1. Healthcare Policy and Economics Welcome to Seminar One Introductions Ground Rules

2. Professor Matthews Tammy Matthews –Have taught for Kaplan since 2003 –Have a BSB/M and MAOM –Facilitate trainings in the areas of management, time management, ethics, organizational management, etc. –3 children (18, 16, and 13) –Take Friday’s off computer How to contact me –TMatthews2@kaplan.eduTMatthews2@kaplan.edu –Tm24gordon (AIM)

3. Ground Rules Respect to your classmates Communication is key –Questions – when in doubt, ask Know your class deadline dates Read the class materials / weekly announcements During seminar, one conversation at a time – no side conversations Participate – The more you participate, the more you learn

4. Class Information Class dates / December 7 - February 21, 2011 Course materials –All materials are in the classroom Course Calendar –Know your dates (Units run from Wed-Tues) All assignments due Tuesday Exams completed during week

5. Chapter 1: Introduction: Understanding the Role of and Conceptualizing Health Policy and Law

6. Chapter Overview Describes why it is important to include policy and law in the study of health care and public health Describes three ways to conceptualize health policy and law

7. The Role of Policy and Law in Health Care/Public Health Federal and state policy and law shape virtually all aspects of the health care system, from structure and organization, to service delivery, to financing, and to administrative and judicial oversight Topics include: advertising and marketing of health services and products, health care contracting, employment issues, patents, taxation, health care discrimination and disparities, consumer protection, bioterrorism, health insurance, prescription drug regulation, assisted suicide, biotechnology, human subject research, patient privacy and confidentiality, organ availability and donation, and more.

8. The Role of Policy and Law in Health Care/Public Health Policy and law have also long played a seminal role in everyday public health activities as well as in many historic public health accomplishments One main focus of policy and law in the realm of public health is on locating the appropriate balance between public regulation of private individuals and corporations, and the ability of those same parties to exercise rights that allow them to function free of overly intrusive government intervention

9. Conceptualizing Health Policy and Law There are multiple ways to conceptualize the many important topics that fall under the umbrella of health policy and law Three conceptual frameworks: one premised on the broad topical domains of health policy and law, one based on prevailing historical factors, and one focused on the individuals and entities impacted by a particular policy or legal determination

10. Conceptualizing Health Policy and Law The first domain is reserved for policy and law concerns in the area of health care, another for issues arising in the public health arena, and the last for controversies in the field of bioethics.

11. Conceptualizing Health Policy and Law A second way to consider health policy and law is in historical terms, based on the social, political, and economic views that dominate a particular era Considered this way, health policy and law have been influenced over time by three perspectives: professional autonomy, social contract, and free market

12. Conceptualizing Health Policy and Law A third way to conceptualize health policy and law issues is in terms of the stakeholders whose interests are impacted by certain policy choices or by the passage or interpretation of a law Patients, health care providers, governments, the public, managed care and traditional insurance companies, employers, the pharmaceutical industry, the medical device industry, the research community, interest groups, and others all may have a strong interest in various policies or laws under debate.

13. Chapter 2: Policy and the Policymaking Process

14. Chapter Overview Chapter 2 provides a basic overview of policy and the policymaking process Chapter 2 focuses on: –Defining policy –Public policymaking structure –Federal and State health bureaucracy –Interest groups

15. Defining Policy Who makes policy? –Private actors –Government (federal, state, local) –Authoritative decision makers Public policy problems –Beyond individual concerns Structuring policy options –Mandatory/voluntary –Take action/refrain from acting

16. Federal Policymaking Structure Legislative branch –House –Senate Executive branch –White House –Administrative agencies Judicial branch discussed in chapter 3

17. Federal Legislative Branch Congress is lawmaking body of federal government Congress consists of Senate and House –Senate statewide 2 senators from each state –House Elected by district Proportional to population At least on representative per state

18. Legislative Branch Committees –Workhouse of Congress –Examples of key health committees: Senate Finance, subcommittee on health care Senate Health, Education, Labor and Pension House Ways and Means House Appropriations committee, subcommittee on Labor, Health and Human Services, Education, and Related Agencies

19. Legislative Branch Constituents –Voters in state or district –Voters in nation if have leadership role or national aspirations –Political party –President

20. Federal Executive Branch White House –President –Executive offices Assist and advise president 15 cabinet departments –interpret and implement laws passed by Congress

21. Federal Executive Branch Presidential powers/duties –Sets the agenda –Budget proposals –Persuasion –Sign/veto bills –Executive Orders

22. Federal Executive Branch Presidential Constituents –Nation (all voters) –Public who voted for president –Political party –Other nations –International organizations

23. Federal Executive Branch Administrative Agencies –Duties/powers: implement statutes through rulemaking –Constituents President Congress Individuals and entities regulated by agency No one?

24. Federal Health Bureaucracy Key agencies –Department of Health and Human Services (HHS) –Department of Veterans Affairs (VA) –Department of Defense (DOD)

25. Federal Health Bureaucracy - HHS Key agencies –Administration for Children and Families –Administration on Aging –Agency for Healthcare Research and Quality –Agency for Toxic Substances and Disease Registry –Centers for Disease Control and Prevention –Center for Medicare and Medicaid Services –Food and Drug Administration –Health Resources Services Administration –Indian Health Services –National Institutes of Health –Substance Abuse and Mental Health Services Admin.

26. Federal Health Bureaucracy – VA & DOD VA –Provides comprehensive care to veterans who were not dishonorably discharged DOD –TriCare Provides health insurance to current and retired military personnel and their families

27. State and Local Policymaking and Health Bureaucracy State-level policymaking is important –Key decisions made on state level –Variation among states in how policymaking process is structured State/local health bureaucracy –State level agencies (ex: Medicaid, public health) –Local public health agencies

28. Interest Groups Interest group is the general term used to describe a variety of organizations that focus on a particular issue or issues and have the goal of influencing and educating policymakers and the general public Interest groups do not make policy

29. Chapter 3: Law and the Legal System Chapter 3: Law and the Legal System

30. Chapter Overview Considers the role law plays in everyday life Defines law and describes its multiple sources Discusses several key features of the legal system, including the separation of government powers, federalism, the role of courts, and due process

31. The Role of Law Law’s importance in U.S. stems from its primary purpose: to function as the main tool with which we organize ourselves as an advanced, democratic society A society as sprawling and complex as ours needs formal, enforceable rules of law to provide a measure of control

32. The Role of Law The main way the law governs the many kinds of relationships in society is to recognize and establish enforceable legal rights and to create the institutions necessary to define and enforce them A legal right denotes a power or privilege that has been guaranteed to an individual under the law, not merely something that is claimed as an interest or something that is a matter of governmental discretion

33. Defining Law Think of “law” not just as words on a page, but as the many interacting parts that are involved in drafting those words in the first place, and in bringing them to life once they have been enacted as laws Thus, consider “law” as a system by which rules are created, disseminated, enforced, violated, disputed, interpreted, applied, revised, etc.

34. Sources of Law Regardless of how “law” is defined, at the core of the legal system lays a body of enforceable written rules: -Constitutions -Statues -Regulations -Common law/case law

35. Key Features of the Legal System: Separation of Powers The legal doctrine that supports the arrangement of shared governance To guard against a concentration of political power, governmental powers and responsibilities are divided among three separate, co-equal branches Includes concept of “checks and balances”

36. Key Features of the Legal System: Federalism Refers to the allocation of Federal and State legal authority Under the Constitution, the federal government is one of limited powers, while the states more or less retain all powers not expressly left exclusively to the federal government

37. Key Features of the Legal System: The Special Role of Courts Courts have responsibility to determine what the Constitution means, permits, and prohibits. Courts protect and enforce individual legal rights, determine whether the political branches of government have violated the Constitution, and maintain stability in the law through the application of legal precedent

38. Questions?? Thank you for coming to the first seminar for this class. Next week - Introduction to Health Economics