Copyright © Open Applications Group, Inc. All rights reserved OAGIS Project Definition Export Compliance Vivian Javier – CDC Software September 20, 2010

Copyright © Open Applications Group, Inc. All rights reserved Agenda Proposed Scope Key Deliverables Summary Scenario Diagram Business Workflow BOD’s/Nouns to be added BODs to be changed Project Team Planned Schedule Assumptions, Dependencies, and Issues Outside Resources Questions Next Steps

Copyright © Open Applications Group, Inc. All rights reserved Proposed Scope Develop two easy to use Export Compliance Nouns that will handle Restricted Party Screening, License Determination, License Management and Checklist Screening integration. The Working Group will focus on using existing standards and identifying a subset of those needed to address the needs of external integration. The group will consider the needs of users exchanging data over the cloud for real- time, near real-time and batch transactions. Any new BODs that are needed will be proposed to the Architecture Council for inclusion in OAGIS.

Copyright © Open Applications Group, Inc. All rights reserved Key Deliverables Summary 3 Export Compliance Scenarios for Party 3 Export Compliance Scenarios for Document 2 New Nouns 6 New BODs Business Process flow documentation

Copyright © Open Applications Group, Inc. All rights reserved Nouns and Verbs to be added - proposed Screening Party Request –Process –Acknowledge

Copyright © Open Applications Group, Inc. All rights reserved Nouns and Verbs to be added - proposed Screening Document Request –Process –Acknowledge

Copyright © Open Applications Group, Inc. All rights reserved Business Workflow - 1 Export Compliance – Party Screening, Real Time, Immediate Response –Customer sends the screening request to the provider –Provider processes the screening request and sends response

Copyright © Open Applications Group, Inc. All rights reserved Business Workflow - 2 Export Compliance – Party Screening, Near Real Time, Delayed Response –Customer sends the Screening Request to the provider –Provider accepts and validates the Screening Request –Provider processes the Screening Request and Sends the Screening Response

Copyright © Open Applications Group, Inc. All rights reserved Business Workflow - 3 Export Compliance – Customer Master Screening, Batch, Multiple Transactions per file –Customer sends the Screening Request to the provider –Provider accepts and validates the Screening Request –Provider processes the Screening Request and Sends the Screening Response

Copyright © Open Applications Group, Inc. All rights reserved Business Workflow - 4 Export Compliance – Document Screening, Real Time, Immediate Response –Customer sends the screening request to the provider –Provider processes the screening request and sends response

Copyright © Open Applications Group, Inc. All rights reserved Business Workflow - 5 Export Compliance – Document Screening, Near Real Time, Delayed Response –Customer sends the Screening Request to the provider –Provider accepts and validates the Screening Request –Provider processes the Screening Request and Sends the Screening Response

Copyright © Open Applications Group, Inc. All rights reserved Business Workflow - 6 Export Compliance – Document Screening, Batch, Multiple Transactions per file –Customer sends the Screening Request to the provider –Provider accepts and validates the Screening Request –Provider processes the Screening Request and Sends the Screening Response

Copyright © Open Applications Group, Inc. All rights reserved BODs to be changed No changes known but if any – will clear through Architecture Board BODs will be profiled with a subset of current elements specified for market needs

Copyright © Open Applications Group, Inc. All rights reserved Workgroup Members Vivian Javier – CDC Software – Workgroup Chair Others to be determined

Copyright © Open Applications Group, Inc. All rights reserved Planned Schedule To be determined It is planned to do this work against OAGIS 9.X and it will also be included in OAGIS X

Copyright © Open Applications Group, Inc. All rights reserved Outside Resources Required Not expected at this time

Copyright © Open Applications Group, Inc. All rights reserved Next Steps Decision on Work Group by High Tech Council and Policy Board –Approved/not Approved? –Issuance of Work Group IP signoff form Call for additional Team Members Schedule Meeting Set up Yahoo Group Assign OAGi Architect Liaison

Copyright © Open Applications Group, Inc. All rights reserved Questions?

Copyright © Open Applications Group, Inc. All rights reserved Export Compliance Project Definition Signature Page By signing this Project Definition you are agreeing to make a contribution to this Working Group The scope of the contribution is constrained to the scope definition in this Project Definition. The complete definition of a contribution and the terms under which the contribution are made is described in the OAGi Intellectual Property Policy, which is available on our web site here: This page is to be ed or faxed to OAGi staff Fax Authorized Signature Name Printed Organization Name Date