1. Dr. Terry M. Mors, Ed.D. © 2010

2. Mors Copyright 2010 Community Corrections Also known as community-based corrections, community corrections:  Refers to a wide range of sentences that depend on correctional resources available in the community.  Permit convicted offenders to remain in the community under conditional supervision as an alternative to an active prison sentence.

3. Mors Copyright 2010 Community Corrections Examples include the following:  Probation  Parole  Home confinement  Electronic monitoring

4. Mors Copyright 2010 Probation  A sentence of imprisonment that is suspended; instead, the sentence is served while under supervision in the community.  This is conditional freedom granted by a judicial officer to a convicted offender, as long as the person meets certain conditions of behavior.

5. Mors Copyright 2010 The Extent of Probation  Probation is the most commonly used form of sentencing.  20–60% of guilty individuals are placed on probation.  The number of offenders supervised yearly on probation increased almost 300% since 1980.  Today, there are over 4 million people on probation.  States vary with regard to extent of use.  Even violent offenders may receive probation.

6. Mors Copyright 2010 Offenders Under Correctional Supervision in the U.S. by type of supervision Probation 59% Prison 20% Parole 11% Jail 10%

7. Mors Copyright 2010 Probation Conditions  Probationers must abide by court- mandated conditions or risk probation revocation.  There are two types of conditions: general and specific.

8. Mors Copyright 2010 Probation Conditions General Conditions Apply to all probationers within the jurisdiction. Examples:  Obey laws  Maintain employment  Remain within jurisdiction  Allow probation officer to visit home or work place  Pay court ordered fines

9. Mors Copyright 2010 Probation Conditions Specific Conditions Judge-mandated for the specific probationer. Examples:  Surrender driver’s license  Pass GED test  Do community service  Curfew  Complete a treatment plan

10. Mors Copyright 2010 Meeting the Conditions In 2005, of the nearly 2 million adults on probation:  More than three out of five met the conditions.  Approximately 16% were incarcerated because of a rule violation or new crime.  3% absconded  13% had probation revoked without being ordered to serve time.

11. Mors Copyright 2010 The Federal Probation System  There are about 151,000 offenders on probation.  The number of federal offenders on probation has increased annually throughout the last decade.

12. Mors Copyright 2010 Federal Probation Officers There are approximately 7,750 federal probation officers, also called community corrections officers.  They have the statutory authority to arrest probationers for a violation, but are encouraged to get an arrest warrant and have it executed by the U.S. Marshals.  Some carry weapons.

13. Mors Copyright 2010 Parole Parole—a prisoner re-entry strategy in which inmates receive supervised conditional early release from correctional confinement.

14. Mors Copyright 2010 Parole vs. Probation Parole  Offenders spend time incarcerated before release.  Parole is an administrative decision made by paroling authority.  Parolees must abide by conditions or risk revocation.

15. Mors Copyright 2010 Parole vs. Probation Probation  Probationers generally avoid prison time.  Probation is a sentencing decision made by a judge.  Probationers must abide by conditions or risk revocation.

16. Mors Copyright 2010 Parole Decision Making Mechanisms: Two Approaches Parole Boards Grant discretionary parole based on judgment and assessment by parole board. Statutory Decrees Produce mandatory release, with release date set near sentence end, minus good time. More common

17. Mors Copyright 2010 Extent of Parole  There’s a growing reluctance to use parole.  Only 25% of parolees were released via discretionary parole.  Mandatory parole releases have increased 91% since 1991.  At the start of 2006, 784,408 offenders were on parole.  States vary considerably in their use of parole.

18. Mors Copyright 2010 Extent of Parole Of all parolees:  45% successfully complete parole.  26% return to prison for parole violations.  12% return to prison for new violations.

19. Mors Copyright 2010 Parole Conditions In discretionary parole jurisdictions, the conditions of parole are similar to probation conditions.  Violations may result in parole revocation.  Examples of conditions include:  Periodically reporting to parole officer  Maintaining employment  Paying fines and restitution  Sometimes paying a “parole supervisory fee”

20. Mors Copyright 2010 Federal Parole  Federal parole decisions are made by the U.S. Parole Commission.  Commissioners consider an inmate’s readiness for parole.  The U.S. Parole Commission must be periodically recertified by Congress.

21. Mors Copyright 2010 Advantages and Disadvantages of Probation and Parole Advantages  Low cost  Increased employment  Restitution  Community support  Reduced risk of criminal sanctions  Increased use of community services  Better rehabilitation opportunities

22. Mors Copyright 2010 Advantages and Disadvantages of Probation and Parole Disadvantages  Relative lack of punishment  Increased risk to community  Higher social costs

23. Mors Copyright 2010 Griffin v Wisconsin (1987)  The Supreme Court ruled that probation officers may conduct searches of a probationer’s residence without a search warrant or probable cause.  Though the Fourth Amendment normally provides for privacy, probation “presents special needs beyond normal law enforcement that may justify departures.”

24. Mors Copyright 2010 Pennsylvania Board of Probation and Parole v Scott (1998) The Supreme Court declined to extend the exclusionary rule to searches done by parole officers.

25. Mors Copyright 2010 U.S. v Knights (2001) Expanded the search authority normally reserved for probation and parole officers to police officers under certain circumstances.

26. Mors Copyright 2010 Sampson v California (2006) The U.S. Supreme Court found that the Fourth Amendment does not prohibit police officers from conducting a warrantless search of a person who is subject to a parole search condition, even when there is no suspicion of criminal wrongdoing and the sole reason for the search is because the person is on parole.

27. Mors Copyright 2010 Revocation Hearings  Revocation hearing—a hearing held before a legally constituted hearing body (such as a parole board) to determine whether a parolee or probationer has violated the conditions and requirements of his or her parole or probation.  Annually, about 26% of parolees and 25% of probationers have their conditional release revoked.  Most revocations stem from these violations:  Failure to report to probation or parole officer  Failure to participate in a stipulated treatment program  Alcohol or drug abuse while under supervision

28. Mors Copyright 2010 Mempa v Rhay (1967) The U.S. Supreme Court held that in probation revocation decisions both notice and a fair hearing are required and the probationer must have the opportunity to be represented by counsel. End

29. Mors Copyright 2010 Morrissey v Brewer (1972) The U.S. Supreme Court held that parole revocation proceedings require the following: 1.Written notice of specific alleged violation 2.Disclosure of evidence of violation 3.An impartial hearing body 4.Opportunity to offer a defense 5.A right to cross examine witnesses 6.A written statement of the outcome

30. Mors Copyright 2010 Gagnon v Scarpelli (1973) The U.S. Supreme Court held that probationers are entitled to two hearings: 1.A preliminary hearing to determine whether or not probable cause exists. 2.A more comprehensive hearing prior to the final decision about revocation. Those hearings were to be done under the conditions specified in Morrissey.

31. Mors Copyright 2010 Greenholtz v Nebraska Penal Inmates (1979) Parole boards do not have to specify the evidence used in deciding to deny parole.

32. Mors Copyright 2010 Bearden v Georgia (1983) Probation cannot be revoked for failure to pay a fine and make restitution if it could not be shown that the defendant was responsible for the failure…alternative forms of punishment must be considered before imposing a prison sentence.

33. Mors Copyright 2010 Minnesota v Murphy (1984) A probationer’s incriminating statements to a probation officer may be used as evidence if the probationer does not specifically claim a right against self-incrimination.

34. Mors Copyright 2010 The Job of Probation and Parole Officers Job Functions 1. Presentence investigations 2. Intake procedures 3. Needs assessment/diagnosis 4. Supervision of clients Job Challenges 1. Balancing conflicting roles 2. Caseload 3. Frequent lack of opportunities for upward mobility

35. Mors Copyright 2010 Intermediate Sanctions  The use of non-traditional sentences in lieu of imprisonment and fines.  These sentences offer alternatives that fall somewhere between simple probation and outright incarceration.  Also called alternative sentencing strategies.

36. Mors Copyright 2010 Types of Intermediate Sanctions Examples include:  Split sentences  Shock probation/parole  Shock incarceration  Mixed sentences and community service  Intensive supervision  Home confinement and electronic monitoring

37. Mors Copyright 2010 Advantages of Intermediate Sanctions There are three distinct advantages:  Less expensive, per offender, than prison  They are “socially cost effective”  Provide flexibility in terms of resources, time, and place

38. Mors Copyright 2010 Split Sentencing Split sentencing involves a combination of brief incarceration followed by probation. Frequently used for minor drug offenders.

39. Mors Copyright 2010 Shock Probation/Parole  With shock probation, offender is sentenced to prison and is allowed to apply for probationary release.  Offender usually does not know if he will be released and expects to serve a long prison term.  Shock parole is similar, but the decision is administrative rather than judicial.

40. Mors Copyright 2010 Shock Incarceration Shock incarceration programs use “boot camps” to demonstrate reality of prison life.  Mainly used for first-time offenders.  Involves strict discipline and physical training  Programs typically last from 90– 180 days  “Failures” return to general prison population  Appear “tough on crime,” but research shows negligible impact on recidivism rates

41. Mors Copyright 2010 Mixed Sentencing and Community Service  Mixed sentencing—a sentence that required that a convicted offender serve weekends in a confinement facilities while undergoing probationary supervision in the community.  Other types of mixed sentences involve participating in treatment of community service.  Community service—requires offenders to spend time working for a community agency. Services can include washing of police cars, cleaning graffiti, and refurbishing public facilities.

42. Mors Copyright 2010 Intensive Supervision Intensive probation supervision (IPS) is the strictest form of probation.  Frequent face-to-face contacts with probation officer  Mandatory curfew  Employment required  Frequent check of local arrest records  Unannounced drug testing

43. Mors Copyright 2010 Home Confinement and Electronic Monitoring  Home confinement—“house arrest.”  Individuals ordered confined to their homes.  Sometimes electronically monitored using remote location monitoring.  Often, people are allowed to leave during work hours, and may also leave during an emergency.  Frequently used with some pregnant women, geriatric offenders with special needs, the terminally ill, and other special offender categories.  Use of electronic monitoring is increasing.

44. Mors Copyright 2010 Future of Probation and Parole  Criticized by many citizen groups, academics, some government officials, and even some prisoners.  “Get tough” attitudes have resulted in a decreased use of probation and parole.  Parole advocates caution that eliminating parole can lead to public safety issues and wasting tax dollars.  Some jurisdictions are moving toward a system of re-entry courts with judges acting as re-entry managers.

45. Mors Copyright 2010 Reinventing Re-entry Most inmates will be released back into society. Barriers to successful re-entry need to be addressed, including:  Substance abuse  Lack of education  Poverty  Diminished opportunities for employment  Physical or mental disabilities

46. Mors Copyright 2010 Reinventing Re-entry Successful re-entry requires a multi- faceted, collaborative approach involving people and groups throughout the community, including:  Corrections  Public health workers  State legislators  Housing providers  Workforce development staff

47. Mors Copyright 2010 The Serious Violent Offender Re- entry Initiative (SVOR) Funding for SVORI began in 2003, with the goal of successfully reintegrating serious and violent offenders: Phase 1—Protect and Prepare: Institution-Based Programs Phase 2—Control and Restore: Community-Based Transition Programs. Phase 3—Sustain and Support: Community-Based Long-Term Support Programs

48. Mors Copyright 2010 Reinventing Probation  The “get tough” attitude of the 1990s increased funding for prisons but neglected to do the same for probation.  Reinventing probation requires regaining public trust and reinvestment.

49. Mors Copyright 2010 End