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Assessing Risk for Violence Dr Lorraine Johnstone Consultant Clinical Forensic Psychologist Honorary Research Fellow Accredited Risk Assessor Lorraine.Johnstone@ggc.scot.nhs.uk
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Perspectives RESEARCH PRACTITIONER ORGANISATIONAL
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Process of evaluating the characteristics of offenders and their environment to estimate the likelihood and the nature of a negative outcome (in this case, violence) What is Risk Assessment?
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“Prediction of dangerousness is particularly difficult because: dangerousness is the resultant of a number of processes which occasionally may be synergistic amounting to more than the sum of the parts, some within the individual and some in society; it is not static; key factors are the individual’s adaptiveness, resistance to change, and his intentions…” Scott (1977, p. 128)
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False errors
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Risk Factors Offence Analysis Risk Scenarios Risk Management Offender Background Protective Factors RMA Standards: Assessment
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Assess Formulate Scenarios Communicate Risk Management Management Drive Disinhibit Destabilise Background
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Unstructured Clinical Judgement Actuarial (Prediction) Structured Clinical Judgement Risk Assessment: Approaches
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Which method is best?
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Research Perspective PREDICTIVE VALIDITY
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Unstructured Clinical Judgement Unstructured Clinical Judgement
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“…relies on an informal, ‘in the head,’ impressionistic, subjective conclusion, reached (somehow) by a human clinical judge” Grove and Meehl (1996)
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PREDICTIVE VALIDITY ACTUARIAL SCJ
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Methodologies
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Assessing Risk for Violence A Framework for Practice David Farrington Darrick Jolliffe Lorraine Johnstone RMA Scotland May 2008
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Aims and objectives CHARACTERISE AND QUANTIFY THE EVIDENCE PREDICTIVE VALIDITY
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ROC Analysis and studies reported AUC (or these could be derived) Overall ES Method
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Inclusion Criteria Prospective Violence AUC for ROC N= 50 or more Males
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Terms: Violen*, Aggressiv*, Serious*, Crim*, Assessment, HCR-20, VRAG, Etc. Strategy: Contact leading researchers, electronic database, internet and citation searches Search Terms and Strategy
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145 31 Studies Retrieved & Included
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DeviceNAUCLower CIUpper CI GSIR40.730.680.79 OGRS40.710.660.75 HCR-20130.700.660.74 PCL180.690.660.73 VRAG180.690.670.72 LSI-R70.640.630.66 Results: Overall ES
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From the Group to the Individual....
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Illustration Violence Risk Assessment Guide
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Psychopathy Checklist Score Elementary school maladjustment DSM-III diagnosis of Personality Disorder Age at index offence Separated from parents under age 16 Failure on prior conditional release +VE –VE +VE VRAG Variables - 1
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Non-violent offence history Never married DSM-III diagnosis of Schizophrenia Victim injury Alcohol abuse Female victim index offence +VE –VE +VE –VE VRAG Variables - 11
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Probability of Violent Recidivism Seven Year Follow-up VRAG CATEGORY
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-20-1001020 VRAG 0.0 0.2 0.4 0.6 0.8 1.0 Probability Probability of Violent Reconviction after Two Years 95% CI Group 95% CI Individual
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“The ARAIs cannot be used to estimate an individual’s risk for future violence with any reasonable degree of certainty and should be used with great caution or not at all.”
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Assess Formulate Scenarios Communicate Risk Management Management Drive Disinhibit Destabilise Background
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METHOD: DESIGN
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Standards and Principles 1. User Manual 2. Specified User Qualifications, Competencies and Skills 3. Accessible Training 4. Ease of Use 5. Uses a Comprehensive Information Source 6. Appropriate Administration Time 7. Social History 8. Offence Analysis 9. Appropriate Number of Risk Factors 10. Appropriate Emphasis on Static Factors
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Standards and Principles 11. Appropriate Emphasis on Dynamic Risk Factors 12. Well Defined Risk Factors 13. Ease of Scoring/Rating Procedures 14. Describes and Identifies Protective Factors 15. Assists in Risk Formulation 16. Assists in Identifying Plausible Risk Scenarios 17. Assists in the Development of a Risk Management Plan 18. Assists in the Identification of Treatment Needs 19. Assists in the Identification of Monitoring Needs 20. Concordance with Other Risk Assessment Tools/Guidelines 21. Confidence in Risk Judgement
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METHOD: Sample
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Respondents
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HCR-20RAG-F /RA1-4 LSI/ LS-CMI PCL Standards (Max = 22) 21182018 Perceived Utility
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Which tool is best?
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But.....Organisational Issues Violence Expertise Suicide Time intensive Labour Intensive High Cost On-going Training & Development
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Senior Management Directive to develop RA policy Legislative and Policy Drivers MWC Inquiry 2 Dedicated Posts MDT Risk Policy Group Framework for Practice, Training and Documentation 2004 2006 2006/07 March 2007 Draft Policy: Presentation and Consultation
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Model and Format – SCJ Model as per RMA standards – Psychiatrist or psychologist co- ordinates but strong emphasis on MDT involvement DFMH Risk Policy (NHSGG&C)
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Aims 1) to have at least a preliminary formulation of the person’s risk available to inform management; 2) to have a full risk assessment with all specialist assessments completed DFMH Risk Policy (NHSGG&C)
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1) Risk Screen for Risk Identification 2) Risk assessment Pathway and Process
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Limited Information used to inform HCR-20 Preliminary formulation Additional information used to update HCR-20 Re-formulation Specialist Assessment (e.g. Personality disorder) Re-formulation
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( 1) Lead Posts (x2) (2) On-going training Strategy for MDT staff on: Awareness training Risk Policy HCR-20 PCL-R and other specialist assessments (START) * internal and external trainers Implementation
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raining Strategy for MDT staff Risk Policy HCR-20 PCL-R (START) Does it work? More of the same... Back to before... Something entirely new
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Assessing Risk for Violence is a complex and controversial task Priorities differ depending on perspective Common question: Which model is best? Summary and Conclusions
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Meta-analysis indicated that the empirical research supports HCR-20 (and OGRS) in terms of predictive validity Practitioners prefer the HCR-20 in terms of risk assessment standards Challenge for organisations to promote and support the widespread use of the SCJ approach in a way that is time and cost effective: Models need to be tried and tested Summary and Conclusions
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