W Morris, Objective 2. Roadmap Workshop, Garching April Roadmap Objective 2 “Secure ITER Operation” Initial report Roadmap workshop, Garching, April 2011 Göran Ericsson William Morris (rapporteur) Jef Ongena Hartmut Zohm

W Morris, Objective 2. Roadmap Workshop, Garching April Contents Guidelines – Hasinger report Aim of our work, approach adopted, Assumptions, time frame and context Scope – what's in, what’s out Scenarios – which ones Modelling and theory – aims Examples of risk/impact-based analysis to guide key EU activities Facilities – existing and proposed (lists) Conclusions

W Morris, Objective 2. Roadmap Workshop, Garching April Guidelines – Hasinger report Objective 2 -Secure ITER Operation: by expanding the knowledge base to maximise the scientific output of ITER. Develop operational scenarios that will secure and even exceed the baseline performance. Ensure the rapid and efficient start up of ITER operation, and protect the investment in ITER by minimising the chances of unexpected technical problems that would delay exploitation or incur extra cost. Deliverables: In the next decade the programme must deliver: a)Several robust, low risk, high performance operating scenarios for ITER that meet and in some cases exceed baseline requirements. At least some scenarios should be capable of long pulse operation, allowing an extrapolation to DEMO. b)The capability and tools for accurate predictive modelling of ITER performance. These tools must integrate models of confinement, stability, energetic particle physics and wall interaction. Their validation should be prime programmatic objectives of the accompanying facilities. c)Any satellite facilities that are necessary to support ITER operations.

W Morris, Objective 2. Roadmap Workshop, Garching April Short version… Break down scenarios into the known problem areas (Associations, ITPA, Facilities Review, ITER research plan etc) Think what we can do which can genuinely be applied on ITER plasmas to reduce risks and/or make them better (“think like ITER”) identifiable output (i.e. we know when we’ve done it) Identify which Associations interested, facilities available This can be basis of a roadmap rooted in a practical programme Some summary info from the input Now for some details…

W Morris, Objective 2. Roadmap Workshop, Garching April Aim of our work - I It is absolutely essential that ITER succeeds, and that high performance is achieved as quickly as possible. Much operation time can be saved on ITER with good preparation of the physics understanding, modelling tools and, especially, the scientists. Conversely it could go very slowly. ITER may perform above its baseline goals – this will need knowledge, inventiveness and possibly some enhancements The complexity of tokamaks and the physics requires a very able and motivated community We need to work out the best way to prepare for this – FP8 is key We need to provide the basis for a vigorous, lively, innovative programme where it is clear why it has to be a certain size.

W Morris, Objective 2. Roadmap Workshop, Garching April Aim of our work - II Tokamak performance depends on the plasma scenario Scenarios consist of many elements and their integration. Almost all aspects will be different on ITER, to some extent Address elements and integration  capabilities and programme Try to establish high level targets that will visibly help ITER we know when we’ve hit are readily linked to the working-level programme Not defining programme, but collecting ideas on topics and approaches

W Morris, Objective 2. Roadmap Workshop, Garching April Input (for today and later) Ideas and capabilities from the Associations (the spreadsheets) - >1000 entries for objective 2 (only a subset in this talk) ITER Research Plan (v2.2, 2FB8AC) Facilities Review report and milestones (not the input documents) ITPA research needs STAC knowledge This workshop

W Morris, Objective 2. Roadmap Workshop, Garching April Assumptions EU should develop the capability to implement the scenario effectively on ITER, in all its aspects, without relying on input from other ITER parties EU should develop independent modelling capability Funding is available for “reasonable” enhancements to existing facilities (experimental and computational) JT-60SA and the IFERC HPC are assumed to be EU facilities

W Morris, Objective 2. Roadmap Workshop, Garching April Scope – what’s in All scientific activities to develop end-to-end scenarios All activities to develop models (basic theory, codes, computers) Enhancements to existing facilities, experimental or computational Assessment of the need for and capability of enhancements to ITER, JT-60SA, IFERC computer Scope – what’s out Operation of the plant at a technical level (diagnostics, tokamak systems, H&CD systems) Maintenance, remote handling Implementation of enhancements to ITER or BA facilities Engineering modelling of ITER components

W Morris, Objective 2. Roadmap Workshop, Garching April Scenarios “Deliverables: In the next decade the programme must deliver: a)Several robust, low risk, high performance operating scenarios for ITER that meet and in some cases exceed baseline requirements. At least some scenarios should be capable of long pulse operation, allowing an extrapolation to DEMO.” What is a scenario? How do we know they are robust and low risk?

W Morris, Objective 2. Roadmap Workshop, Garching April What is a scenario? Final state (flat top, integration in space): current, field, plasma shape, density, temperature,  etc fraction of non-inductive current drive nature of transport, transport barriers, stability and stability margins consistent heating, current drive and fuelling divertor solution End-to end integration in time vessel preparation breakdown, start-up, ramp-up and transition to flat top Control: optimisation, transients (external and plasma-induced) termination, ramp down ITER needs different scenarios for high Q, long pulse steady state.

W Morris, Objective 2. Roadmap Workshop, Garching April Scenarios – which ones? Low activation phase – not addressed directly today, but must be part of programme Hydrogen plasmas and attempts at H-mode Helium H-modes “Q=10” (DD as well as DT) ELMy H-mode Improved H-mode / Hybrid / Advanced Inductive mode Steady state/long pulse Hybrid/Advanced Inductive mode Advanced tokamak – non-inductive

W Morris, Objective 2. Roadmap Workshop, Garching April Scenarios: what does delivery mean? Experience shows scenarios cannot be simply transported (took several years to translate hybrid successfully from ASDEX Upgrade to JET) a written recipe is completely inadequate a combination of experienced people, good data, and good theory- based models is needed ITER must have the measurements and actuators to optimise Delivery is only secure when the scenario has been run on ITER Considerations What can we actually do that will make a significant difference? How do we demonstrate/quantify this? (imagine we are running ITER)

W Morris, Objective 2. Roadmap Workshop, Garching April Scenarios: what does delivery mean? Possible (theoretical) example: The edge pedestal height is critical to ITER’s performance in ELMy H-mode We can estimate height, but our goal should be evidence that we can control and improve it. E.g: Experiments where something is changed and the pedestal gets wider and higher Theory-based, experimentally tested models to explain why it happened modelled techniques that would have the same effect on ITER. ITER Physics Basis, Nucl. Fusion 47 S18

W Morris, Objective 2. Roadmap Workshop, Garching April Predictive capability? “Deliverables: In the next decade the programme must deliver: b)The capability and tools for accurate predictive modelling of ITER performance. These tools must integrate models of confinement, stability, energetic particle physics and wall interaction. Their validation should be prime programmatic objectives of the accompanying facilities.” Models allow us to bridge gap from present devices, design ITER plasmas in advance to fix/optimise ITER plasmas: there will be great pressure on run-time Theory allows us To base our models on best physics understanding Use the models outside their range of experimental validation We should aim for first principles physics, not purely empirical models This talk: specifics under the “scenario” topics, infrastructure under ITM

W Morris, Objective 2. Roadmap Workshop, Garching April Satellite facilities “Deliverables: In the next decade the programme must deliver: c)Any satellite facilities that are necessary to support ITER operations.” These are facilities that operate alongside ITER addressing issues that arise during the operation (which cannot be answered adequately by ITER and its team). Also prepare enhancements JT-60SA is assumed to be operational towards the end of the period FP8, FP8+2, and is aimed towards DEMO as well as ITER Other major satellite facilities would be justified by their input in parallel to ITER

W Morris, Objective 2. Roadmap Workshop, Garching April Satellite facilities At present (April 2011) we do not have ideas from Associations on the programme in parallel with ITER, the exploitation of the satellite facilities proposed by Associations. So, not easy to give views on necessary satellite facilities here. But: issues raised here likely to apply during ITER operation, so we have an important step Several Associations indicated they wish to contribute to a discussion on the definition of a possible EU satellite – this should start soon (using report of the earlier expert group on ITER & DEMO satellites?) Substantial effort is indicated in the tables for FAST, upgrades of other facilities (AUG, TS, MAST and some other systems/facilities)

W Morris, Objective 2. Roadmap Workshop, Garching April Approach adopted Identify ingredients of a scenario (e.g. core transport, pedestal height) Include common activities such as H&CD, fuelling, diagnostics, control Identify risks/uncertainties Suggest mitigation actions (using Association and other ideas) Identify what success means, what difference we will make. “how exactly will it make ITER better” (rather than only “improved understanding”) Identify EU capability (use Association enhancement ideas if key to the mitigation) Identify interested Associations from the input (will not be complete list) Risks and activities are not ranked at this stage

W Morris, Objective 2. Roadmap Workshop, Garching April Specific topics Only a subset here, to identify main capabilities. Some ideas for clear impact on ITER. Will be other/better ideas. Principle is “if you were on ITER, what would you want and use?” Q=10 ELMy H-mode: pedestal (incl ELM mitigation), L-H, integration Q=10 Hybrid: core transport, self-regulation/control, integration, Q=5 advanced: ITB formation and control, integration Fuel retention Erosion/deposition Fast particle transport/losses Rotation generation and transport SOL and divertor ICRH coupling and compatibility Disruptions

W Morris, Objective 2. Roadmap Workshop, Garching April Q=10 ELMy H-mode: H-mode access Comment/status Power in ITER marginal esp. in H, He phase. Mitigation, and evidence of success More power on ITER, esp in H/He phase; Other triggers (flow changes, divertor leg, ion loss, pellet, current ramps); T early on ITER More power agreed. Demonstrated lower threshold based on first-principles theory EU capability & Associations JET (esp if T); AUG; MAST; TCV; TJ-II (for understanding), COMPASS. Strong theory + well diagnosed machines CCFE, CIEMAT, CRPP, HELLAS, IPP, IPP.CR, ÖAW, TEKES H – 3.8MW D – 2.9MW DT – 2.1MW T – 1.7MW

W Morris, Objective 2. Roadmap Workshop, Garching April Q=10 Hybrid: General Comment/status q(0)>1 – relies on benign instabilities; transfer slow (AUG  JET) Risk/uncertainty No self-regulation. Core confinement poor, or ITBs. Low pedestal if radiative divertor; metal accumulation; isotope effect Mitigation, and evidence of success Combined exps & theory → self-regulating transport and rotation, options for q(r) End-to-end transient-resilient scenario model EU capability & Associations JET, AUG, JT-60SA, MAST, TCV, TS CCFE, CEA, ENEA, IPP, CRPP? others? Plasma pressure or temperature Radius Hybrid mode aims to have improved core confinement but without an internal transport barrier and its control needs

W Morris, Objective 2. Roadmap Workshop, Garching April All scenarios: Erosion and redeposition Comment/status Wall lifetime, retention, resilience to ELMs & disruptions, dust production, impurity influx all key. Risk/uncertainty Unacceptable metal impurity influx. PFC material degrades. Dust production Mitigation, and evidence of success Seeding/fuelling, higher density edge, ELM control, disruption avoidance Demonstration of prolonged JET ILW operation at high power. Understand why materials change, how dust can be reduced EU capability & Associations AUG, JET, TS, FTU, MAGNUM-PSI, TEXTOR; post-mortem analysis CCFE, CEA, ENEA, ENEA-CNR, FOM, FZJ, IPP, IPPLM, IPPLM, MHEST, TEKES, ULB, VR

W Morris, Objective 2. Roadmap Workshop, Garching April All scenarios: Fuel retention Comment/status Critical for ITER operation – carbon data unacceptable, Be/W situation unknown. Risk/uncertainty Even with metal wall retention may be too high, and effective removal techniques will be needed. Nature of retention (depth) may depend on scenario Mitigation, and evidence of success Experiments with metal wall – accountancy, wall conditioning to recover (ICWC?). Tritium allows greater accuracy. Demonstrated data on accuracy of accounting, quantified recovery techniques EU capability & Associations JET, AUG, TEXTOR, Magnum-PSI, Post mortem analysis facilities. Metal surface essential? FOM, FZJ, MHEST, TEKES, VR (assume others such as IPP, CEA, CCFE)

W Morris, Objective 2. Roadmap Workshop, Garching April H&CD: ICRH coupling Comment/status Physics of coupling quite well understood, but realisation unreliable. Impurity influx Risk/uncertainty Coupling depends on unknown edge plasma, sensitive to scenario. Impurities Mitigation, and evidence of success Develop way to set density in front of antenna, for good coupling for all plasmas; tune phasing to reduce sheath effects Proven physics model to show density and sheath in front of antenna is controllable. EU capability & Associations JET, TEXTOR, AUG, FTU, Tore Supra. System changes may be needed CCFE, CEA, ENEA, IPP, ERM-KMS, VR. ITER like Antenna Lower Hybrid Launcher LH and ICRH systems in JET ICRH A2- Antenna

W Morris, Objective 2. Roadmap Workshop, Garching April All scenarios: Fast particle transport/loss Comment/status Critical for  -heating effectiveness and profile, NBCD, sawtooth control Risk/uncertainty Fast particle-driven modes cause unacceptable losses (damage, loss of  - heating or NB current drive). Sawtooth control fails (and more NTMs result) Mitigation, and evidence of success Model improvements based on mixed data. Better diagnostics (confined & lost ions, mode structure, and TAE probes), varied fast ion populations, distribution. ITER’s drive and damping terms tested experimentally; ITER-applicable turbulence effects on fast ions tested. Estimates for ITER and ideas to reduce EU capability & Associations AUG, JET, MAST, TCV (NBI, TAE antenna upgrades), RFX (?, NBI upgrade) CCFE, CRPP, DCU, ENEA, ENEA-CNR, FOM, HAS, IPP, ÖAW, RFX, RISØ, TEKES, VR

W Morris, Objective 2. Roadmap Workshop, Garching April All scenarios: Disruptions Comment/status Limit operation, generate dust, damage PFCs. Risk/uncertainty Occurrence rate and impact; Predictions (e.g. neural nets) don’t transfer, too late in pulse Mitigation, and evidence of success Integrated avoidance strategy; theory & model of runaways, toroidal asymm, mitigation Transferred models of mitigation/prediction; integrated avoidance to fit ITER infrastructure EU capability & Associations JET; AUG; MAST, TS, FTU, TEXTOR, RFX(?) CCFE, CEA, CIEMAT, CRPP, ENEA-CNR, ENEA, FZJ, HAS, IPP, IPPLM, MHEST, RFX, VR Analysis of root causes showing wide range, and thus potential benefit of integrated operational approach (JET)

W Morris, Objective 2. Roadmap Workshop, Garching April “Infrastructure” Comment/status The programme needs a wide range of supporting capabilities: diagnostics, theory, modelling, control, computer facilities, data acquisition, data handling, operations EU capability Wide capability on all systems. There will be some weaker areas. Associations All Associations contribute. Some have made specific mention of key areas such as diagnostics, data acquisition and control, exascale computing. Some relate to specific experiments such as JET DT.

W Morris, Objective 2. Roadmap Workshop, Garching April ITER enhancements Comment/status A range of enhancements during ITER’s life are likely. Diagnostics and LHCD are already in mind. Includes diagnostics of ancillary systems such as NBI source Not yet clear which parties would provide – may affect level of R&D outside F4E in EU EU capability Wide experience on all tokamak systems. Future satellite facilities. Associations Probably large majority – CEA (Obj 1), DCU, ENEA-CNR, ENEA, IPPLM, RISØ mention specifically.

W Morris, Objective 2. Roadmap Workshop, Garching April Scenarios: summary of what is needed “Deliverables: In the next decade the programme must deliver: a)Several robust, low risk, high performance operating scenarios for ITER that meet and in some cases exceed baseline requirements. At least some scenarios should be capable of long pulse operation, allowing an extrapolation to DEMO.” Experimentally validated models for several key elements in order to design ITER scenarios and have demonstrated options to improve/correct e.g.: edge pedestal, transport in hybrid, L-H transition Identification of issues for integration (in space and time) and proven approaches Techniques for common issues such as fuel retention, ICRH coupling A capable motivated team to transfer to ITER

W Morris, Objective 2. Roadmap Workshop, Garching April Models: summary of what is needed “Deliverables: In the next decade the programme must deliver: b)The capability and tools for accurate predictive modelling of ITER performance. These tools must integrate models of confinement, stability, energetic particle physics and wall interaction. Their validation should be prime programmatic objectives of the accompanying facilities.” Comprehensive suite of theory-based models for the major issues of the core plasma, with clarity on the state of experimental validation Models for SOL, divertor and first wall, including some 3-D effects (e.g. ELM coils). Some semi-empirical due to mixed plasma and non-plasma physics. Structure to integrate the codes (ITM) Note: no Association proposals for the massive computing resources that will be needed as well as IFERC if we aspire to a full model?

W Morris, Objective 2. Roadmap Workshop, Garching April Staffing proposed by Associations While no breakdown has been made at this stage, the totals may be useful (there are certainly errors here!): PeriodTotal ppyAv. ppy/yr2a2b2c* : : : Total * 2c includes increased staffing for AUG to make more available, MAST Upgrade, some facilities and diagnostic development, as well as TS (WEST), AUG extension, and FAST

W Morris, Objective 2. Roadmap Workshop, Garching April Facilities (Host input) FP7 Tokamaks, RFPs, Stellarators ASDEX Upgrade COMPASS FTU ISTTOK (?) JET MAST TCV (+ TORPEX) TEXTOR TORE SUPRA EXTRAP-T2R RFX TJ-II Observation: all machines appear (to a different degree) in the proposals, some are heavily used by several Associations

W Morris, Objective 2. Roadmap Workshop, Garching April Facilities (Host input) Plasma source, PWI, high heat flux etc Magnum-PSI (FOM) JUDITH 1, JUDITH 2, MARION, PSI-2 Jülich (FZJ) PUMA(?), PF1000-U (IPPLM) ELISE (IPP), FNG (ENEA), Remote handling (?); HELOKA (KIT); OMEGA (PWI?, ENEA); Tandem accelerator (VR) Computational (fusion specific) Gateway, HPC-FF, IFERC

W Morris, Objective 2. Roadmap Workshop, Garching April Facilities (Host input) FP7 Tokamaks, RFPs, Stellarators ASDEX Upgrade COMPASS FTU ISTTOK (?) JET JT-60SA (late in FP8) MAST (and upgrade) TCV (+ TORPEX) TEXTOR TORE SUPRA EXTRAP-T2R RFX TJ-II W7-X Some are absent in , but closure date not given if earlier

W Morris, Objective 2. Roadmap Workshop, Garching April Facilities (Host input) Plasma source, PWI, high heat flux etc Magnum-PSI (FOM) JUDITH 1, JUDITH 2, MARION, PSI-2 Jülich, JULE-PSI (FZJ) PUMA(?), PF1000-U (IPPLM) ELISE (IPP), FNG (ENEA), Remote handling (?); HELOKA (KIT); OMEGA (PWI?, ENEA); Tandem accelerator (VR) Computational (fusion specific) Gateway, HPC-FF, IFERC

W Morris, Objective 2. Roadmap Workshop, Garching April Facilities (Host input) FP7 Tokamaks, RFPs, Stellarators ASDEX Upgrade COMPASS FTU ISTTOK (?) JET (?) JT-60SA MAST (upgraded) TCV (+ TORPEX) TEXTOR TORE SUPRA (if WEST) EXTRAP-T2R RFX TJ-II W7-X

W Morris, Objective 2. Roadmap Workshop, Garching April Facilities (Host input) Plasma source, PWI, high heat flux etc Magnum-PSI (FOM) JUDITH 1, JUDITH 2, MARION, PSI-2 Jülich, JULE-PSI(FZJ) PF1000-U (IPPLM) ELISE (IPP), PRIMA (RFX), FNG (ENEA), Remote handling (?); HELOKA (KIT); OMEGA (PWI?, ENEA); Tandem accelerator (VR) Computational (fusion specific) Gateway, HPC-FF, IFERC

W Morris, Objective 2. Roadmap Workshop, Garching April JET JET has a special place in this period, in some ways a proxy for ITER. Here, it is assumed JET is available for some years (e.g. to 2015) A tritium campaign would change tenor of EU programme significantly. Association input covers all of the main areas and includes Scenario development to high power with radiative divertor Integrated ELM control Fuel retention, and removal Material erosion and migration (W, Be) Fast particle physics and diagnostics Disruption studies including runaways, avoidance, prediction, mitigation ICRH performance

W Morris, Objective 2. Roadmap Workshop, Garching April Satellite facilities proposed/agreed BA:JT-60SA (some Associations propose diagnostics) CCFE:MAST Upgrade [Objective 4 as well] CEA:WEST (Tore-Supra + actively cooled W divertor) [Objective 4 as well] ENEA:FAST and its subsystems FZJ:Upgrade high heat flux test facility (MARION), Hot cells with plasma devices, Linear plasma device (JULE-PSI?) HAS:TBM Remote Handling test facility [Objective 1 or 4?] IPP:ASDEX Upgrade extension IPPLM:Pulse Plasma Gun (PUMA) for disruption, ELM studies IST:Remote Handling Transfer Cask System test facility [Objective 1 or 4?] In addition several Associations mention diagnostics and other support projects

W Morris, Objective 2. Roadmap Workshop, Garching April Forward look to the ITER years The situation will be different when ITER is operating: Focus on designing plasma scenarios and experiments to develop and optimise them. Likely to be largely modelling (discrete and integrated), using experimental data to test. Powerful and fast tools for analysing and interpreting data will be key. Non-ITER studies could be focused on specific problems (e.g. transport, transport barriers, stability, anomalies in current drive, fast ion physics etc; preparing enhancements). Not clear when ITER takes on scenario integration – maybe for deuterium, not hydrogen? Transition may not be at end of FP8+2 ITER will not address steady state/very long pulse till later – need to develop in parallel (modelling and experiment). JT-60SA will be key.

W Morris, Objective 2. Roadmap Workshop, Garching April Short version… Break down scenarios into the known problem areas (Associations, ITPA, Facilities Review, ITER research plan etc) Think what we can do which can genuinely be applied on ITER plasmas to reduce risks and/or make them better (“think like ITER”) identifiable output (i.e. we know when we’ve done it) Identify which Associations interested, facilities available This can be basis of a roadmap rooted in a practical programme Some summary info from the input

W Morris, Objective 2. Roadmap Workshop, Garching April Summary and conclusions - I To get the best from ITER, quickly, we need motivated, able, experienced people, and a suite of tools to design and optimise plasmas Genuine scenario demonstration can only be done on ITER, documentation alone is completely inadequate. [A mechanism to include expert people in the “ITER team” is key, especially as facilities close]. But many things can be done to prepare the people and the tools Approach: break down scenarios into elements (e.g. pedestal, L-H transition, core transport, ICRH coupling), and integration issues, pick those where there is concern and genuine potential to develop tools to improve ITER plasmas, define specific goals (imagine we are ITER) demonstrate improvements on smaller tokamak(s) and models, and thus take a proven theory-based technique to ITER (imagine we are ITER)

W Morris, Objective 2. Roadmap Workshop, Garching April Summary and conclusions - II This gives ingredients for a strategic roadmap in scenario development (experiment + theory), rooted in a stimulating research programme. They could help define the necessary programme size for Europe to maintain and develop an independent capability for ITER and DEMO Scenario integration will pass to ITER, but possibly only after the hydrogen and helium phases, i.e. significantly into FP9. While the emphasis is naturally on larger better equipped tokamaks, there are important roles for other facilities, including stellarators & RFPs. Also need space for new ideas, exploration It appears a viable accompanying programme reducing substantially the risks for ITER operation can be built from Associations’ input. To do: assessment of satellite facilities needed in parallel to ITER operation

W Morris, Objective 2. Roadmap Workshop, Garching April More detailed slides on scenario issues… List of Facility review milestones [Available on request]