Brompton Investment Funds

Investment Funds  Investment vehicle in which assets are pooled and jointly managed for investors  Investment funds encompass both mutual funds and investment trusts  The Brompton Investment Funds covered today invest in income trusts

Objectives  Provide Tax Advantaged monthly payments  Low management fees  Opportunity for Capital Appreciation

Characteristics  Equally weighted portfolio  Low Management Fees  Owns Trust  Forward Agreement  Distributions are tax advantage  Listed on TSX

 Equally Weighted Portfolio S&P/TSX Comp. Index Regular Distributions

 Owns Trust

 Forward Agreement Trust to be Sold on Feb Sold for the value of the value of the Common Share Portfolio Can be terminated Earlier

Risk  Interest Rate  Illiquid Securities  Tax Law Changes  Counterparty Risk  Significant Redemption  Agency Risk

Objectives  High monthly tax advantaged cash distributions  Low management fees  Potential for capital appreciation  Exposure to oil and gas profits with diversified risks

Characteristics  Comprised of equal dollar amounts of every Oil & Gas Income Trust listed on the TSX that pay regular distributions and have a market capitalization of at least 500 million.  Rebalanced quarterly  Listed on TSX  Mutual Fund Trust for purposes of the tax act

Risks  Interest Rate  Liquidity  Oil & Gas Volatility  Portfolio value fluctuation Low management fee:0.45% of net assets per annum

Symbol: ATF.UN Steady returns for this fund

Symbol: AOG.UN Large Drop in the Return due to changes in the Income Trusts Laws

Brompton Investment Funds Questions???