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Top Licenses You Need To Become A Financial Advisor

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Presentation on theme: "Top Licenses You Need To Become A Financial Advisor"— Presentation transcript:

1 Top Licenses You Need To Become A Financial Advisor http://www.joinicm.com/

2 It’s important to be well-versed on all the top licenses you can get, if you’re looking for a financial advisor career Newport Beach. http://www.joinicm.com/

3 FINRA Series 6: With this you earn an industry license to directly buy and sell a limited group of investment products, including mutual funds, variable annuities and similar products. This makes for a great financial advisor career Newport Beach. FINRA Series 7: This license is for advisors who wish to serve as general securities representatives. They can buy and sell all securities products, including stocks, bonds, mutual funds and fixed-income investments. FINRA Series 6: With this you earn an industry license to directly buy and sell a limited group of investment products, including mutual funds, variable annuities and similar products. This makes for a great financial advisor career Newport Beach. FINRA Series 7: This license is for advisors who wish to serve as general securities representatives. They can buy and sell all securities products, including stocks, bonds, mutual funds and fixed-income investments. http://www.joinicm.com/

4 NASAA Series 65: This is for investment advisors provide financial advice to clients for a fee that is not tied to any other services, such as commissions on securities sales. They manage accounts and portfolios for clients, as their financial advisor career Newport Beach. http://www.joinicm.com/

5 NASAA Series 66: This license is for advisors who wish to serve as both broker- dealers, licensed to buy and sell investment products, and investment advisors, licensed to provide financial advice to clients for a fee. This is a premier license for a financial advisor career Newport Beach. http://www.joinicm.com/

6 For more resources and support for a financial advisor career Newport Beach residents are looking form, JoinIcm is here for you.JoinIcm For more resources and support for a financial advisor career Newport Beach residents are looking form, JoinIcm is here for you.JoinIcm http://www.joinicm.com/

7 Independent Capital Management- Beverly Hills Branch 8383 Wilshire Boulevard, Suite #210, Beverly Hills, CA USA Zip: 90212 PH: 310-557-9850 Independent Capital Management- Beverly Hills Branch 8383 Wilshire Boulevard, Suite #210, Beverly Hills, CA USA Zip: 90212 PH: 310-557-9850


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