The New Rules For Raising Capital Why The Rules Are So Much Better For Technology Companies Than The Old Venture Capital Method The Private Capital Market,

Slides:



Advertisements
Similar presentations
How The Private Capital Uses Internet Webinars to Raise Reg D Rule 506c Capital Contact: Thomas E. Vass
Advertisements

The Cape Fear Capital Connection on MyTalker Radio. WMYT fm Monday, October 13, 2014 Curtis Wright and Thomas Vass Discuss The SEC’s Proposed Rules.
Chapter 2. The Financial Markets and Interest Rates.
WEEK 14: FINANCIAL MANAGEMENT -2 BUSN 102 – Özge Can.
PRIVATE PLACEMENTS Larry C. Tomlin, Krieg DeVault LLP Jarod Brown, Attorney at Law.
Crowdfunding What You Need to Know Before Investing in Crowdfunded Securities Presented by: [INSERT AGENCY]
Chapter 9 The Securities Act of 1933 & Underwriting Equity Securities.
The Cape Fear Capital Connection News Hour: Tuesday, October 21, A Live Internet TV Broadcast of News and Information About Technology, Capital Markets,
McGraw-Hill/Irwin Copyright © 2012 by The McGraw-Hill Companies, Inc. All rights reserved.
Raising Capital Chapter 15.
Raising Private Capital Today  The Private Capital Market Solution for Private Growth Companies Conducting A Private Placement.  Integrating Marketing,
Chapter 14 - Raising Capital in the Financial Markets.
Copyright © 2012 Pearson Prentice Hall. All rights reserved. CHAPTER 22 Investment Banks, Security Brokers and Dealers, and Venture Capital Firms.
Chapter 23 Investment Banks and Security Brokers and Dealers.
Introduction to Financial Management1 Financial Management Decisions  Capital Budgeting Long-term Risk / timing  Capital Structure Debt vs. Equity 
McGraw-Hill/Irwin © 2008 The McGraw-Hill Companies, Inc., All Rights Reserved. Securities Markets CHAPTER 3.
INTRODUCTION TO TAXATION OF FINANCIAL PRODUCTS. What is an INSTRUMENT? 1) A tradeable asset or negotiable item such as a security, a debt instrument,
Security Markets Objectives Primary market Secondary Market.
 The McGraw-Hill Companies, Inc., 1999 INVESTMENTS Fourth Edition Bodie Kane Marcus 3-1 Irwin/McGraw-Hill How Securities are Traded Chapter 3.
Financing Process 11/03/05.
The Cape Fear Capital Connection on MyTalker Radio. WMYT fm Monday, November 3, 2014 Curtis Wright and Thomas Vass Discuss The Difference Between.
Raising Private Capital Today  The Private Capital Market Solution for Conducting A Direct Corporate Private Offering. We offer management tools that:
Raising Capital Today: The New Private Placement Pull Marketing Strategy To Find Affiliate and Affinity Investors ✹ The Private Capital Market Solution.
Crowdfunding Overview. Investor Protection vs Capital Raising.
1 Chapter 18 Issuing Capital and the Investment Banking Process McGraw-Hill/Irwin Copyright © 2012 by The McGraw-Hill Companies, Inc. All rights reserved.
“Securities for the Non-Securities Lawyer” Association of Corporate Counsel – America August 3, 2006 Presented by: Kurt L. Kicklighter Luce, Forward, Hamilton.
Ch. 2 - The Financial Markets and Interest Rates  2000, Prentice Hall, Inc.
Ch Rising Capital in The Financial Markets  2002, Prentice Hall, Inc.
Providing Capital Requirement Solutions for Emerging Growth Companies CFO Capital Partners CFO Capital Partners.
V. STOCKS. “Bulls Make Money, Bears Make Money, but Pigs Get Slaughtered” – Wall Street SayingWall Street Saying.
Understanding Our Investment Opportunity The Direct Corporate Private Offering Company Name Presenter Name Our Investor Relations Page: Benefits for Our.
Issuing Bonds – The Process and the Role of the Registered Municipal Advisor 2013 Michigan Community College Business Officers Association July 25, 2013.
McGraw-Hill/Irwin Copyright © 2005 by The McGraw-Hill Companies, Inc. All rights reserved. Chapter 3 How Securities Are Traded.
16-1 Copyright © 2013 Pearson Education, Inc. publishing as Prentice Hall Chapter 16 Managing Finances.
Financial Management 1. Every decision that a business makes has financial effects. So everything that a business does fits under the heading of finance.
The Cape Fear Capital Connection on MyTalker Radio. WMYT fm Monday, July 28, 2014 Curtis Wright and Thomas Vass Discuss: What Went Wrong With The.
How Corporations Issue Securities
Chapter 2: The Internet 1 Raising Capital New businesses  Five year success rate  Banks  Sources of funding Structure? Security law violations?
Michael C. Phiri Legal Officer Securities & Exchange Commission.
McGraw-Hill/Irwin Copyright © 2001 by The McGraw-Hill Companies, Inc. All rights reserved. 3-1 How Securities Are Traded Chapter 3.
15- 1 McGraw Hill/Irwin Copyright © 2009 by The McGraw-Hill Companies, Inc. All rights reserved Fundamentals of Corporate Finance Sixth Edition Richard.
Essentials of Investments © 2001 The McGraw-Hill Companies, Inc. All rights reserved. Fourth Edition Irwin / McGraw-Hill Bodie Kane Marcus 1 Chapter 3.
Investment Vocabulary. Stock Market  A market in which the public trades stock that someone already owns; the buying and selling of stock.
The Cape Fear Capital Connection on MyTalker Radio. WMYT fm Monday, October 27, 2014 Curtis Wright and Thomas Vass Discuss Building The Cape Fear.
What can BrownRidge Do for You?. Services and Offerings ✦ Equity Stock offering thru Private Placement. ✦ Debt Offering thru Private Placement. ✦ Creating.
13-1 Agenda for 5 August (Chapter 15) Raising Capital Early-Stage Financing and Venture Capital Selling Securities to the Public Underwriters Alternative.
©2012 McGraw-Hill Ryerson Limited 1 of 20 Learning Objectives 4.Analyze the dealer’s role in pricing corporate securities. Evaluate the influence of issued.
Why Innovation thrives in U.S.. Innovation & GDP Growth GDP Innovation => ↑ full potential.
Chapter 3 How Securities are Traded. McGraw-Hill/Irwin © 2004 The McGraw-Hill Companies, Inc., All Rights Reserved. Primary vs. Secondary Security Sales.
Private Placements and Venture Capital Chapter 28 Tools & Techniques of Investment Planning Copyright 2007, The National Underwriter Company1 What is it?
Chapter 15 Investment Banking: Public and Private Placement.
CHAPTER 15 RAISING CAPITAL. INTRODUCTION Definition of capital: borrowed sums or equity with which the firm's assets are acquired and its operations are.
©2009 McGraw-Hill Ryerson Limited 1 of Investment Underwriting Prepared by: Michel Paquet SAIT Polytechnic ©2009 McGraw-Hill Ryerson Limited.
February 23, 2016 Michael Semmann nVestWisconsin/Wisconsin Bankers Association © Wisconsin Bankers Association/nVestWisconsin.
JOBS ACT CAPITAL RAISING FOR SMALL BUSINESSES RUTH JIN, ESQ. August 22, 2015 © The JIn Law Group, PLLC All Rights Reserved.
LunarCubes 5 ** 877.For.Hoyt ** mindset ● methods ● momentum Crowdfunding! Tapping the Masses ** 877.For.Hoyt.
Corporate Finance Team. Companies raise money Fixed Assets/Working Capital Two types of money – debt and equity Venture Capitalists Private Equity and.
Securities Markets. Two Types Primary Market: where first-hand securities are traded or a market of new issuance of securities. Secondary Market: Where.
Topics Angels/Friends & Family Venture Capital Regulation D
Initial Public Offering (IPO)
CHAPTER 3 Securities Markets.
How Corporations Issue Securities
Jumpstart Our Business Startups Act
SEC’S Regulation crowdfunding:
ENTREPRENEURSHIP Lecture No: 36 BY CH. SHAHZAD ANSAR
Stocks, Bonds, and Mutual Funds
الاستثمارات في الأسهم – المحاسبة وإعداد التقارير للمستثمر Stock Investments – Investor Accounting and Reporting إعداد :أ.نورا الداوود الفصل الثاني.
CAPITAL MARKET Chapter 2 “Financial Services” by R Shanmugham
Objectives Primary market Secondary Market
Investment Banks, Security Brokers and Dealers, and Venture Capital Firms Lectur
Presentation transcript:

The New Rules For Raising Capital Why The Rules Are So Much Better For Technology Companies Than The Old Venture Capital Method The Private Capital Market, Inc. Thomas E. Vass

The New Rules Allow You To Issue Securities Directly to Investors Raise an unlimited amount of capital. Have an unlimited number of accredited investors. Issue any type of security you want. Set your own terms and conditions. Control your company’s future.

Reg D Rule 506c Rule 506(c) offerings allow the company to market and promote the offering on the internet. The securities can only be sold to accredited investors The investors must be verified as “accredited” before the company accepts their capital. FOR MORE INFO... The Definitive Guide to Equity & Debt CrowdfundingThe Definitive Guide to Equity & Debt Crowdfunding, by Scott Purcell

The Old Venture Capital Model Vs. The New 506c Model

There are 3 business models for a Reg D Rule 506c Offering: Non-FINRA Broker Dealer Website FINRA Broker Dealer Website The Investment Advisor Model FOR MORE INFO... Accredited Investor Crowdfunding Website Comparison

Your Next Raise: Getting Ready For Future Private Market Stock Exchanges The SEC is considering how to establish private security exchanges to allow investors to trade private stock and bonds, like they do in public markets. 1.The new private exchanges will be called Alternative Trading Systems (ATS) approved by the SEC. 2.Your securities will need a national identification code called a CUSIP to trade in an ATS. 3.Your corporate securities account at Folio is set up to take advantage of the new ATS and the transition to the public markets, if you choose to do an IPO.

Schedule For Conducting A Private Placement Under 506c Pre-offering Offering Post-offering Phase 1 Phase 2 Phase 3 3 Months 6 Months 2 Months

Your Costs To Conduct an Offering For the Rule 506c, your legal costs to have the attorney create the offering documents will likely be between $15,000 to $20,000. For Reg A, your legal costs will likely be around $75,000. Your marketing and promotional costs will likely be $20,000 for Rule 506c. Your fee for the investment advisor will be 3%, at closing. The Costs to Raise Crowdfunding Capital

Are You Ready to Raise Capital? The new rules are better than the old rules because you set your own terms and conditions that best fit where you are taking your company. The Private Capital Market can help you issue your securities at every step of the way. Let’s get started by creating your company Investor Relations page.

The Private Capital Market, Inc. Thomas E. Vass privatecapitalmarket.com ADV Disclosure Document