional Trade Matching & Settlement Implementation Phase Alan Hutton Vice-Chair, Canadian Capital Markets Association.

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Presentation transcript:

National Instrument Institutional Trade Matching & Settlement Implementation Phase Alan Hutton Vice-Chair, Canadian Capital Markets Association March 7, 2007

2 Agenda Welcome and Introductions About the CCMA Overview of National Instrument Buy-Side, Sell-Side & Custodian Perspectives Questions & Answer Period

3 The Panel Randee Pavalow, Director, Capital Markets, Ontario Securities Commission Jenny Tsouvalis, Vice-President, Investment Operations and Applications, OMERS Lorne Rintoul, Vice-President, Securities Operations, Scotiabank Savie Fiorini, Vice-President, Business Initiatives & Support, CIBC Mellon

CCMA Board & Observers

5 Enhance the global competitiveness of Canada’s capital markets through a forum of industry experts who provide leadership and direction to the investment community. Mission Statement

6 Committee Structure Custodian Subcommittee (CSC) CCMA (Executive Director) CCMA Board of Directors Executive Committee Subcommittee of the Board Finance CommitteeSecretary Buy-Side Subcommittee (BSSC) Sell-Side Subcommittee (SSSC) Communication & Education Working Group (CEWG) Legal/ Regulatory Working Group (LRWG) January 2007

7 NI Effective April 1, 2007 Phased-in performance targets over a three-year period Documentation in place by October 1, 2007 Exception reporting in February 2008

National Instrument Institutional Trade Matching & Settlement Implementation Phase Alan Hutton Vice-Chair, Canadian Capital Markets Association March 7, 2007

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