And the Coming Local Capital Revolution The End of Wall Street.

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Presentation transcript:

And the Coming Local Capital Revolution The End of Wall Street

The Competitiveness of Small

Our Current Investment Strategy

Investment Apartheid

The Impact of $15 Trillion Shift

How Can We End Wall Street’s Free Ride?

The Revolution Evolution Local Securities Local Exchanges Local Funds Pensions

The JOBS Act 5 April 2012 <$1 million <$100k  $2k/5% >$100k  10% Portal Required State Preemption

Community Portal Proposed Regulations BD or Portal Operator Success Fee License from SEC & FINRA Annual Cost –SEC: $417k –Mission Markets: $100k

Status Report

Tasks for Community Portal Entrepreneurship Ecosystem Facilitate Information Mobilize Investors Mobilize Businesses Transactions (Pending)

What’s Next?

Next State Reforms

(1) Municipal Markets

List Self-Directed IRA Agents

(2) The $100 Exemption

(3) Local Stock Exchange

(4) Community Investment Funds

The Nova Scotia Model

(5) Tax Credit

One Simple Federal Ask (That the SEC Can’t Refuse) “Hey…what stays intra-state… ain’t none of your damn business….”

For More Information: Michael Shuman