1. Payment services and electronic money institutions
May 31st 2016

2. Overview What is goAML? Differences between current system and goAML
What are the main advantages for reporting entities?
What are the main challenges for reporting entities?
Things to do
How you can help us…

3. What is goAML?
Software developed by the UNODC based on FIU’s specific needs for
Data collection
Analysis
Dissemination
Currently used by 15 FIUs worldwide (among others: South Africa, Morocco, The Netherlands, Finland, Denmark)
Other FIUs ready to adopt goAML: Ireland, Liechtenstein, Monaco, UAE)

4. What is goAML? All in one software for FIUs Collecting Analyzing
STR / SAR / TF report(s) / Additional information request(s)
Analyzing
Collating
Charting
Intelligent pattern detection
Disseminating
Intelligence reports to law enforcement
Cooperation with other FIUs
All in one software for FIUs
Secured web application (goAML web)
Web Form
XML upload
Automated validation

5. What is goAML?
Two parts:
goAML Web
goAML client
For CRF staff only

6. What is goAML? goAML Web For reporting entities:
Create, upload, validate and submit reports
Access history of submitted reports
Access reporting statistics
Use MessageBoard for secure communication with the FIU
Manage staffs user rights

7. Differences between current system and goAML
JUFIU: The reports
SR file
NP file(s)
LP file(s)

8. Differences between current system and goAML
6 types of reports
STR / SAR
Reports related to TF (2 x)
Response to a request (2 x)
Filled in in 1 XML file.
1 x
Several xml reports can be grouped into one .zip.

9. Differences between current system and goAML
For all reporting entities
For standardized reports
Six types of reports
Suspicious transaction report (STR)
Suspicious activity report (SAR)
TF related report (with transactions)
TF related report (without transactions)
Additional information request (with transactions)
Additional information request (without transactions)
The data structure is the same for all report types
Electronic suspicious transaction report (STRe)
Electronic suspicious activity report (SARe)

10. Differences between current system and goAML
Transactions
JUFIU
goAML
Currently provided as Excel sheet.
System is based on the transactions
Reports are build up on the transactions
Transactions are part of the report (one XML file)
Requires a perfect mapping between the reporting entity’s system and the goAML XSD schema

11. Differences between current system and goAML
Persons
JUFIU
goAML
Specified in the NP and LP files
In most cases: reporting entity’s customer
Linked to the transactions
Distinction between reporting entity’s customers and other persons
All relevant persons involved in the suspicious transactions

12. Differences between current system and goAML
Communication between reporting entities and our FIU
JUFIU
goAML
Different ways of communication: e-file, , fax, traditional mail
All in one system
Secured

13. Differences between current system and goAML
Feedback
JUFIU
goAML
One feedback letter
Submission status of a report can be checked at any time
Automated messages sent via Message board

14. Differences between current system and goAML
Reporting entities management
JUFIU
goAML
Manual
Authentication via LuxTrust
Structured system
Head of compliance can supervise and control the other users of the reporting entity
Users can be activated and deactivated

15. What are the main advantages for reporting entities?
Free
All in one system
Secured communication
Online overview of all reports
User management

16. What are the main challenges for reporting entities?
Adding all transactions to the reports

17. What are the main challenges for reporting entities?
Export all data from local system to goAML XML
Understand the XML/XSD structure
Map all fields correctly
Make the necessary developments
Test

18. What are the main challenges for reporting entities?
Our FIU will assist you in your efforts:
FAQ website
Test environment

19. Things to do Subscription to our FAQ website
User manuals
Frequently asked questions
Examples of reports
Searchable knowledge base
Download the XML schema

20. Things to do Subscription to our training environment
Test the functionality of goAML
Discover challenges
Identify problems
Ask the right questions

21. Things to do Registration
Production version
TRAINING environment
Every user needs to register using Luxtrust authentication.
CRF will validates the submitted registration form, verifying the new user is indeed a staff member of the reporting entity.
The entity’s admin attributes one or more roles to the new user according to the roles he has defined for his reporting entity.
Phase 1: Users can register with username and password.
Phase 2 : Luxtrust authentication is tested and mandatory.
All other features work in the training environment as they will in production.

22. Things to do Understanding the XML / XSD schema
Schema with explanations can be downloaded on:
Training environment is available under:

23. Things to do Checklist Subscribe to www.faq.goaml.lu
Order a LuxTrust certificate
Register on the training environment
Download the XSD schema
Do tests in the training environment

24. How you can help us… You are a pilot!
Your feedback is much appreciated
Any idea on how the form could be filled out more wisely is welcome
Help us develop the FAQ Database by asking questions on anything that is not clear

25. Questions?
For any question: