Chinese Wall https://store.theartofservice.com/the-chinese-wall-toolkit.html.

Slides:



Advertisements
Similar presentations
Public B2B Exchanges and Support Services
Advertisements

Introduction to Savings & Investments
Chapter 13 and Chapter 14 - Part I - Investment Banking.
Chapter Four Conflicts of Interest In this chapter, you will learn about: Rules governing conflicts involving clients, including simultaneous and successive.
Chapter Twelve Financial Reporting and the Securities and Exchange Commission Copyright © 2015 McGraw-Hill Education. All rights reserved. No reproduction.
Due Diligence
North Carolina Society of Enrolled Agents
The Islamic University of Gaza
Topic 3: Banking Structures Around the World
1 The Stock Market Development and Accounting Reform the case of China May 2006 Lu Xiongying Shanghai Stock Exchange 1.
Wu Jinglian State Council Development Research Centre China Europe International Business School 26 February 2004 The Role of Special Board Committees.
SMB’s Options Training Program Presents:
Rookies and Newcomers: The Road to Success Investment Insurance Group Sales People Feasibility Attractions Mix Facility Design.
WHERE WE ARE 22 member associations in 20 countries Over 4300 individual members who are responsible for risk management and/or insurance in their organisations.
© 2012-Robert G Parker May 24, 2012 Page: 1 © 2012-Robert G Parker May 24, 2012 Page: 1 © 2012-Robert G Parker May 24, 2012 Page: 1 © 2012-Robert G Parker.
The NYSE Personal Finance Mrs. Brewer. The Stock Market Review O pa.org/SafeVideos/Video.aspx?id=hjuMlola Ko4 pa.org/SafeVideos/Video.aspx?id=hjuMlola.
CORPORATE GOVERNANCE IN CHINA BY ABDUR RASHID MIRZA UNIVERSITY OF LAHORE Director of Research Centre Shanghai Stock Exchange.
Background to 2008 Meltdown Learn from History?. Background of Great Depression American finance companies in the 1920s were merged. Banks held depositor’s.
Customer Asset
1. International agreements ratified by Ukraine. 2. Law of Ukraine “On international activity”. 3. Law of Ukraine “On investment activity”. 4. Law of Ukraine.
Implementation Issues of Sarbanes-Oxley CASE Presentation September 23, 2004 By Denise Farnan.
Interactive TV
Learning Outcomes At the end of this chapter you should be able to: Explain the meaning and purpose of accounting; Describe the role of accounting as.
WHITE COLLAR CRIME Lecture 12: Policing and Regulating White Collar Crime.
Definition of “Boutique” in English Originally, only a small dress shop specializing in up-market fashion for selected customers. Then, extended to the.
CHAPTER 19 INVESTMENT BANKING. Copyright© 2003 John Wiley and Sons, Inc. Investment Banking Investment Banks (IB) are the most important participant in.
Chapter 8: Client Risk Profile and Documentation
1 © The Delos Partnership 2004 Supply Chain Workshop – 21/22 April 2004 Starting the journey.
1 Lecture 3: Conflict of Interest ( 利益衝突 ) Please refer to Chapter 5, “Ethics and the Conduct of Business” by John R. Boatright BBA 361 BBA 361 Business.
Revise Lecture 1 1. Framework of Financial Reporting 1. The regulatory system 2. A conceptual framework 2.
The NYSE Personal Finance Mrs. Brewer. The Stock Market Review O pa.org/SafeVideos/Video.aspx?id=hjuMlola Ko4 pa.org/SafeVideos/Video.aspx?id=hjuMlola.
Corporate governance and its practices in Shanghai Stock Exchange
Various Stages of MiFID Implementation in Lithuania Tomas Talutis Lithuanian Securities Commission.
Strategic Management: Chapter 1 Basic Concepts of Strategic Management Page 1 Basic Concepts of Strategic Management Chapter 1.
IT consulting
Johari Window
CS426Fall 2010/Lecture 251 Computer Security CS 426 Lecture 25 Integrity Protection: Biba, Clark Wilson, and Chinese Wall.
Moral Choices Facing Employees Unit 8 Ethical Awareness.
Price Sensitivity
Copyright © 2009–2011 National Academy Foundation. All rights reserved. AOF Principles of Finance Unit 3, Lesson 9 Evolution of Investment Banking.
Choi/Meek, 6/e1 International Accounting, 6/e Frederick D.S. Choi Gary K. Meek Chapter 4: Comparative Accounting: The Americas and Asia.
McGraw-Hill/Irwin Copyright © 2012 by The McGraw-Hill Companies, Inc. All rights reserved.
Project Manager
Chapter 1 Investments - Background and Issues McGraw-Hill/Irwin © 2004 The McGraw-Hill Companies, Inc., All Rights Reserved. Investments & Financial.
Finance & Finance Law. What is finance? Finance describes the act of providing money, capital or other financial resources to assist in facilitating a.
International Security Management Standards. BS ISO/IEC 17799:2005 BS ISO/IEC 27001:2005 First edition – ISO/IEC 17799:2000 Second edition ISO/IEC 17799:2005.
IMS 554 Info. Marketing for Information System Department Information Marketing Principles of Marketing.
Stakeholders
Page 1 | Proprietary and Copyrighted Information INDONESIA CODE OF ETHICS Sylvie Soulier, IESBA Member IESBA Meeting New York June 29 – July 1,
Protocol stack
It Infrastructure
Total Cost of Ownership
Network Virtualization
Peter Principle
Line of Business
Competency center
+ Ethical and Legal constraints within the media sector in television by Callum Welsh.
Marketing II Chapter 2: Company and Marketing Strategy Partnering to Build Customer relationships
BUSINESS ETHICS.  Understand and explain what is meant by business ethics.  Understand the role or regulators and regulation. OBJECTIVES.
JANI AARTI En No:  By the end of this lecture, students should be able to: 1.Explain the functions of management 2.Define and explain strategy.
DOL Fiduciary Rule: Answering Advisors' Top Questions Jason Berkowitz Vice President and Counsel, Regulatory Affairs September 7, 2016.
FBLA Competitive Event Selection Questionaire
International Accounting, 6/e
LEGAL ASPECTS OF FINANCE Lecture 5
FBLA Competitive Event Selection Questionaire
FBLA Competitive Event Selection Questionaire
International Accounting - The Issues
The U.S. Economy.
FBLA Competitive Event Selection Questionaire
Presentation transcript:

Chinese Wall

Chinese wall 1 For example, a Chinese wall may be erected to separate and isolate persons who make investment decisions from persons who are privy to undisclosed material information which may influence those decisions

Chinese wall - Popularization 1 The term was popularized in the United States following the stock market crash of 1929, when the U.S. government legislated information separation between investment bankers and brokerage firms, in order to limit the conflict of interest between objective analysis of companies and the desire for successful initial public offerings. Rather than prohibiting one company from engaging in both businesses, the government permitted the implementation of Chinese wall procedures.

Chinese wall - Finance 1 government has since passed laws strengthening the Chinese wall concept (e.g

Chinese wall - Finance 1 Chinese walls are also used in the corporate finance departments of the Big Four (audit firms)|Big Four and other large accountancy and financial services firms. They are designed to insulate sensitive documentation from the wider firm in order to prevent conflicts of interest as described above.

Chinese wall - Law 1 In the United Kingdom, a law firm may represent competing parties in a suit, but only in strictly defined situations and when individual fee earners do not act for both sides The use of Chinese Walls is no longer permitted except within very narrow exceptions

Chinese wall - Law 1 While the ABA rules are only advisory in nature, most states have adapted these rules or have set forth even stricter regulations when it comes to a firm's ability to establish a Chinese wall.

Chinese wall - Reverse engineering 1 Chinese wall refers to a reverse engineering method involving two separate groups. One group reverse- engineers the original code and writes thorough documentation, while the other group writes new code based only on the new documentation. This method insulates the new code from the old code, so that it will not be considered a derived work. See also clean room design.

Chinese wall - Computer security 1 The 'Chinese Wall Model' (also 'Brewer and Nash Model') is a computer security model|security model where read/write access to files is governed by membership of data in conflict-of-interest classes and datasets. This is the basic model used to provide both data privacy|privacy and data integrity|integrity for data.

Chinese wall (disambiguation) 1 A 'Chinese wall' is a separation of persons within an organisation whose interaction might produce conflicts of interest. The term may also refer to:

Chinese wall (disambiguation) - In geography 1 *Chinese Wall (Idaho), a peak in the White Cloud Mountains, Idaho, USA

Chinese wall (disambiguation) - In geography 1 *Chinese Wall (Montana), a 1,000 foot high, 15-mile long escarpment along the Continental Divide in the Bob Marshall Wilderness, Montana, USA

Chinese wall (disambiguation) - In geography 1 *Chinese Wall (Philadelphia), former elevated railroad on the site of the current Penn Center

Chinese wall (disambiguation) - In media and entertainment 1 *Chinese Wall (Mad Men)|Chinese Wall (Mad Men), the eleventh episode of the fourth season of the television series Mad Men

Chinese Wall (Mad Men) 1 'Chinese Wall' is the eleventh episode of the fourth season of the American television drama series Mad Men, and the 50th overall episode of the series. It aired on the AMC (TV channel)|AMC channel in the United States on October 3, Cara Buono, who played Dr. Faye Miller, received a nomination for Primetime Emmy Award for Outstanding Guest Actress in a Drama Series for this episode.

British Bulldogs (game) - Chinese wall 1 CHINESE WALL A tagging...

For More Information, Visit: m/the-chinese-wall- toolkit.html m/the-chinese-wall- toolkit.html The Art of Service