1. MUTUAL FUNDS

2. MUTUAL FUND Pools resources (savings of investors) Fund investors have a common financial goal Fund investors buy units of the mutual fund scheme Fund has a predefined investment objective Fund has a predefined investment strategy Fund manager invests the collection in securities Income from investment and capital appreciation from investment are shared by the fund unit holders

3. GROWTH IN ASSETS OF MUTUAL FUND (Rupees in Crores) Mar-0379464 Mar-04139616 Mar-05149554 Mar-06231862 Mar-07326388 Mar-08505152 Mar-09417300 Mar-10613979 Mar-11592250 Reference: http://www.amfiindia.com/showhtml.aspx?page=otherpublication

4. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchange Traded Funds Fund of Funds investing overseas Grand Total AIG Global AMC 1,27382,203--38,604122,080 Axis Asset Management 27,705177,66037,352--242,717 Baroda Pioneer Asset Management 1,88937,057197--39,143 Benchmark Asset Management 1144,827-122,906-127,847 Bharti AXA Investment Managers 5,56045,920---51,480 Reference: http://www.amfiindia.com/showhtml.aspx?page=otherpublication

5. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchange Traded Funds Fund of Funds investing overseas Grand Total Birla Sun Life Asset Management 178,2082,192,17835,561--2,405,947 Canara Robeco Asset Management28,504305,45862,237--396,199 Deutsche Asset Management (India)11,56277,710--4,09493,366 DSP BlackRock Investment Managers47,3031,375,66029,519-117,3621,569,844 Edelweiss Asset Management3121,411---1,723 Escorts Asset Management1,2779,78914,043--25,109

6. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchange Traded Funds Fund of Funds investing overseas Grand Total FIL Fund Management8,911898,799--3,941911,651 Fortis Investment Management 6,83288,477---95,309 Franklin Templeton Asset Management176,8131,942,41021,102--2,140,325 HDFC Asset Management359,3163,453,298361,62924,751-4,198,994 HSBC Asset Management 22,075388,356--10,471420,902

7. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchange Traded Funds Fund of Funds investing overseas Grand Total ICICI Prudential Asset Management 346,993 2,494,73 114,83218,904-2,875,460 IDBI Asset Management39739,483---39,880 IDFC Asset Management Company 33,181463,022---496,203 ING Investment Management 6,41585,1942,120-24,249117,978 J.M. Financial Asset Management 11,400441,6043,494--456,498

8. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchange Traded Funds Fund of Funds investing overseas Grand Total JPMorgan Asset Management2,455111,956--1,245115,656 Kotak Mahindra Asset Management35,091924,1238,0748-967,296 L&T Investment Management13,554110,803---124,357 LIC Mutual Fund Asset Management54,607313,62267,303--435,532 Mirae Asset Global Investments1,24243,424--2,87647,542

9. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchange Traded Funds Fund of Funds investing overseas Grand Total Morgan Stanley Investment Management 1,436447,114---448,550 Motilal Oswal Asset Management---16,436- Peerless Funds Management15,155---- Pramerica Asset Managers1,338---- Principal Pnb Asset Management 25,077859,70212,035-6,443903,257

10. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchange Traded Funds Fund of Funds investing overseas Grand Total Quantum Asset Management4473,745-5,428-9,620 Reliance Capital Asset Management328,5995,891,016981,36150,448-7,251,424 Religare Asset Management14,775221,091-4,011-239,877 Sahara Asset Management98543,028---44,013 SBI Funds Management 115,4695,568,76870,70122,904-5,777,842

11. FUND SCHEMES Name of the AMCIncome/ Debt Oriented Scheme Growth/ Equity Oriented Scheme Balanced Schemes Exchang e Traded Funds Fund of Funds investing overseas Grand Total Shinsei Asset Management1621,909---2,071 Sundaram BNP Paribas Asset Management41,3302,163,1209,932-27,6632,242,045 Tata Asset Management45,6981,390,17889,670--1,525,546 Taurus Asset Management3,357169,572---172,929 UTI Asset Management Company Ltd2,386,9446,570,884974,87138,337-9,971,036 TOTAL4,363,761 39,439,30 2 2,796,03 3304,133236,94847,140,177

12. MUTUAL FUND INVESTMENT OF BANKS Average Assets under Management (AAUM) for the quarter of October - December 2011 (Rs in Lakhs) NoMutual Fund Name Average AUM Excluding Fund of Funds - Domestic but including Fund of Funds - Overseas Fund Of Funds - Domestic 1 Axis Mutual Fund859813.713315.31 2 Baroda Pioneer Mutual Fund458167.70 3 BNP Paribas Mutual Fund480524.140 4 Canara Robeco Mutual Fund735603.370 5 Deutsche Mutual Fund1331435.430 6 DSP BlackRock Mutual Fund3056490.310 7 Goldman Sachs Mutual Fund434918.540 8 HDFC Mutual Fund8862802.6110905.04 9 HSBC Mutual Fund489722.260 10 ICICI Prudential Mutual Fund6936779.2410428.68 11 IDBI Mutual Fund610188.90

13. MUTUAL FUND INVESTMENT OF BANKS Average Assets under Management (AAUM) for the quarter of October - December 2011 (Rs in Lakhs) NoMutual Fund Name Average AUM Excluding Fund of Funds - Domestic but including Fund of Funds - Overseas Fund Of Funds - Domestic 12 IDFC Mutual Fund2647593.3338853.77 13 IIFL Mutual Fund2577.220 14 ING Mutual Fund106930.1148991.44 15 JM Financial Mutual Fund691535.250 16 JPMorgan Mutual Fund675871.930 17 LIC NOMURA Mutual Fund622257.130 18 Morgan Stanley Mutual Fund208607.020 19 SBI Mutual Fund4155151.1655610.42 20 Union KBC Mutual Fund54015.120 21UTI Mutual Fund57817340 Reference: http://www.sebi.gov.in/sebiweb/investment/statistics.jsp?s=mf

14. OPERATION OF THE MUTUAL FUND

15. MUTUAL FUND SCHEMES (STRUCTURAL CLASSIFICATION) Open-ended scheme –No fixed maturity –Liquidity –Selling and buying of units at net asset value of the scheme Closed-ended scheme –Stipulated maturity period –Investment at the initial issue period –Variations in market price of units could differ from NAV on account of demand and supply and market factors –Traded at a discount to net asset value –Mutual funds repurchase the units at stated prices

16. MUTUAL FUND SCHEMES (STRUCTURAL CLASSIFICATION) Interval Scheme –Combination of open-ended and closed-ended schemes –Traded in the market / open for sale / open for redemption

17. MUTUAL FUND SCHEMES (INVESTMENT OBJECTIVE CATEGORIES) Growth scheme Investment scheme Balanced scheme Money market / Liquid scheme Equity linked savings scheme Index scheme Sector specific scheme Capital market segment scheme –Large cap, mid cap, small cap, micro cap

18. MUTUAL FUND SCHEMES (INVESTMENT OBJECTIVE CATEGORIES) Fixed maturity plan scheme Exchange traded funds Capital protection oriented scheme Gold exchange traded funds Quantitative funds Funds invested overseas Fund of funds

19. BENEFITS FROM MUTUAL FUND INVESTMENT Professional management Diversification Better administration Return protection Low cost Liquidity Transparency Flexibility Choice of investment Regulated market

20. FUND PERFORMANCE Equity Funds Name of Returns for Scheme3 m6 m1 yr3 Yrs5 Yrs BSE Sensex-2.70%-7.48%-11.56%21.84%6.43% S&P Nifty-2.83%-7.36%-11.43%22.67%7.30% BSE 200-4.47%-8.80%-15.12%23.45%6.67% CNX500-4.71%-8.65%-15.15%23.73%6.24% CNX Midcap-9.36%-11.39%-22.26%27.50%8.49% Reference: http://www.amfiindia.com/showhtml.aspx?page=otherpublication

21. FUND PERFORMANCE Aggressive Funds Inception NAV3 m6 m1 yr3 Yrs5 Yrs Inception HDFC Equity1-Jan-95255.3790-7.93%-10.81%-15.00%32.28%12.86%21.22% ICICI Prudential23-May-0816.1100-2.60%-4.16%-6.41%32.41%--14.86% DSP BlackRock Equity29-Apr-9745.8590-5.34%-7.10%-12.93%27.02%13.60%22.94% Canara Robeco Equity16-Sep-0353.6700-3.71%-3.78%-6.82%31.37%13.55%22.96% ICICI Prudential Policy31-Oct-02101.4528-4.87%-7.58%-7.34%27.96%11.38%29.34% Franklin India Flexi Cap2-Mar-0530.9653-3.72%-6.82%-11.44%28.43%9.15%18.47% Birla Sun Life Frontline Equity30-Aug-0283.0500-4.13%-7.10%-11.48%26.72%12.03%25.95% Reliance RSF - Equity9-Jun-0527.5084-8.53%-11.40%-19.41%26.48%13.06%17.09%

22. FUND PERFORMANCE Aggressive Funds Inception NAV3 m6 m1 yr3 Yrs5 Yrs Inception Conservative Funds Birla Sun Life Dividend Yield Plus – Growth26-Feb-0382.9800-3.48%-4.11%-11.11%34.76%14.61%27.60% Reliance Equity Opportunities Fund31-Mar-0534.8470-4.82%-3.98%-9.39%37.23%11.84%20.86% UTI Opportunities Fund20-Jul-0527.3000-1.69%-1.48%-3.34%31.78%14.17%17.33% HDFC Top 20011-Sep-96197.4420-5.34%-8.27%-12.48%28.84%13.45%23.45% Fidelity Equity Fund16-May-0534.2840-2.42%-4.96%-9.68%28.69%12.37%21.00% Franklin India Bluechip Fund1-Dec-93210.0646-1.25%-3.71%-5.66%27.92%11.11%25.94%

23. FUND PERFORMANCE Aggressive Funds Inception NAV3 m6 m1 yr3 Yrs5 Yrs Inception Conservative Funds TATA Equity P-E Fund29-Jun-0444.1729-5.70%-9.40%-13.34%29.57%12.87%22.42% Templeton India Equity Income Fund18-May-0618.7450-6.75%-13.15%-13.57%28.51%11.16%12.20%

24. FUND PERORMANCE Aggressive Funds Inception NAV3 m6 m1 yr3 Yrs5 Yrs Inception Mid Cap oriented Funds HDFC Mid-Cap Opportunities Fund25-Jun-0715.3700-6.88%-2.06%-8.01%34.58%--10.38% IDFC Sterling Equity Fund - Growth7-Mar-0817.6621-6.70%-5.54%-11.70%37.97%--16.85% ICICI Prudential Discovery Fund14-Aug-0444.7300-8.51%-10.29%-12.67%40.09%10.72%23.07% DSP BlackRock Small and Midcap Fund14-Nov-0616.9740-6.66%-5.06%-14.32%36.96%--11.25% UTI Master Value Fund1-Jun-9850.6000-5.63%-6.99%-12.18%33.89%11.86%21.23%

25. HDFC FUND Aggressive Funds Inception NAV3 m6 m1 yr3 Yrs5 Yrs Inception Balanced Funds Name ofInceptionNAV Returns for SchemeDateRs3 m6 m1 yr3 Yrs5 YrsIncep Crisil Balanced Fund Index - 0.76% - 3.16%-4.96%18.26%8.03%-- Reliance RSF - Balanced8-Jun-05 21.06 23 - 5.00% - 6.25%-12.70%26.45%13.25%12.34% Tata Balanced Fund8-Oct-95 82.11 91 - 2.31% - 2.12%-4.30%26.13%12.15%16.21% Canara Robeco Balance1-Feb-93 60.65 00 - 2.84% - 1.81%-3.80%25.57%10.38%10.30% SBI Magnum Balanced Fund9-Oct-95 46.59 00 - 5.29%-8.11%-13.64%18.25%7.02%15.87%

26. HDFC FUND Aggressive Funds Inception NAV3 m6 m1 yr3 Yrs5 Yrs Inception Conservative Funds HDFC Prudence Fund1-Feb-94207.8310-4.56%-3.96%-6.37%32.06%14.23%20.40% DSP BlackRock Balanced Fund 27-May- 9963.9160-3.67%-4.48%-8.40%21.47%11.83%16.08% Birla Sun Life 9510-Feb-95303.2500-2.40%-3.93%-6.08%27.39%12.27%22.62% Index Funds Name ofInceptionNAV Returns for SchemeDateRs3 m6 m1 yr3 yr5 YrsIncep

27. FUND PERFORMANCE Aggressive Funds Inception NAV3 m6 m1 yr3 Yrs5 Yrs Inception BSE Sensex -2.70%-7.48%-11.56%21.84%6.43%-- SBI Magnum Index Fund17-Jan-0245.5037-2.82%-6.71%-11.35%22.38%5.68%16.74% Franklin India Index Fund - NSE Nifty Plan26-Mar-0441.9921-2.84%-6.78%-11.20%22.50%7.15%16.37% UTI Nifty Fund14-Feb-0033.1506-2.99%-7.08%-11.71%22.08%6.80%10.77% Franklin India Index Fund - BSE Sensex Plan26-Mar-0450.0582-2.75%-6.90%-11.29%21.85%6.75%16.19%

28. CANARA ROBECO MUTUAL FUND (EQUITY SCHEME (NOVEMBER 2011) Equity Scheme Scheme NameNAVRepurchaseSale Equity Diversified - Growth Option49.04 Equity Diversified - Dividend Payout Option21.41 Equity Taxsaver - Dividend Option16.19 Equity Tax Saver - Growth Option22.97 Nifty Index - Growth Option24.988 Emerging Equities - Growth Option19.47 Emerging Equities - Bonus Option16.3 F.O.R.C.E Fund - Retail Plan - Growth Option11.55 Infrastructure - Growth Option19.35 F.O.R.C.E Fund - Institutional Plan - Dividend Option10

29. CANARA ROBECO MUTUAL FUND (EQUITY SCHEME (NOVEMBER 2011) Equity Scheme Scheme NameNAVRepurchaseSale Balance - Dividend Option47.55 Balance - Growth Option56.43 Monthly Income Plan - Growth Option30.141 Gilt PGS - Dividend Option11.438 Income - Growth Option21.599 Floating Rate - Growth Option16.151 Floating Rate - Weekly Dividend Reinvestment Option10.26 Floating Rate - Daily Dividend Reinvestment Option10.26 Floating Rate- Monthly Dividend Payout/ Reinvestment10.327 Liquid - Retail Growth Option1863.593

30. CANARA ROBECO MUTUAL FUND (EQUITY SCHEME (NOVEMBER 2011) Equity Scheme Scheme NameNAVRepurchaseSale Treasury Advantage Fund - Retail Growth Option1692.452 Treasury Advantage Fund - Super Institutional Daily Dividend Option1240.71 Treasury Advantage Fund - Retail Weekly Dividend1240.71 Treasury Advantage Fund - Retail Fortnightly1240.71 Treasury Advantage Fund - Retail Monthly Dividend1247.964 Tressury Advantage Fund - Super Institutional Weekly Dividend Option1240.71 Short Term Fund - Retail Growth Option11.896

31. CANARA ROBECO MUTUAL FUND (EQUITY SCHEME (NOVEMBER 2011) Equity Scheme Scheme NameNAVRepurchaseSale Dynamic Bond Fund - Institutional Growth Option10 InDiGo Fund - Growth Option12.038 Large Cap+ Fund - Growth Option9.37 Fixed Maturity Plan - Series 6 - 14 Months (Plan A) – Growth Option10.797 Canara Capital Protection Oriented Fund - Series 1 - 36 Months (Plan A) - Growth Option10.298 Fixed Maturity Plan - Series 6 - 13 Months (Plan B) – Growth Option10.665 Yield Advantage Fund – Growth Option10.374

32. ICICI MUTUAL FUND Online mutual fund investment services –Initiate Purchase / Sale of Mutual Funds online –Start a Systematic Investment Plan –Switch Investments between Mutual Funds – Redeem Mutual Fund Investments online –Track Fund Portfolio online

33. SBI MUTUAL FUND Equity schemes Debt / income schemes Liquid schemes Hybrid schemes Fixed maturity plans Exchange traded funds

34. BARODA PIONEER MUTUAL FUND SchemeNAV Redemption Price Purchase Price ELSS 96 - Dividend Plan19.52 Balance Fund - Growth Plan24.94 380 Day FMP - Series 1 - Growth Plan10.6808 367 Days FMP - Series 1 - Dividend Plan10.3728 Gilt Fund - Dividend Plan15.6408 Gilt Fund - Growth Plan15.6527 Growth Fund - Dividend Plan23.29 Growth Fund - Growth Plan41.34 Income Fund - Growth Plan16.1927 Infrastructure Fund - Dividend Plan7.08 Infrastructure Fund - Growth Plan7.08

35. BARODA PIONEER MUTUAL FUND SchemeNAV Redemption Price Purchase Price Infrastructure Fund - Growth Plan7.08 Liquid Fund - Daily Dividend Plan1006.06 Liquid Fund - Institutional Daily Dividend Plan1000.63 Liquid Fund - Institutional Growth Plan1188.4791188.48 MIP Fund - Growth Plan13.183 PSU Equity Fund - Growth Plan6.66 PSU Bond Fund - Growth Plan11.064 PSU Bond Fund - Monthly Dividend Plan10.1632 Short Term Bond Fund - Dividend Plan10.1851 Short Term Bond Fund - Growth Plan10.8818

36. BARODA PIONEER MUTUAL FUND SchemeNAV Redemption Price Purchase Price Treasury Advantage Fund - Institutional Growth Plan1173.0591173.06 ELSS 96 - Dividend Plan19.97 Balance Fund - Growth Plan25.32 380 Day FMP - Series 1 - Dividend Plan10.4896 380 Day FMP - Series 1 - Growth Plan10.6808 367 Days FMP - Series 1 - Dividend Plan10.3735 367 Days FMP - Series 1 - Growth Plan10.3735 90 Day FMP - Series 4 - Dividend Plan10.162 90 Day FMP - Series 4 - Growth Plan10.162 367 Day FMP - Series 2 - Growth Plan10.0787 Gilt Fund - Growth Plan15.6531

37. HSBC MUTUAL FUND The HSBC Group is one of the largest banking and financial services organizations in the world. The Group has around 8,000 offices in 87 countries and territories in Europe, the Asia-Pacific region, the Americas, the Middle East and Africa, serves over 100 million customers and has assets of USD 2,418 billion as on 30 June 2010. HSBC Global Asset Management in India HSBC Asset Management (India) Private Limited is the Investment Manager to HSBC Mutual Fund, set up locally by the HSBC Group.

38. HSBC MUTUAL FUND The business is working on plans to position itself as one of the leading Private Sector Fund Managers in the Indian financial market. It also aims to expand its customer base by extending its product range to include a wide variety of investment products and enhance its reputation in India of being a provider of international quality investment products and services.