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Randomized vs. Observational Studies: Strengths and Weaknesses
William S. Weintraub, MD
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COI: None
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Ever Increasing Healthcare Data
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Characteristics of Big Data : Volume
By 2015, average hospital will generate 2/3 petabyte (665 terabytes) of patient data per year.
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Characteristics of Big Data: Veracity
Can Big Data be Meaningful in Health Care How Can We Make Sense of All This Data Can We Use Big Data to Make Better Health Care Decisions
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Veracity Can We Use Big Data for Comparative Effectiveness?
Big data is not necessary good data Accuracy is necessary but not sufficient Bias: Misclassification and Selection Size does not over overcome bias 6
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Data From EHRs Swiss Cheese Data
Missing Data Cannot be Assumed to be Missing at Random Missing Data Does Create Bias Swiss Cheese Data
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Can We Use Big Data for Comparative Effectiveness to Improve Quality?
We have been comparing therapeutic and diagnostic strategies for decades Most randomized trials have been for registration purposes Questions concerning therapeutic and diagnostic strategies that are of societal interest may not have been addressed Thus, there are gaps in our knowledge concerning medical decisions Can observational studies from big data fill the gap?
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The Advantage of Randomized Trials
The Randomized Controlled Trial Is The Only Method Which Can Overcome Treatment Selection Bias When Comparing Therapeutic or Diagnostic Strategies
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Then Why Do We Need Non-Randomized Approaches
Disadvantages of Randomized Trials: Lack of generalizability Expense Become outdated Crossovers Non-blinding of many studies Defining the groups to be compared Limited power in subgroups
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The Problem of Generalizability
Typical trial cost ~$4.5 m Typical registry costs ~$1.5 M Decision-makers are clinicians, payers, regulators 19
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Advantages and Disadvantages of Observational Data for CEA
Large sample sizes give great power Ability to examine subgroups Real world patients More contemporary data Disadvantages: Treatment selection bias Data quality Non-adjudicated outcomes Uncertain definition of treatment groups Covariate and outcome data of interest not available
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Methods to Reduce Treatment Selection Bias
Rigorously defined groups Multivariate analysis Propensity Score Analysis Subgroups defined by propensity score Propensity score used as a covariate in multivariate analysis Matched groups by propensity score Inverse probability weighting Instrumental Variable But, you cannot correct for what you do not measure! And, size does not overcome bias!
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Risk of local adverse events following cardiac catheterization by hemostasis device use - phase II.
Tavris DR, Dey S, Albrecht-Gallauresi B, Brindis RG, Shaw R, Weintraub W, Mitchel K. Embedded study in the National Cardiovascular Data Registry. Data from 59 institutions and 13,878 procedures performed during the last quarter of 2003. Additional prospective data collection Multivariable analysis was used to assess the risk associated with type of device and gender, controlling for demographic and physiologic variables, type of procedure, and comorbidity. Serious adverse events in 3.37% of patients, the most common being bleeding with hematoma (2.00%). VasoSeal, demonstrated a high risk of any vascular complication compared to manual compression controls (OR = 2.38, p = ). J Invasive Cardiol. 2005;12:
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NCDR CathPCI: Patient Characteristics
DES (217,675) vs BMS(45,025) Unadjusted IPW Adjusted DES BMS DES BMS Age 74.5 75.3* 74.7 74.8 Female 43% 40%* 43% 43% Caucasian 90% 91%* 90% 90% Diabetes 32% 32% 32% 32% Renal Failure 6% 8%* 7% 7% Hypertension 80% 80%* 80% 81% Prior PCI 28% 26%* 28% 28% Prior CABG 22% 28%* 23% 23% Urgent Status 38% 36%* 37% 38% STEMI 10% 16%* 11% 11% Douglas P et al LBCT ACC 2009
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NCDR: DES and BMS: 30-mo Event Rates Adjusted
25 BMS 20 DES 15 Rate / 100 patients 10 5 Death MI Revasc Bleeding Stroke HR = 0.75 (0.73,0.77) HR = 0.76 (0.72,0.80) HR = 0.91 (0.89,0.94) HR = 0.91 (0.85,0.98) HR = 0.96 (0.88,1.04) Douglas P et al LBCT ACC 2009
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Supported by a grant from the National Heart, Lung, and Blood Institute (#RC2HL101489) and by an Institutional Development Award from the National Institute of General Medical Sciences (#U54-GM104941) of the National Institutes of Health.
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Data from 644 Sites NCDR Sites STS Sites
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Baseline Data
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30-Day 1-Year 2-Year 3-Year 4-Year 30-Day 1-Year 2-Year 3-Year 4-Year 16.4% ( ) 12.4% ( ) 8.98% ( ) 6.24% ( ) 2.25% ( ) 16.0% ( ) 12.1% ( ) 8.76% ( 6.00% ( ) 2.07% ( ) CABG mortality 20.8% ( ) 15.9% ( ) 11.3% ( ) 6.55% ( ) 1.31% ( ) 20.9% ( ) 16.0% ) 11.2% ( ) 6.36% ( ) 1.21% ( ) PCI mortality Relative Risk 1.72 ( ) 0.94 ( ) 0.78 ( ) 0.76 ( ) 0.76 ( ) 1.72 ( ) 0.95 ( ) 0.79 ( ) 0.78 ( ) 0.79 ( )
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Coronary Artery Bypass Grafting vs Percutaneous Coronary Intervention and Long-term Mortality and Morbidity in Multivessel Disease Meta-analysis of Randomized Clinical Trials of the Arterial Grafting and Stenting Era Ilke Sipahi, MD; M. Hakan Akay, MD; Sinan Dagdelen, MD; Arie Blitz, MD; Cem Alhan, MD JAMA Intern Med. 2014;174:
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Observations Data for Comparative Effectiveness
Observational studies can provide real-world outcomes with greater generalizability than randomized trials Linking robust clinical databases with administrative database capitalizes on the advantages of both This allows for very large studies with power to examine subgroups Administrative databases can also supplement clinical databases with resource use/cost data Both clinical and cost comparative effectiveness studies can be done The major limitation of observational studies is treatment selection bias For comparative effectiveness to reach is potential, randomized trials and observational studies will both have critical roles to play
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