1. 2016/6/24 All rights Reserved. Copyright (c) 2008 The University of Tokyo University Corporate Relations, Intellectual Property Management and Technology Transfer at the University of Tokyo Tetsuo Ogama General Manager Office of Intellectual Property Division of University Corporate Relations The University of Tokyo

2. All rights Reserved. Copyright (c) 2008 The University of Tokyo IP Related Event ｓ & IPR Ownership Apr. 2004 National Universities had no legal status, and could not be patent owners. IPR belonged to inventors National Universities get legal status, and can be patent owners. IPR belongs to Univ. TLOs contracted with inventors TLOs contract with Universities ・ Japanese Bayh-Dole Act (1999) ・ Program for Arranging University Management System of Intellectual Property (MEXT*, 2003~2008.3) ・ Incorporation of Japan’s National Universities (Incorporated as an Independent Agency, 2004.4) Important Events (MEXT: Ministry of Education, Culture, Sports, Science and Technology-Japan)

3. All rights Reserved. Copyright (c) 2008 The University of Tokyo Society/Industry/University Spin-offs Division of University Corporate Relations (DUCR) UT TLO UT Venture Capital UTEC** The University of Tokyo : Development of Proprius21: Development of Innovative Collaborative Research w/ Private Sector Dr. Tomohiro Ohta General Manager Collaborative Research Development Mr. Tetsuo Ogama General Manager Intellectual Properties Dr. Shigeo Kagami General Manager SEED* Dr. Takafumi Fujita Director Faculties Graduate Schools Institutes Dr. Hiroshi Komiyama President DUCR Dr. Koichi Yamada Managing Director SEED*: Science Entrepreneurship & Enterprise Development UTEC**: The University of Tokyo Edge-Capital

4. All rights Reserved. Copyright (c) 2008 The University of Tokyo 3 Office of Intellectual Properties (Mission)  Manage IP-related and legal issues together with Technology Licensing Organization (TLO)  Patent evaluation  Patentability  Marketability (probability to license)  Patent application and management of filed patents  Consultation for inventors  Manage technology licensing together with TLO  Licensing of the university’s technologies  License agreements  Management of royalties  Prepare related rules, guidelines and lP related policy  Preparation of related university’s rules and guidelines  Collaborative research agreements

5. All rights Reserved. Copyright (c) 2008 The University of Tokyo 4 Office of Intellectual Properties ( Performance : FY2007)  Number of Invention Disclosures  605 (585:FY2006)  Number of Patent Applications (Domestic)  360 (400:FY2006)  Number of Licenses Executed (including joint patent filing agreements)  300(339:FY2006)  6 with stock options as a part of royalties (total at Mar.2008)  Number of Agreements for Collaborative Research with the Industry and Other Organizations  1008 (906:FY2006)

6. All rights Reserved. Copyright (c) 2008 The University of Tokyo 5 Inventor Utilization Corporations Start-ups ③ Hearing of investors Evaluation of patentability and marketability Patent application Marketing Licensing Industries, Society TLO Return to Inventors Evaluation Acceptance Office of Intellectual Property ⑧ ② Request of comments for succession ④ Report for succession Collaborative research ⑦ ⑥ Division of University Corporate Relations (DUCR) ⑤ Succession faculty Management of Inventions ① Invention report ① ’ Invention report ⑤ ’ If not succeeded

7. All rights Reserved. Copyright (c) 2008 The University of Tokyo TODAI ＴＬＯ. Ltd. （東京大学 TLO ） TODAI TLO (CASTI)  Established in 1998  Deals primarily with the University’s patents after 2004.4  UT holds stocks more than half of total  CEO: T. Yamamoto  Number of Professional Staff : 21  Office: 3 rd floor, DUCR Plaza same with IP office  Contract with the University of Tokyo Entrusted exclusively to do patent application and license.  http://www.casti.co.jp http://www.casti.co.jp  yamamoto@casti.co.jp TLO: Technology Licensing Organization CASTI: Center for Advanced Science and Technology Incubation （ former name of TODAI TLO ）

8. All rights Reserved. Copyright (c) 2008 The University of Tokyo Invention Reports & Patent Application Applications to each countries from PCT international stage have increased. （ Foreign applications include PCT, each countries from PCT, Paris route, and provisional ones to U.S. as one application ）

9. All rights Reserved. Copyright (c) 2008 The University of Tokyo TODAI-TLO performance *1: Figures include income from patents belonging to inventors, which were invented before the university incorporation. *2: The income is included from IPO of stocks obtained as license fees.