2. Elements of a clearance Aircraft ID “Guard 12345” “Who me?”

3. 4-3-1 Departure Terminology Avoid using the term “takeoff” except to actually clear an aircraft for takeoff or to cancel a takeoff clearance. Use such terms as “depart,” “departure,” or “fly” in clearances when necessary.

4. 4-3-2 Departure Clearances Include the following items in IFR departure clearances: –Note - When considered necessary, controllers or pilots may initiate readbacks of a clearance. Some pilots may be required by company rule to do so.

5. 4-3-2 b. Clearance Limit Specify the destination airport when practicable, even though it is outside controlled airspace. Issue short range clearances as provided for in any procedures established for their use.

6. Elements of a clearance Clearance limit “Guard 345. Cleared to the Troy Airport.” “Good! That’s where I want to go.”

7. 4-3-2 c. Departure Procedures 1. Specify direction of takeoff/turn or initial heading/azimuth to be flown after takeoff as follows: –(a) Locations with Airport Traffic Control Service - Specify these items as necessary.

8. 4-3-2 c. Departure Procedures –(b) Locations without Airport Traffic Control Service, but within a Class E surface area - Specify these items if necessary. Obtain/solicit the pilot's concurrence concerning these items before issuing them in a clearance.

9. 4-3-2 c. Departure Procedures Note - Direction of takeoff and turn after takeoff can be obtained/solicited directly from the pilot, or relayed by an FSS, dispatcher, etc., as obtained/solicited from the pilot.

10. 4-3-2 c. Departure Procedures –(c) At all other airports - Do not specify direction of takeoff/turn after takeoff. If necessary to specify an initial heading/azimuth to be flown after takeoff, issue the initial heading/azimuth so as to apply only within controlled airspace.

11. 4-3-2 c. Departure Procedures 2. When IFR departure procedures are published for a location and pilot compliance is necessary to insure separation, include the published departure procedure as part of the ATC clearance.

12. 4-3-2 c. Departure Procedures Note - IFR takeoff minimums and departure procedures are prescribed for specific airports/runways and published in a tabular form supplement to the NOS Instrument Approach Procedure Charts and appropriate FAA Forms 8260.

13. 4-3-2 c. Departure Procedures 3. Compatibility with a procedure issued may be verified by asking the pilot if items obtained/solicited will allow him to comply with local traffic pattern, terrain, or obstruction avoidance.

14. 4-3-2 c. Departure Procedures Phraseology –FLY RUNWAY HEADING. –DEPART (direction or runway). –TURN LEFT/RIGHT. –WHEN ENTERING CONTROLLED AIRSPACE (instruction), FLY HEADING (degrees) UNTIL REACHING (altitude, point, or fix) BEFORE PROCEEDING ON COURSE.

15. 4-3-2 c. Departure Procedures Phraseology –FLY A (degree) BEARING/AZIMUTH FROM/TO (fix) UNTIL (time), or –UNTIL REACHING (fix or altitude), and if required, –BEFORE PROCEEDING ON COURSE.

16. 4-3-2 c. Departure Procedures Note - If a published IFR departure procedure is not included in an ATC clearance, compliance with such a procedure is the pilot's prerogative.

17. Whooooaa!... the pilot's prerogative ??? Is it an Army pilot’s prerogative???

18. 4-3-2 c. Departure Procedures 4. SIDs: –(a) Assign a SID or FMSP (including transition if necessary). Assign a Preferential Departure Route (PDR) or the route filed by the pilot only when a SID or FMSP is not established for the departure route to be flown or the pilot has indicated that he does not wish to use a SID or FMSP.

21. 4-3-2 c. Departure Procedures Phraseology –(SID/FMSP name and number) DEPARTURE. –(SID/FMSP name and number) DEPARTURE, (transition name) TRANSITION.

22. 4-3-2 c. Departure Procedures Examples –"Stroudsburg One Departure." –"Stroudsburg One Departure, Sparta Transition." –"Stroudsburg One RNAV Departure."

23. 4-3-2 c. Departure Procedures Note - If a pilot does not wish to use a SID or FMSP issued in an ATC clearance or any other SID or FMSP published for that location, he is expected to advise ATC.

24. 4-3-2 c. Departure Procedures –(b) If it is necessary to assign a crossing altitude which differs from the SID or FMSP altitude, repeat the changed altitude to the pilot for emphasis.

25. 4-3-2 c. Departure Procedures Phraseology –(SID/FMSP name) DEPARTURE, EXCEPT (revised altitude information). I SAY AGAIN (revised altitude information).

26. 4-3-2 c. Departure Procedures Examples –"Stroudsburg One Departure, except cross Quaker at five thousand. I say again, cross Quaker at five thousand." –"Astoria Two RNAV Departure, except cross Astor waypoint at six thousand. I say again, cross Astor waypoint at six thousand."

27. 4-3-2 c. Departure Procedures –(c) Specify altitudes when they are not included in the SID or FMSP.

28. 4-3-2 c. Departure Procedures Phraseology –(SID/FMSP name) DEPARTURE. CROSS (fix) AT (altitude).

29. 4-3-2 c. Departure Procedures Examples –"Stroudsburg One Departure. Cross Jersey intersection at four thousand. Cross Range intersection at six thousand."

30. 4-3-2 d. Route of flight Specify one or more of the following: –1. Airway, route, course, heading, azimuth, arc, or vector.

31. 4-3-2 d. Route of flight –2. The routing a pilot can expect if any part of the route beyond a short range clearance limit differs from that filed.

32. Whooooaa! Let’s talk about Expect Further Clearance. Just how many types of EFC are there?

33. Expect Further Clearance EFC time –applies to holding EFC via –applies to routing

34. EXPECT FURTHER CLEARANCE TIME The time a pilot can expect to receive clearance beyond a clearance limit.

35. EXPECT FURTHER CLEARANCE VIA EFC VIA (AIRWAYS, ROUTES OR FIXES) - Used to inform a pilot of the routing he can expect if any part of the route beyond a short range clearance limit differs from that filed.

36. EXPECT FURTHER CLEARANCE VIA Pilots should never, ever, ever accept a clearance limit that is both: –short of the destination, and –off the flight plan route, unless the clearance includes an EFC via.

37. 4-3-2 d. Route of flight Phraseology –EXPECT FURTHER CLEARANCE VIA (airways, routes, or fixes).

38. 4-3-2 e. Altitude Use one of the following in the order of preference listed:

39. 4-3-2 e. Altitude 1. Assign the altitude requested by the pilot.

40. 4-3-2 e. Altitude 2. Assign an altitude, as near as possible to the altitude requested by the pilot, and –(a) Inform the pilot when to expect clearance to the requested altitude unless instructions are contained in the specified SID or FMSP, or

41. 4-3-2 e. Altitude –(b) If the requested altitude is not expected to be available, inform the pilot what altitude can be expected and when/where to expect it.

42. 4-3-2 e. Altitude Phraseology –CLIMB AND MAINTAIN (the altitude as near as possible to the pilots requested altitude). EXPECT (the requested altitude or an altitude different from the requested altitude) AT (time or fix), and if applicable, (pilot's requested altitude) IS NOT AVAILABLE.

43. 4-3-2 e. Altitude Examples - –“Climb and maintain flight level two three zero. Expect flight level three five zero at Appleton zero five zero radial three five mile fix.”

44. 4-3-2 e. Altitude Examples - –“Climb and maintain five thousand. Expect niner thousand one zero minutes after departure.”

45. 4-3-2 e. Altitude Examples - –“Climb and maintain one three thousand. Expect one five thousand at San Jose. One seven thousand is not available.”

46. Altitude Maintain three thousand, Expect eight thousand one zero after departure 4,000 feet MSL 3,000 feet MSL 1,000 feet vertical

47. 4-6-1 b. Holding 1. Holding instructions may be eliminated when you inform the pilot that no delay is expected.

48. 4-6-1 b. Holding 2. When the pattern is charted, you may omit all holding instructions except the charted holding direction and the statement "as published." Always issue complete holding instructions when the pilot requests them.

49. Special Instructions Use this portion to include any necessary information that is not included elsewhere.

50. Special Instructions Example: “Request runway 36 for departure.”

51. Frequency and Beacon 3-9-3 a. Before takeoff –1. Issue the appropriate departure control frequency and beacon code. The departure control frequency may be omitted if a SID has been or will be assigned and the departure control frequency is published on the SID.

52. Frequency and Beacon Phraseology –DEPARTURE FREQUENCY WILL BE (frequency), SQUAWK (code).

53. GUARD 12345 CLEARED TO TROY AIRPORT CLIOS 1 DEPARTURE BANBI TRANSITION DIRECT BLOOD REQUEST RUNWAY 36 SQUAWK 3514

54. Cruise Clearance The definition’s in the Pilot/ Controller Glossary. Let’s look it up.

55. Cruise Clearance Used in an ATC clearance to authorize a pilot to conduct flight at any altitude from the minimum IFR altitude up to and including the altitude specified in the clearance.

56. Cruise Clearance The pilot may level off at any intermediate altitude within this block of airspace.

57. Cruise Clearance Climb/descent within the block is to be made at the discretion of the pilot.

58. Cruise Clearance However, once the pilot starts descent and verbally reports leaving an altitude in the block, he may not return to that altitude without additional ATC clearance.

59. Cruise Clearance Further, it is approval for the pilot to proceed to and make an approach at destination airport...

60. VFR on Top FAR Part 1 definition: “IFR over the top”, with respect to the operation of aircraft, means the operation of an aircraft over the top on an IFR flight plan when cleared by air traffic control to maintain “VFR conditions” or “VFR conditions on top.”

61. Not to be confused with VFR over the top: FAR Part 1 definition: “VFR over the top,” with respect to the operation of aircraft, means the operation of an aircraft over the top under VFR when it is not being operated on an IFR flight plan.

62. VFR on Top ATC authorization for an IFR aircraft to operate in VFR conditions at any appropriate VFR altitude (as specified in FAR and as restricted by ATC).

63. VFR on Top A pilot receiving this authorization must comply with the VFR visibility, distance from cloud criteria, and the minimum IFR altitudes specified in FAR Part 91.

64. VFR on Top The use of this term does not relieve controllers of their responsibility to separate aircraft in Class B and Class C airspace or TRSAs as required by FAA Order 7110.65.

65. 7-3-1 VFR on Top a. You may clear an aircraft to maintain “VFR on top” if the pilot of an aircraft on an IFR flight plan requests the clearance.

66. 7-3-1 VFR on Top Phraseology - –MAINTAIN VFR ON TOP.

67. 7-3-1 VFR on Top Note 1 - When an aircraft has been cleared to maintain “VFR on top,” the pilot is responsible to fly at an appropriate VFR altitude, comply with VFR visibility and distance from cloud criteria, and to be vigilant so as to see and avoid other aircraft.

68. 4-3-3 Abbreviated Departure Clearance a. Issue an abbreviated departure clearance if its use reduces verbiage and the following conditions are met:

69. 4-3-3 Abbreviated Departure Clearance 1. The route of flight filed with ATC has not been changed by the pilot, company, operations officer, input operator, or in the stored flight plan program prior to departure.

70. 4-3-3 Abbreviated Departure Clearance –Note - A pilot will not accept an abbreviated clearance if the route of flight filed with ATC has been changed by him or the company or the operations officer before departure. –He is expected to inform the control facility on initial radio contact if he cannot accept the clearance. –It is the responsibility of the company or operations officer to inform the pilot when they make a change.

71. 4-3-3 Abbreviated Departure Clearance 2. All ATC facilities concerned have sufficient route of flight information to exercise their control responsibilities.

72. 4-3-3 Abbreviated Departure Clearance 3. When the flight will depart IFR, destination airport information is relayed between the facilities concerned prior to departure.

73. 4-3-3 Abbreviated Departure Clearance b. If it is necessary to modify a filed route of flight in order to achieve computer acceptance due, for example, to incorrect fix or airway identification, the contraction “FRC”, meaning “Full Route Clearance Necessary,” or “FRC/(fix)”, will be added to the remarks...

74. 4-3-3 Abbreviated Departure Clearance c. Specify the destination airport in the clearance.

75. 4-3-3 Abbreviated Departure Clearance d. When no changes are required in the filed route, state the phrase, “Cleared to (destination) airport, (SID/FMSP and SID/FMSP transition, as appropriate);” “then, as filed.”

76. 4-3-3 Abbreviated Departure Clearance If a SID/FMSP is not assigned, follow with “As filed.” Specify the assigned altitude; and, if required, add any additional instructions or information.

77. 4-3-3 Abbreviated Departure Clearance Phraseology - –CLEARED TO (destination) AIRPORT; and as appropriate, –(SID name and number) DEPARTURE, –(transition name) TRANSITION; THEN, –AS FILED. –MAINTAIN (altitude); and if required, –(additional instructions or information).

78. 4-3-3 Abbreviated Departure Clearance If a SID is not assigned, –CLEARED TO (destination) AIRPORT AS FILED. –MAINTAIN (altitude); and if required, –(additional instructions or information).

79. 4-3-3 Abbreviated Departure Clearance Examples - –“Cleared to Reynolds Airport; David Two RNAV Departure, Kingham Transition; then, as filed. Maintain niner thousand. Expect flight level four one zero, one zero minutes after departure.”

80. 4-3-3 Abbreviated Departure Clearance Examples - –“Cleared to Reynolds Airport as filed. Maintain niner thousand. Expect flight level four one zero, one zero minutes after departure.”

81. 4-3-3 Abbreviated Departure Clearance e. In a nonradar environment specify one, two, or more fixes, as necessary, to identify the initial route of flight.

82. 4-3-3 Abbreviated Departure Clearance Example - –The filed route of flight is from Hutchins V10 Emporia, thence V10N and V77 to St. Joseph. The clearance will read: –“Cleared to Watson Airport as filed via Emporia, maintain seven thousand.”

83. 4-3-3 Abbreviated Departure Clearance f. Do not apply these procedures when a pilot requests a detailed clearance or to military operations conducted within altitude reservations, stereo routes, operations above FL 600, and other military operations requiring special handling.

84. 2-1-17 Radio Communications Transfer a. Transfer radio communications before an aircraft enters the receiving controller's area of jurisdiction unless otherwise coordinated or specified by a letter of agreement or a facility directive.

85. 2-1-17 Radio Communications Transfer b. Transfer radio communications by specifying the following:

86. 2-1-17 Radio Communications Transfer 1. The facility name or location name and terminal function to be contacted. TERMINAL: Omit the location name when transferring communications to another controller within your facility except as required in paragraph 5-10-8.

87. 2-1-17 Radio Communications Transfer 2. Frequency to use except the following may be omitted: –(a) FSS frequency. –(b) Departure frequency if previously given or published on a SID chart for the procedure issued.

88. 2-1-17 Radio Communications Transfer 2. Frequency to use except the following may be omitted: –(c) TERMINAL: (1) Ground or local control frequency if in your opinion the pilot knows which frequency is in use. (2) The numbers preceding the decimal point if the ground control frequency is in the 121 MHz bandwidth.

89. 2-1-17 Radio Communications Transfer Examples - –“Contact tower.” –“Contact ground.” –“Contact ground point seven.” –“Contact ground, one two zero point eight.” –“Contact Huntington Radio.” –“Contact departure.” –“Contact Los Angeles Center, one two three point four.”

90. 2-1-17 Radio Communications Transfer 3. Time, fix, altitude, or specifically when to contact a facility. You may omit this when compliance is expected upon receipt.

91. ATC Frequency Change Procedures The following phraseology will be used by controllers to effect a frequency change: –EXAMPLE: –(Aircraft identification) CONTACT (facility name or location name and terminal function) (frequency) AT (time, fix, or altitude).

92. ATC Frequency Change Procedures NOTE - –Pilots are expected to maintain a listening watch on the transferring controller's frequency until the time, fix, or altitude specified. –ATC will omit frequency change restrictions whenever pilot compliance is expected upon receipt.

93. ATC Frequency Change Procedures The following phraseology should be utilized by pilots for establishing contact with the designated facility:

94. ATC Frequency Change Procedures When a position report will be made: –EXAMPLE: –(Name) CENTER, (aircraft identification), (position).

95. ATC Frequency Change Procedures When no position report will be made: –EXAMPLE: –(Name) CENTER, (aircraft identification), (position) ESTIMATING (reporting point and time) AT (altitude or flight level) (CLIMBING or DESCENDING) TO MAINTAIN (altitude or flight level).

96. ATC Frequency Change Procedures When operating in a radar environment and no position report is required: On initial contact, the pilot should inform the controller of the pilot's assigned altitude preceded by the words "level," or "climbing to," or "descending to," as appropriate; and the pilot's present vacating altitude, if applicable.

97. ATC Frequency Change Procedures Also, when on other than published routes, the pilot should include the presently assigned routing on initial contact with each air traffic controller.

98. ATC Frequency Change Procedures (Name) CENTER, (aircraft identification), LEVEL (altitude or flight level), HEADING (exact heading).

99. ATC Frequency Change Procedures (Name) CENTER, (aircraft identification), LEAVING (exact altitude or flight level), CLIMBING TO (altitude or flight level), PROCEEDING TO (name) VOR VIA THE (VOR name) (number) RADIAL.

100. ATC Frequency Change Procedures (Name) CENTER, (aircraft identification), LEAVING (exact altitude or flight level), DESCENDING TO (altitude or flight level), DIRECT (name) VOR.

101. ATC Frequency Change Procedures Exact altitude or flight level means to the nearest 100 foot increment. Exact altitude or flight level reports on initial contact provide ATC with information required prior to using MODE C altitude information for separation purposes.

102. Position Report Identification. Position. Time. Altitude or flight level. Type flight plan (not required in IFR). ETA to next reporting point. The name the next reporting point. Pertinent remarks.

103. ADDITIONAL REPORTS At all times: When vacating any previously assigned altitude or flight level for a newly assigned altitude or flight level.

104. ADDITIONAL REPORTS At all times: When an altitude change will be made if operating on a clearance specifying VFR ON TOP.

105. ADDITIONAL REPORTS At all times: When UNABLE to climb/descent at a rate of at least 500 feet per minute.

106. ADDITIONAL REPORTS At all times: When approach has been missed. (Request clearance for specific action; that is, to alternative airport, another approach, etc.)

107. ADDITIONAL REPORTS At all times: Change in the average true airspeed (at cruising altitude) when it varies by 5 percent or 10 knots (whichever is greater) from that filed in the flight plan.

108. ADDITIONAL REPORTS At all times: The time and altitude or flight level upon reaching a holding fix or point to which cleared.

109. ADDITIONAL REPORTS At all times: When leaving any assigned holding fix or point.

110. ADDITIONAL REPORTS At all times: The reports in subparagraphs (f) and (g) may be omitted by pilots of aircraft involved in instrument training at military terminal area facilities when radar service is being provided.

111. ADDITIONAL REPORTS At all times: Any loss, in controller airspace, of VOR, TACAN, ADF, low frequency navigation receiver capability, complete or partial loss of ILS receiver capability or impairment of air/ground communications capability.

112. ADDITIONAL REPORTS At all times: Any information relating to the safety of flight.

113. ADDITIONAL REPORTS When not in radar contact: When leaving final approach fix inbound on final approach (nonprecision approach), or when leaving the outer marker or fix used in lieu of the outer marker inbound on final approach (precision approach).

114. ADDITIONAL REPORTS When not in radar contact: A corrected estimate at anytime it becomes apparent that an estimate as previously submitted is in error in excess of 3 minutes.

115. ADDITIONAL REPORTS At all times: Pilots encountering weather conditions which have not been forecast, or hazardous conditions which have been forecast, are expected to forward a report of such weather to ATC.

116. 4-7-10 Approach Information Both en route and terminal approach control sectors shall provide current approach information to aircraft destined to airports for which they provide approach control services.

117. 4-7-10 Approach Information This information shall be provided on initial contact or as soon as possible thereafter.

118. 4-7-10 Approach Information Approach clearance or type approach to expect. Runway if different. Surface wind. Ceiling and visibility. Altimeter setting.

119. 4-7-10 Approach Information Approach clearance or type approach to be expected –if two or more approaches are published and the clearance limit does not indicate which will be used.

120. 4-7-10 Approach Information Runway –if different from that to which the instrument approach is made.

121. 4-7-10 Approach Information Surface wind.

122. 4-7-10 Approach Information Ceiling and visibility –if the ceiling at the airport of intended landing is reported below 1,000 feet or below the highest circling minimum, whichever is greater, or the visibility is less than 3 miles.

123. 4-7-10 Approach Information Altimeter setting for the airport of intended landing.

124. 4-7-10 Approach Information If continuous automated weather broadcasts are available at the destination airport, controllers shall inform the pilot of the frequency where automated weather may be obtained.

125. 4-7-10 Approach Information Phraseology - –(Airport) AWOS/ASOS WEATHER AVAILABLE ON (frequency).

126. 4-7-10 Approach Information Advise pilots when the ILS/MLS on the runway in use is not operational if that ILS/MLS is on the same frequency as an operational ILS/MLS serving another runway.

127. “Expect Visual Approach Runway Three One, Runway Three One I-L-S not operational.”

128. 4-7-10 Approach Information Example - –“Expect Visual Approach Runway Two Five Right, Runway Two Five Right I-L-S not operational.”

129. Holding Standard holding is right turns with one-minute legs at and below 14,000 feet and 1 1/2-minute legs above 14,000 feet.

130. 4-6-4 Holding Instructions Direction of holding from the fix. Holding fix. Radial, course, bearing, azimuth, airway, or route on which to hold. Leg length in miles if DME or RNAV is to be used. Direction of holding pattern turns if left turns are to be made.

131. 4-6-4 Holding Instructions Note - The holding fix may be omitted if included at the beginning of the transmission as the clearance limit.

132. Directions North equals 338 thru 022 degrees. (360 +/- 22 degrees)

133. Directions North = 338 thru 022 degrees. Northeast = 023 thru 067 degrees. East= 068 thru 112 degrees. Southeast= 113 thru 157 degrees.

134. Directions South= 158 thru 202 degrees. Southwest= 203 thru 247 degrees. West= 248 thru 292 degrees. Northwest= 293 thru 337 degrees.

135. 4-6-4 Holding Instructions Phraseology - –HOLD (direction) OF (fix) ON (specified radial, course, bearing, airway, azimuth(s), or route). –If leg length is specified, (number of minutes/miles) MINUTE/MILE LEG. –If direction of turn is specified, LEFT/RIGHT TURNS.

136. 4-6-4 Holding Instructions When the pattern is charted, omit all holding instructions except the charted holding direction and the statement “as published.”

137. 4-6-4 Holding Instructions Phraseology - –CLEARED TO (fix), HOLD (direction), AS PUBLISHED.

138. 4-6-2 Clearance Beyond Fix Clearance limit or approach clearance. –or,

139. 4-6-2 Clearance Beyond Fix Route of flight. –Complete details of the route (airway, route, course, fix(es), azimuth course, heading, arc, or vector). –The phrase “via last routing cleared.”

140. 4-6-2 Clearance Beyond Fix if differentAssigned altitude if different from present altitude.

141. 4-8-1 Approach Clearance Clear aircraft for “standard” or “special” instrument approach procedures only.

142. 4-8-1 Approach Clearance To require an aircraft to execute a particular instrument approach procedure, specify in the approach clearance the name of the approach as published on the approach chart.

143. 4-8-1 Approach Clearance If only one instrument approach of a particular type is published, the approach need not be identified by the runway reference.

144. 4-8-1 Approach Clearance An aircraft conducting an ILS/MLS approach when the glideslope/ glidepath is reported out of service shall be advised at the time an approach clearance is issued.

145. 4-8-1 Approach Clearance Example - –“Cleared I-L-S Runway Three Six Approach, glideslope unusable.”

146. 4-8-1 Approach Clearance For aircraft operating on unpublished routes, issue approach clearance only after the aircraft is: –1. Established on a segment of a published route or IAP, or –2. Assigned an altitude to maintain until the aircraft is established on a segment of a published route or IAP.