1. Coding and Billing for Optometrists: Relative Value Units (RVUs) in VHA VA Optometry IT Subcommittee Module 6: ICD-10 Coding It’s in the Details

2. Authors Ballinger, Rex OD- Baltimore, MD Ballinger, Rex OD- Baltimore, MD Cordes, Matthew OD- The Villages, FL Cordes, Matthew OD- The Villages, FL Fuhr, Patti OD, PHD- Salisbury, NC Fuhr, Patti OD, PHD- Salisbury, NC Ihrig, Carolyn OD- Buffalo, NY Ihrig, Carolyn OD- Buffalo, NY Katzenberger, Ann OD- American Lake, WA Katzenberger, Ann OD- American Lake, WA Kawasaki, Brian OD- Las Vegas, NV Kawasaki, Brian OD- Las Vegas, NV Ryan, Raymond OD- Boise, ID Ryan, Raymond OD- Boise, ID Whitesell, Bethany- Fayetteville, AR Whitesell, Bethany- Fayetteville, AR Zimbalist, Richard OD- Columbia, MO Zimbalist, Richard OD- Columbia, MO

3. Highlights of ICD-10 Coding This module highlights the ICD-10 coding system and will serve as an introduction of what is coming and expected. This module highlights the ICD-10 coding system and will serve as an introduction of what is coming and expected.

4. ICD-10 is Coming… Will you be ready? ICD-10 IS COMING… Will you be ready?

5. Background Optometry is now included in the Relative Value Unit (RVU) based VA productivity methodology: Optometry is now included in the Relative Value Unit (RVU) based VA productivity methodology: – DSS (Decision Support System) RVU (do not confuse with clinical decision support systems) – CMS RVU (Relative Value Unit) system (VA specific) These systems are a costs accounting and clinical activity relational database system. These systems are a costs accounting and clinical activity relational database system. All patient services will need to be correctly and accurately documented to ensure proper resource allocation and utilization. All patient services will need to be correctly and accurately documented to ensure proper resource allocation and utilization. Resources include labor, equipment, support and other expenses. Resources include labor, equipment, support and other expenses.

6. Background Information The U.S. Department of Health & Human Services has adopted ICD-10-CM and ICD-10- PCS as the medical code data sets under HIPAA, effective October 1, 2014. The U.S. Department of Health & Human Services has adopted ICD-10-CM and ICD-10- PCS as the medical code data sets under HIPAA, effective October 1, 2014. The ICD-9 code sets that are used to report medical diagnoses and inpatient procedures will be replaced by ICD-10 code sets, effective October 1, 2015. The ICD-9 code sets that are used to report medical diagnoses and inpatient procedures will be replaced by ICD-10 code sets, effective October 1, 2015.

7. Need for Change ICD-9 codes have limited data about patient’s medical condition and inpatient proceduresICD-9 codes have limited data about patient’s medical condition and inpatient procedures ICD-9 is 30 years oldICD-9 is 30 years old ICD-9 has outdated and obsolete termsICD-9 has outdated and obsolete terms ICD-9 is inconsistent with current medical practicesICD-9 is inconsistent with current medical practices ICD-9 coding structure limits the number of new codes that can be createdICD-9 coding structure limits the number of new codes that can be created Many of the categories are fullMany of the categories are full ICD-10 allows expansion of codesICD-10 allows expansion of codes

8. Impact of ICD-10 Transition The transition will effect: The revenue cycle The revenue cycle Clinical compliance reporting Clinical compliance reporting Operations systems Operations systems This includes but is not limited to the following functional areas…

9. Functional Areas Patient intake Eligibility determination Authorization Certification Scheduling Care mgmt./Disease management (including clinical documentation) Billing and reimbursement Contracts and fees Payment reconciliation Regulatory and compliance reporting Quality assessment and management

10. ICD-10 Clinical Effects Clinical documentation will have an immediate impact on factors such as: Medical necessity Medical necessity Denials Denials Quality indicators Quality indicators Mortality risk Mortality risk Accountable care Accountable care

11. Users of ICD-10 Data Clinicians other than Physicians, i.e. Nurses and Allied Health Professionals Clinicians other than Physicians, i.e. Nurses and Allied Health Professionals Quality Management Personnel Quality Management Personnel Compliance Officers Compliance Officers Utilization Management & Case Management Personnel Utilization Management & Case Management Personnel Data Quality and Data Security Personnel Data Quality and Data Security Personnel Information Systems Personnel Information Systems Personnel Billing and Decisions Support Personnel Billing and Decisions Support Personnel

12. ICD-10-CM Improvements and Major Modifications Significant improvements in coding primary care encounters, external causes of injury, mental disorders, neoplasms and preventive health Significant improvements in coding primary care encounters, external causes of injury, mental disorders, neoplasms and preventive health Advances in medicine and medical technology that have occurred since the last revision Advances in medicine and medical technology that have occurred since the last revision

13. ICD-10-CM Improvements and Major Modifications Codes with more detail on socioeconomic conditions, family relationships, ambulatory care conditions, problems related to lifestyle, and the results of screening tests Codes with more detail on socioeconomic conditions, family relationships, ambulatory care conditions, problems related to lifestyle, and the results of screening tests More space to accommodate future expansion More space to accommodate future expansion New categories for post procedural disorders New categories for post procedural disorders

14. ICD-10-CM Improvements and Major Modifications Expanded distinctions for ambulatory and managed care encounters Expanded distinctions for ambulatory and managed care encounters Creation of combination diagnosis/symptom codes to reduce the number of codes needed to fully describe a condition Creation of combination diagnosis/symptom codes to reduce the number of codes needed to fully describe a condition Laterality – specifying which organ or part of the body is involved Laterality – specifying which organ or part of the body is involved

15. ICD-10-CM Improvements and Major Modifications Expansion of diabetes and injury codes Expansion of diabetes and injury codes Greater specificity in code assignment Greater specificity in code assignment Inclusion of trimester information in pregnancy codes Inclusion of trimester information in pregnancy codes

16. Some ICD-10 Specifics The instructions for assigning initial versus subsequent encounters have changed from the first iteration of the ICD-10-CM Coding Guidelines for 2015. The instructions for assigning initial versus subsequent encounters have changed from the first iteration of the ICD-10-CM Coding Guidelines for 2015. There was some confusion on whether to assign initial versus subsequent on later encounters, which prompted the changes. There was some confusion on whether to assign initial versus subsequent on later encounters, which prompted the changes.

17. Some ICD-10 Specifics "While the patient may be seen by a new or different provider over the course of treatment for an injury, assignment of the 7th character is based on whether the patient is undergoing active treatment and not whether the provider is seeing the patient for the first time." "While the patient may be seen by a new or different provider over the course of treatment for an injury, assignment of the 7th character is based on whether the patient is undergoing active treatment and not whether the provider is seeing the patient for the first time."

18. ICD-9-CM Code Structure (Diagnostic Codes) Maximum of 5 digits Maximum of 5 digits

19. ICD-10-CM Structure (Diagnostic Codes) ICD-9-CM ~13,000 codes ICD-9-CM ~13,000 codes ICD-10-CM > 69,000 codes ICD-10-CM > 69,000 codes

20. ICD-10-CM Code Structure (Diagnostic Codes) ICD-10-CM codes may consist of up to seven characters ICD-10-CM codes may consist of up to seven characters X XX X XX X Category Etiology, anatomic site, severity Extension

21. Differences Between ICD-9 and ICD-10-PCS ICD-9 ICD-10 3-4 characters up to 7 characters Numeric only Alphanumeric

22. ICD-10-PCS Code Structure (Procedure Codes) ICD-9 ~3,800 procedure codes ICD-10 >71,000 procedure codes (62,123 medical & surgical codes)

23. ICD-10-PCS ALL codes in ICD-10-PCS are up to seven characters in length and each of the seven characters represent an aspect of the procedure ALL codes in ICD-10-PCS are up to seven characters in length and each of the seven characters represent an aspect of the procedure

24. Common ICD-10 Codes Examples E11.32 - Type 2 diabetes mellitus with mild nonproliferative diabetic retinopathy E11.321…… with macular edema E11.321…… with macular edema E11.329…… without macular edema E11.329…… without macular edema

25. ICD-10 General Coding Guidelines The following general coding information is from the 2015 Coding Guidelines relative to Eye Care. The following general coding information is from the 2015 Coding Guidelines relative to Eye Care. More specific guidelines are found in The ICD-10- CM Official Guidelines for Coding and Reporting FY 2015. More specific guidelines are found in The ICD-10- CM Official Guidelines for Coding and Reporting FY 2015. http://www.cdc.gov/nchs/icd/icd10.htm http://www.cdc.gov/nchs/icd/icd10.htm http://www.cdc.gov/nchs/icd/icd10.htm http://www.cdc.gov/nchs/icd/icd10cm_pcs.htm http://www.cdc.gov/nchs/icd/icd10cm_pcs.htm http://www.cdc.gov/nchs/icd/icd10cm_pcs.htm http://www.cdc.gov/nchs/icd/icd10cm_pcs_reso urces.htm#training http://www.cdc.gov/nchs/icd/icd10cm_pcs_reso urces.htm#training http://www.cdc.gov/nchs/icd/icd10cm_pcs_reso urces.htm#training http://www.cdc.gov/nchs/icd/icd10cm_pcs_reso urces.htm#training

26. Locating a Code in the ICD-10-CM First locate the term in the Alphabetic Index, and then verify the code in the Tabular List First locate the term in the Alphabetic Index, and then verify the code in the Tabular List It is essential to use both the Alphabetic Index and Tabular List when locating and assigning a code. It is essential to use both the Alphabetic Index and Tabular List when locating and assigning a code. Selection of the full code, including laterality and any applicable 7th character can only be done in the Tabular List. Selection of the full code, including laterality and any applicable 7th character can only be done in the Tabular List. A dash (-) at the end of an Alphabetic Index entry indicates that additional characters are required A dash (-) at the end of an Alphabetic Index entry indicates that additional characters are required

27. Level of Detail in Coding Diagnosis codes are to be used and reported at their highest number of characters available. Diagnosis codes are to be used and reported at their highest number of characters available. ICD-10-CM diagnosis codes are composed of codes with 3, 4, 5, 6 or 7 characters. ICD-10-CM diagnosis codes are composed of codes with 3, 4, 5, 6 or 7 characters. Codes with three characters are included in ICD-10-CM as the heading of a category of codes that may be further subdivided by the use of fourth and/or fifth characters and/or sixth characters, which provide greater detail. Codes with three characters are included in ICD-10-CM as the heading of a category of codes that may be further subdivided by the use of fourth and/or fifth characters and/or sixth characters, which provide greater detail. A code is invalid if it has not been coded to the full number of characters required for that code, including the 7th character, if applicable. A code is invalid if it has not been coded to the full number of characters required for that code, including the 7th character, if applicable.

28. Code or Codes from A00.0 thru T88.9, Z00-Z99.8 The appropriate code or codes from A00.0 through T88.9, Z00-Z99.8 must be used to identify diagnoses, symptoms, conditions, problems, complaints or other reason(s) for the encounter/visit. The appropriate code or codes from A00.0 through T88.9, Z00-Z99.8 must be used to identify diagnoses, symptoms, conditions, problems, complaints or other reason(s) for the encounter/visit.

29. Signs and Symptoms Codes that describe symptoms and signs, as opposed to diagnoses, are acceptable for reporting purposes when a related definitive diagnosis has not been established (confirmed) by the provider. Codes that describe symptoms and signs, as opposed to diagnoses, are acceptable for reporting purposes when a related definitive diagnosis has not been established (confirmed) by the provider.

30. Conditions that are an Integral Part of a Disease Process Signs and symptoms that are associated routinely with a disease process should not be assigned as additional codes, unless otherwise instructed by the classification Signs and symptoms that are associated routinely with a disease process should not be assigned as additional codes, unless otherwise instructed by the classification

31. Conditions that are Not an Integral Part of a Disease Process Additional signs and symptoms that may not be associated routinely with a disease process should be coded when present. Additional signs and symptoms that may not be associated routinely with a disease process should be coded when present.

32. Multiple Coding for a Single Condition In addition to the etiology/manifestation convention that requires two codes to fully describe a single condition that affects multiple body systems, there are other single conditions that also require more than one code. In addition to the etiology/manifestation convention that requires two codes to fully describe a single condition that affects multiple body systems, there are other single conditions that also require more than one code. “Use additional code” notes are found in the Tabular List at codes that are not part of an etiology/ manifestation pair where a secondary code is useful to fully describe a condition. The sequencing rule is the same as the etiology/manifestation pair, “use additional code” indicates that a secondary code should be added. “Use additional code” notes are found in the Tabular List at codes that are not part of an etiology/ manifestation pair where a secondary code is useful to fully describe a condition. The sequencing rule is the same as the etiology/manifestation pair, “use additional code” indicates that a secondary code should be added.

33. Acute and Chronic Conditions If the same condition is described as both acute (subacute) and chronic, and separate subentries exist in the Alphabetic Index at the same indentation level, code both and sequence the acute (subacute) code first. If the same condition is described as both acute (subacute) and chronic, and separate subentries exist in the Alphabetic Index at the same indentation level, code both and sequence the acute (subacute) code first.

34. Combination Code A combination code is a single code used to classify: Two diagnoses, or Two diagnoses, or A diagnosis with an associated secondary process (manifestation), or A diagnosis with an associated secondary process (manifestation), or A diagnosis with an associated complication A diagnosis with an associated complication Combination codes are identified by referring to subterm entries in the Alphabetic Index and by reading the inclusion and exclusion notes in the Tabular List.

35. Combination Code Assign only the combination code when that code fully identifies the diagnostic conditions involved or when the Alphabetic Index so directs. Assign only the combination code when that code fully identifies the diagnostic conditions involved or when the Alphabetic Index so directs.

36. Sequela (Late Effects) A sequela is the residual effect (condition produced) after the acute phase of an illness or injury has terminated. A sequela is the residual effect (condition produced) after the acute phase of an illness or injury has terminated. There is no time limit on when a sequela code can be used. There is no time limit on when a sequela code can be used.

37. Impending or Threatened Condition Code any condition described at the time of discharge as “impending” or “threatened” as follows: If it did occur, code as confirmed diagnosis. If it did occur, code as confirmed diagnosis. If it did not occur, reference the Alphabetic Index to determine if the condition has a subentry term for “impending” or “threatened” and also reference main term entries for “impending” and for “threatened.” If it did not occur, reference the Alphabetic Index to determine if the condition has a subentry term for “impending” or “threatened” and also reference main term entries for “impending” and for “threatened.” If the subterms are listed, assign the given code. If the subterms are listed, assign the given code. If the subterms are not listed, code the existing underlying condition(s), and not the condition described as impending or threatened. If the subterms are not listed, code the existing underlying condition(s), and not the condition described as impending or threatened.

38. Reporting same Diagnosis Code More than Once Each unique ICD-10-CM diagnosis code may be reported only once for an encounter. Each unique ICD-10-CM diagnosis code may be reported only once for an encounter. This applies to bilateral conditions when there are no distinct codes identifying laterality or two different conditions classified to the same ICD-10-CM diagnosis code. This applies to bilateral conditions when there are no distinct codes identifying laterality or two different conditions classified to the same ICD-10-CM diagnosis code.

39. Laterality Some ICD-10-CM codes indicate laterality, specifying whether the condition occurs on the left, right or is bilateral. Some ICD-10-CM codes indicate laterality, specifying whether the condition occurs on the left, right or is bilateral. If no bilateral code is provided and the condition is bilateral, assign separate codes for both the left and right side. If no bilateral code is provided and the condition is bilateral, assign separate codes for both the left and right side. If the side is not identified in the medical record, assign the code for the unspecified side. If the side is not identified in the medical record, assign the code for the unspecified side.

40. Syndromes Follow the Alphabetic Index guidance when coding syndromes. Follow the Alphabetic Index guidance when coding syndromes. In the absence of Alphabetic Index guidance, assign codes for the documented manifestations of the syndrome. In the absence of Alphabetic Index guidance, assign codes for the documented manifestations of the syndrome. Additional codes for manifestations that are not an integral part of the disease process may also be assigned when the condition does not have a unique code. Additional codes for manifestations that are not an integral part of the disease process may also be assigned when the condition does not have a unique code.

41. Documentation of Complications of Care Code assignment is based on the provider’s documentation of the relationship between the condition and the care or procedure. Code assignment is based on the provider’s documentation of the relationship between the condition and the care or procedure. The guideline extends to any complications of care, regardless of the chapter the code is located in. The guideline extends to any complications of care, regardless of the chapter the code is located in. It is important to note that not all conditions that occur during or following medical care or surgery are classified as complications. It is important to note that not all conditions that occur during or following medical care or surgery are classified as complications. There must be a cause-and-effect relationship between the care provided and the condition, and an indication in the documentation that it is a complication. There must be a cause-and-effect relationship between the care provided and the condition, and an indication in the documentation that it is a complication.

42. Borderline Diagnosis If the provider documents a "borderline" diagnosis at the time of discharge, the diagnosis is coded as confirmed, unless the classification provides a specific entry (e.g., borderline diabetes). If the provider documents a "borderline" diagnosis at the time of discharge, the diagnosis is coded as confirmed, unless the classification provides a specific entry (e.g., borderline diabetes). If a borderline condition has a specific index entry in ICD-10-CM, it should be coded as such. If a borderline condition has a specific index entry in ICD-10-CM, it should be coded as such. Since borderline conditions are not uncertain diagnoses, no distinction is made between the care setting (inpatient versus outpatient). Since borderline conditions are not uncertain diagnoses, no distinction is made between the care setting (inpatient versus outpatient).

43. Sign/Symptom/Unspecified Codes Use Sign/symptom and “unspecified” codes have acceptable, even necessary, uses. Sign/symptom and “unspecified” codes have acceptable, even necessary, uses. While specific diagnosis codes should be reported when they are supported by the available medical record documentation and clinical knowledge of the patient’s health condition, there are instances when signs/symptoms or unspecified codes are the best choices for accurately reflecting the healthcare encounter. While specific diagnosis codes should be reported when they are supported by the available medical record documentation and clinical knowledge of the patient’s health condition, there are instances when signs/symptoms or unspecified codes are the best choices for accurately reflecting the healthcare encounter. Each healthcare encounter should be coded to the level of certainty known for that encounter. Each healthcare encounter should be coded to the level of certainty known for that encounter.

44. References http://healthcare-executive- insight.advanceweb.com/ICD-10-Resource- Center/Multimedia/Webcasts/Interview-with- Greg-Krantz.aspx http://healthcare-executive- insight.advanceweb.com/ICD-10-Resource- Center/Multimedia/Webcasts/Interview-with- Greg-Krantz.aspx http://healthcare-executive- insight.advanceweb.com/ICD-10-Resource- Center/Multimedia/Webcasts/Interview-with- Greg-Krantz.aspx http://healthcare-executive- insight.advanceweb.com/ICD-10-Resource- Center/Multimedia/Webcasts/Interview-with- Greg-Krantz.aspx http://health-information.advanceweb.com/ICD- 10-Resource-Center/default.aspx http://health-information.advanceweb.com/ICD- 10-Resource-Center/default.aspx http://health-information.advanceweb.com/ICD- 10-Resource-Center/default.aspx http://health-information.advanceweb.com/ICD- 10-Resource-Center/default.aspx https://www.cms.gov/Medicare/Coding/ICD10/ https://www.cms.gov/Medicare/Coding/ICD10/ https://www.cms.gov/Medicare/Coding/ICD10/ http://www.roadto10.org/action-plan/phase-2- train/training-resources/ http://www.roadto10.org/action-plan/phase-2- train/training-resources/ http://www.roadto10.org/action-plan/phase-2- train/training-resources/ http://www.roadto10.org/action-plan/phase-2- train/training-resources/

45. Important Provider Resources as of 08-11-2015 https://www.cms.gov/Medicare/Coding/ICD1 0/ProviderResources.html https://www.cms.gov/Medicare/Coding/ICD1 0/ProviderResources.html https://www.cms.gov/Medicare/Coding/ICD1 0/ProviderResources.html https://www.cms.gov/Medicare/Coding/ICD1 0/ProviderResources.html

46. Now Available On-Demand session from Virtual VeHU 2012 Training. Check out session 313 on ICD-10. On-Demand session from Virtual VeHU 2012 Training. Check out session 313 on ICD-10. Continuing Medical Education Credits are not available for this on-demand session. Continuing Medical Education Credits are not available for this on-demand session. ICD-10 and the Clinician Presented by Doug McKee, M.D., and Mary Johnson, RHIT, CCS-P. ICD-10 and the Clinician Presented by Doug McKee, M.D., and Mary Johnson, RHIT, CCS-P. Sign into MyVeHU Campus and select the purple On Demand button. Select the search box and enter 313 or ICD-10 and select “GO.” Sign into MyVeHU Campus and select the purple On Demand button. Select the search box and enter 313 or ICD-10 and select “GO.”

47. Specific and Current ICD-10 Guidelines ICD-10-CM Official Guidelines for Coding and Reporting FY 2015: ICD-10-CM Official Guidelines for Coding and Reporting FY 2015: http://www.cdc.gov/nchs/data/icd/ICD10cmgui delines_2015%209_26_2014.pdf http://www.cdc.gov/nchs/data/icd/ICD10cmgui delines_2015%209_26_2014.pdf

48. Additional Training Resources: https://www.youtube.com/watch?v=ZPDgtDDTc8k&fea ture=player_embedded https://www.youtube.com/watch?v=ZPDgtDDTc8k&fea ture=player_embedded https://www.youtube.com/watch?v=ZPDgtDDTc8k&fea ture=player_embedded https://www.youtube.com/watch?v=ZPDgtDDTc8k&fea ture=player_embedded https://www.youtube.com/watch?v=s86pXhhOG7c https://www.youtube.com/watch?v=s86pXhhOG7c https://www.youtube.com/watch?v=s86pXhhOG7c https://www.youtube.com/watch?v=NNbTcMwrop8&f eature=youtu.be https://www.youtube.com/watch?v=NNbTcMwrop8&f eature=youtu.be https://www.youtube.com/watch?v=NNbTcMwrop8&f eature=youtu.be https://www.youtube.com/watch?v=NNbTcMwrop8&f eature=youtu.be https://www.youtube.com/watch?v=KxoMb94oZJg https://www.youtube.com/watch?v=KxoMb94oZJg https://www.youtube.com/watch?v=KxoMb94oZJg Note: These are resources for education and are not endorsed by VHA

49. Summary This module covers most general issues and highlights regarding ICD-10. This module covers most general issues and highlights regarding ICD-10. There are many more details covering this topic in the ICD-10 manuals which are too lengthy for this brief synopsis - please refer to the manuals for specifics, especially if you have a complex coding case. There are many more details covering this topic in the ICD-10 manuals which are too lengthy for this brief synopsis - please refer to the manuals for specifics, especially if you have a complex coding case. All facilities also have coders with the manuals or someone who can help you determine the right code(s) to use. All facilities also have coders with the manuals or someone who can help you determine the right code(s) to use. Additionally, refer to the references/links for additional help. Additionally, refer to the references/links for additional help.

50. Sample CPRS Screens