1. This presentation was prepared by CPSC staff. It has not been reviewed or approved by, and may not necessarily reflect the views of, the Commission.

2.  Independent regulatory agency  Commission  Mission to protect consumers

3.  Five Commissioners › Appointed by the President › Confirmed by the Senate  Budgeted staffing level of 576  Annual budget of $118 M

4. Thomas Moore Inez Tenenbaum Chairman Anne NorthupRobert Adler Nancy Nord

5.  For the first time in 20 years, the Consumer Product Safety Commission is at full strength, with five Commissioners on board.  The Commission is holding frequent public briefings.  The Commission meets weekly on compliance issues, with special topics discussed monthly.

7.  Consumer Product Safety Act  Federal Hazardous Substances Act  Flammable Fabrics Act  Poison Prevention Packaging Act  Children’s Gasoline Burn Prevention Act  Virginia Graeme Baker Pool and Spa Safety Act  Refrigerator Safety Act

8.  Jurisdiction over thousands of types of consumer products  Excludes some types of products covered by other federal agencies › Automobiles and related equipment (NHTSA) › Food, drugs, medical devices, and cosmetics (FDA) › Firearms (BATF) › Airplanes (FAA) › Boats and related equipment (Coast Guard) › Pesticides (EPA)

9.  Protect the public against unreasonable risks of injury associated with consumer products  Assist consumers in evaluating the comparative safety of consumer products  Develop uniform safety standards for consumer products  Promote research and investigations into the causes and prevention of product-related deaths, illnesses, and injuries

10.  Article or component of an article  Produced or distributed for sale  For personal use, consumption, or enjoyment  Residential, school, recreational, or other environment

11. Safe Manufacture and Use Identify and monitor trends Educate on safe use Educate on manufacturing for safety and compliance Domestic Compliance Facility inspections Product inspections Case development Forensic analysis Business intelligence Import Compliance Prearrival targeting Case development Forensic analysis Business intelligence CPSC Resources and Processes Business processes, technology, and data that support information sharing and coordinated effort Resources aligned with business processes to drive achievement of objectives

13.  For children’s products, there are three CPSC requirements that generally apply: › CPSIA section 101 lead content limits. › CPSIA section 102 certification must be based on testing by recognized third party test labs. › CPSIA section 103 tracking label requirements apply to product and packaging.

14.  300 parts per million (ppm) limit applies to all accessible components of children’s products, effective 8/14/2009.  CPSC issued guidance on determining whether a part is accessible in August 2009.  The Commission has approved higher limits for certain electronic parts.  To date, the Commission has not granted any other exclusions from the lead limits.

15.  The determinations identify materials whose lead content will not exceed 100 ppm.  Apply primarily to natural materials, such as dyed and undyed textiles (cotton, wool), wood (and paper), precious and semiprecious stones.  Do not include metal or plastic fasteners; such as buttons, screws, grommets, or zippers used in apparel or elsewhere.  Final rule issued August 2009.

16.  Most children’s products do not have to be certified to the lead content limits yet; they will have to be certified if they are manufactured after 12/30/2011.  EXCEPTION: items of children’s metal jewelry must be certified to the 300 ppm lead content limit if they are manufactured after 8/14/2009.

17.  90 ppm limit took effect on 8/14/09  Applies to the same items as previously under 16 C.F.R. part 1303: › Paint sold to consumers as such, › Toys and other articles intended for children bearing paint or other surface coating; and › Household furniture bearing paint or other surface coating.  Children’s products manufactured after 8/14/09 must be certified to the 90 ppm limit if they bear paint or a similar surface coating.

18.  Most consumer products that are subject to mandatory standards or bans must be certified to be in compliance with each applicable requirement. › Products made in the USA: manufacturer must certify › Products made elsewhere: importer must certify  Children’s products must be certified based on testing by a recognized third-party test lab.

19.  Third-party  Firewalled  Governmental

20. 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

21. PRC/Hong Kong 95 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

22. USA 85 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

23. India 19 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

24. Germany 13 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

25. Taiwan 12 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

26. United Kingdom 11 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

27. Italy 10 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

28. Austria Bangladesh Belgium Brazil Canada Denmark France Greece Guatemala Indonesia Japan Malaysia Mauritius Spain Sri Lanka Switzerland Thailand Turkey Vietnam Mexico Pakistan Peru Philippines Portugal Singapore South Korea All Others 80 325 CPSC-Recognized CABs Located in 33 Countries 2/1/2011

29.  To issue a valid certificate, you must be sure that testing is performed by a recognized third-party test lab. › Not all accredited labs are recognized.  All recognized labs are listed on the CPSC’s website with their approved scope. › A lab may be approved by the CPSC for one standard but not another.  You can also search for recognized labs nearest your location.

30.  Children’s products manufactured on or after August 14, 2009, must have permanent distinguishing marks on the product and packaging “to the extent practicable.”  Manufacturers and importers are responsible.  Marks must allow consumers to ascertain: › the manufacturer or private labeler; › the date and place of production; and › cohort information.

31.  Statement of Policy issued July 2009  Interprets basic requirements, such as when product or packaging should be marked, how permanent the marks should be, and how specific the dates and places of manufacture should be  Does not require all information on one label  No size or font requirements  Does not require creation of batch or lot system, but you need some method of tracking parts

32.  Twelve classes are identified by statute, › Others have been identified by staff.  CPSC must promulgate mandatory standards for all of these (two every six months).  For durable nursery products, the manufacturer also must provide product registration cards and keep records of consumers who register.

33.  Section 104 requires the CPSC to issue at least two new standards every six months. › Final Rule for Cribs – December 2010 › Final Rule for Bassinets – Spring 2011 › Final Rule for Toddler Beds – Spring 2011 › Proposed Rule for Swings – Spring 2011 › Proposed Rule for Bed Rails – Spring 2011

34.  Required for all categories of durable infant and toddler products  Final rule issued on December 29, 2009 › Correction issued on February 22, 2010

35.  Most provisions of ASTM F-963-07 became mandatory for toys made after February 10, 2009.  Most provisions of ASTM F-963-08 became mandatory for toys made after August 17, 2009 (except deletion of toy box provision).

36.  Includes items designed or intended for children age three and younger to facilitate sleep or feeding or to help such children with sucking or teething  Limit is 1,000 parts per million for six specific phthalates › DEHP, DBP, BBP – Prohibited › DINP, DIDP, DnOP – Interim Prohibition

37.  Children’s toys are subject to 1,000 ppm limit on the three banned phthalates.  Toys that can be mouthed are subject to 1,000 ppm limit on the three additional phthalates.

38.  Revised test method focuses on concentration in each plasticized component rather than the entire product  Unlike the lead provision, phthalate section lacks an exception for inaccessible components  Commission enforcement focus remains on items of greatest risk

39.  All certificates of conformity must: › identify the manufacturer or importer issuing the certificate and any third party on whose testing the certificate depends, by name, address, and phone number  Note: not required to name a foreign manufacturer › specify each applicable standard, ban, etc. › spell out the date and place where the product was manufactured and date and place of testing › show contact information for person maintaining test records

40.  Certificates must “ accompany ” each product or shipment of products covered by the same certificate.  A copy of the certificate must be “ furnished to each distributor or retailer of the product” (no requirement to provide to ultimate consumer).  A copy of the certificate must be made available to the Commission and Customs upon request.

41.  The Commission by rule has confirmed that certificates in electronic form are acceptable.  Key requirements: › Certificate must be created no later than the time of shipment to the United States or first distribution within the United States. › The certificate must be reasonably accessible from information on the product or accompanying the shipment; it can be transmitted with Customs docs.

42.  Certification never exempts any product from the requirement to comply with an applicable rule, standard, ban, or regulation.  Manufacturers (including importers), distributors, and retailers must report to the CPSC immediately if they learn that one of their products fails to comply with an applicable rule.  A person holding a certificate of compliance may have a defense in a noncompliance case.

43. More lab accreditation rules Component testing rule Program for voluntary certification marks on consumer products Testing Rule Reasonable testing program Periodic testing requirements Random testing requirements Verification of compliance Safeguards against undue influence over labs