1. Leadership Guide for Strategic Information Management Leadership Guide for Strategic Information Management for State DOTs NCHRP Project 20-96 Information Age | Strategic IM | Charting a Course | Equipping the Org. | Implementing Change | Resources 1

2. Leadership Guide for Strategic Information Management Final Presentation NCHRP Project 20-96 Leadership Guide for Strategic Information Management for State DOTs Prepared for NCHRP Transportation Research Board of the National Academies March, 2016 2

3. Leadership Guide for Strategic Information Management Strategic Information Management: Organization for now and the future Maximize value from available information Maximize the efficiency of information collection and use Improve organizational readiness 3

4. Leadership Guide for Strategic Information Management 4 “I don’t think (construction of infrastructure) is our primary role any more. I believe we are now facilitators of information…To me, mobility is information…you can’t be mobile without information” Paul Trombino, Director, Iowa DOT

5. Leadership Guide for Strategic Information Management Information is a Strategic Asset Opportunities: – Improve safety, efficiency, accessibility – Identify transportation improvements – Real time system management – Improved response for storms and major events – Real time travel information – Monitor delivery and identify upcoming issues – Internal efficiencies – Communication of agency accomplishments 5

6. Leadership Guide for Strategic Information Management What are the Challenges? 6 – Information Silos – Fragmented Information Management Responsibilities – Information Findability – DOT Organizational Culture – Information Security and Privacy – Workforce Challenges – IT Challenges – Legacy systems, Centralization – Data rich, information poor

7. Leadership Guide for Strategic Information Management 7 Shift from paper to digital formats = Opportunity Goal: Access to information in an integrated fashion A Rapidly Changing Picture Managers: see relevant information about agency performance Staff: see information about their projects, “self-service” Stakeholders: see information on funding, travel options, projects Records/Admin Offices: respond efficiently to FOIA requests

8. Leadership Guide for Strategic Information Management 8 To bring the right information, to the right people, in the right form, at the right time – Importance of Leadership DOT leaders need to understand the goal and support the effort Why? To make wise choices that stand the test of time

9. Leadership Guide for Strategic Information Management The Roadmap to Strategic Information Management 9

10. Leadership Guide for Strategic Information Management Charting a Course Step 1 Establish a vision for Information Management (IM) Step 2 Assess the current state of IM Step 3 Create a coordinated agency plan Equipping the Organization Step 4 Establish leadership Step 5 Establish policies Step 6 Establish a process for evaluation Implementing and Sustaining Change Step 7 Implement IM services and technology Step 8 Foster culture changes, build workforce capabilities Step 9 Monitor progress and adjust strategies 10 9 Step Process

11. Leadership Guide for Strategic Information Management A successful vision is a process-driven statement that communicates how the agency wants to be using and managing information in order to meet its strategic goals. “What results are we striving for? ” Charting a Course Step 1: Establish a vision for Information Management 11

12. Leadership Guide for Strategic Information Management Process: Involvement of Stakeholders – Leadership Team – Representatives of major departments – Representatives of IM and technology functions – Representatives of major data programs Content: Focus on desired outcomes 12 Charting a Course Step 1: Establish a vision for Information Management

13. Leadership Guide for Strategic Information Management 13 Step 2.1 Review the Existing Business Plans and Policies Discover gaps and inconsistencies Step 2.2 Conduct an Assessment Identify unmet needs, risks, and areas for improvement Step 2.3 Summarize Results Develop picture of needs and priorities “What problems are we trying to solve? ” Charting a Course Step 2: Assess the state of Information Management

14. Leadership Guide for Strategic Information Management Purpose: To connect the agency’s goals and vision to set practical, implementable actions that move the agency forward. “Productivity is never an accident. It is always the result of a commitment to excellence, intelligent planning, and focused effort.” Paul J. Meyer 14 Charting a Course Step 3: Create a coordinated plan for Information Management

15. Leadership Guide for Strategic Information Management 15 Step 3.1 Establish Goals and Objectives Practical, Implementable Actions Step 3.2 Identify Current Initiatives Step 3.3 Identify Strategies Ex. Changes to decision making structures; investment in technology; building workforce awareness, skills, capabilities Step 3.4 Set Priorities Step 3.5 Develop a Roadmap Sequence of activities within a timeframe Step 3.6 Assign Responsibilities and Track Implementation Charting a Course Step 3: Create a coordinated plan for Information Management

16. Leadership Guide for Strategic Information Management Equipping the Organization 16 Step 4.1 Establish Executive Accountability Balanced governance, executive support and roles Step 4.2 Designate Governance Leadership Team Oversight body, policy and guidance Step 4.3 Define Roles and Responsibilities Step 4: Establish leadership and governance structures

17. Leadership Guide for Strategic Information Management Equipping the Organization 17 Policies define the expectations of the agency. The agency must be prepared to implement and properly support the policies and expectations. Consider an incremental approach to test and adjust to lead to positive outcomes. Step 5: Establish Information Management policies

18. Leadership Guide for Strategic Information Management 18 Step 5.1 Define Information Categories Consistent categories and classifications Step 5.2 Establish Information Storage Policies Where to store data and for how long Step 5.3 Establish Life Cycle Management Activities Step 5.4 Establish Standardization and Integration Policies Master data, geospatial data management Equipping the Organization Step 5: Establish Information Management policies

19. Leadership Guide for Strategic Information Management 19 Evaluation and Prioritizing Options: Agency-wide evaluation? Decentralized approval? Annual agency-wide budget? Project Nominations? Step 6: Establish a process for evaluating new information initiatives Equipping the Organization

20. Leadership Guide for Strategic Information Management 20 Implementing and Sustaining Change Step 7: Implement Information Management Services and enabling technologies Establish standards and processes to implement consistent structure for classifying, defining, describing, integrating and finding data and information.

21. Leadership Guide for Strategic Information Management 21 Implementing and Sustaining Change Step 7: Implement Information Management Services and enabling technologies Key Services: 1.Architecture and Standards 2.Records and Content Management 3.Library Services and Information Provisioning 4.Metadata and Terminology Management 5.Enterprise Search 6.Data Integration, Reporting and Analytics

22. Leadership Guide for Strategic Information Management 22 Implementing and Sustaining Change Step 8: Foster culture change and build workforce capabilities Are there people with the technical skills and experience to implement and support agency goals? How can we best support the organizational and behavioral changes needed?

23. Leadership Guide for Strategic Information Management 23 Implementing and Sustaining Change Step 8: Foster culture change and build workforce capabilities 1.Strategic hires to build technical capabilities 2.Introduce people who can motivate behavioral changes 3.Updating employee position descriptions 4.Proactively identify people with IM skills 5.IM Community of Practice 6.Information literacy training Communicate, Motivate, Train

24. Leadership Guide for Strategic Information Management 24 Implementing and Sustaining Change Step 9: Monitor progress and adjust strategies Information Management is a continuous improvement process requiring: Regular updates Course corrections Apply a Management Framework Identification of successes

25. Leadership Guide for Strategic Information Management 25 Implementing and Sustaining Change Celebrate Success! Will this be easy? No. Will this be worth it? Yes!

26. Leadership Guide for Strategic Information Management 26 Summary

27. Leadership Guide for Strategic Information Management Thank you. The leadership guide provides a 9 step process to chart, equip and implement strategic information management. It’s a roadmap to focus limited DOT resources to improve information management and turn it into a valued agency asset. Each agency can tailor the guide to meet its unique situation.