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Joint Capabilities Integration and Development System (JCIDS) and the Defense Acquisition System (DAS) Requirements and Acquisition Management In the 21st Century Date: June 8, 2015 Presented by: Thomas Fritz
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Lesson Objective Summarize the relationship between the Joint Capabilities Integration and Development System (JCIDS) and the Defense Acquisition System (DAS). Highlight recent changes to the DAS Link JCIDS to Milestones and Phases of the DAS Emphasize current strategic guidance Highlight Better Buying Power Initiatives Related to Capability Requirements
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Changes – 2008 Defense Acquisition Management System
No longer on model The Materiel Development Decision precedes entry into any phase of the acquisition management system Entrance Criteria met before entering phase Evolutionary Acquisition or Single Step to Full Capability IOC Technology Opportunities & Resources Materiel Solution Analysis FRP Decision Review FOC Materiel Development User Needs PDR CDR AoA Pre-Systems Acquisition Systems Acquisition Sustainment Post CDR Assessment Technology Development Production & Deployment Operations & Support Engineering & Manufacturing Development Post PDR A B C EA dropped from policy CDD Validation New Development RFP Release New Program Initiation PDR & CDR still required; but not as decision points Name changed to Technology Maturation & Risk Reduction (same activities) Three Categories Deleted No longer called “Defense Acquisition Management System (DAMS)”, or “Defense Acquisition Management Framework”. Now referred to as the “Defense Acquisition System (DAS)” and “Program Models”
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Capability Mission Lattice Figure B-2, Jcids manual 17 Jun 2015
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JCIDS and Acquisition Identification of Capability Requirements
LRIP FOT&E Technology Demonstrated Key Performance Parameters/ Key System Attributes/ Additional Perf Attributes (KPPs/ KSAs/APAs) AS TEMP SEP LCSP CONOPS OMS/MP Final Design Developmental T&E (DT&E) Operational Assessments (OA) Revise KPPs/ KSAs/APAs Acq Program Baseline (APB) MS C Develop, Test, Produce & Field MS A Develop, test, LRIP & Full Rate Production, deploy to warfighter, IOC SECDEF Activity Policy Identify Capability Requirements Select Materiel Solution Low Rate Initial Production (LRIP) Initial Operational T&E (IOT&E) Full-Rate Prod (FRP) APB Military Services OSD/Joint Staff Analysis of Alternatives (AoA) Acquisition Strategy (AS) Test & Evaluation (T&E) Master Plan (TEMP) System Engineering Plan (SEP) Life Cycle Sustainment Plan (LCSP) Concept of Operations (CONOPS) Operational Mode Summary/Mission Profile (OMS/MP) OSD (AT&L, CAPE), Services and OSD (DOT&E) Joint Staff (JROC) Analysis of Alternatives (AoA) Competitive Prototyping Joint Staff / Joint Requirements Oversight Council / OSD Support for Strategic Analysis Products Joint Concepts Materiel Development Decision Identification of Capability Requirements CCMD CBAs & Other Studies Operational Planning Exercise/Warfighting Lessons Learned JCTDs/Other Experiments Outputs Mission & Problem Assessment of Prior Studies Tasks Capability Requirements & Gaps Operational Risks Non-Materiel Approaches Materiel Approaches Potential S&T Efforts Recommendations President, SECDEF & Chairman: Strategic Guidance Transition of Rapidly Fielded Solutions Business Process Reengineering Validates ICD Reviews AoA Results Validates CDD Validates CPD JROC action for JROC Interest programs (ACAT I & IA) MS B CDD Val RFP Rel Materiel Solution Analysis Technology Maturation & Risk Reduction Engineering & Manufacturing Production & Deployment CPD Select Joint Concept Capabilities-Based Assessment / Other Study Develop CONOPS ICD Draft FRP ver. 25 Feb 2015 Getting The Front End Right is Key
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Defense Acquisition System DoDI 5000.02, January 7, 2015
Materiel Development Decision (MDD) CDD Validation Development RFP Release IOC FOC FRP Decision A B C draft CDD ICD CDD CPD Low-Rate Initial Production (LRIP) Materiel Solution Analysis Technology Maturation & Risk Reduction Engineering & Manufacturing Development Operations & Support OT&E Production & Deployment Program Model 1, Hardware Intensive Program 5 Phases 3 Milestone Decisions – A, B, C 4 Other Decision Points: Materiel Development Decision (MDD) Capability Development Document (CDD) Validation Decision Development RFP Release Decision Full-Rate Production (FRP) Decision “Mandatory” Entry at Materiel Development Decision (MDD) DoDI Program Models: Model 1: Hardware Intensive Program. The figure on the chart shows a model of a hardware intensive development program such as a major weapons platform. This is the classic model that has existed in some form in all previous editions of DoDI It is the starting point for most military weapon systems; however, these products almost always contain software development resulting in some form of Hybrid Model A. This model will be used in this lesson to describe the common milestones, other decision points, and phases of the acquisition process. Other models described in DoDI are a variation of this model: Model 2: Defense Unique Software Intensive Program Model 3: Incrementally Fielded Software Intensive Program Model 4: Accelerated Acquisition Program Hybrid Program A: Hardware Dominant, Software Intensive Hybrid Program B: Software Dominant Acquisition programs use these models as a starting point in structuring a program to acquire a specific product. The structure of the program and the procedures used should be tailored as much as possible to the characteristics of the product being acquired, and to the totality of circumstances associated with the program including operational urgency and risk factors. Program Managers and Milestone Decision Authorities (MDAs) tailor program strategies and oversight, including program information, acquisition phase content, the timing and scope of decision reviews and decision levels, based on the specifics of the product being acquired, including complexity, risk factors, and required timelines to satisfy validated capability requirements. When there is a strong threat-based or operationally driven need to field a capability solution in the shortest time, MDAs are authorized to implement streamlined procedures designed to accelerate acquisition system responsiveness. CPD: Capability Production Document ICD: Initial Capabilities Document FOC: Full Operational Capability IOC: Initial Operational Capability RFP: Request for Proposal
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Program Models and the Requirements Manager
Examples of Model 1: Major Weapons Platform This may be considered the classic model but with large software components in most programs program managers are now likely to use a hybrid model . (Hybrid A - chart 8) Program models are starting points from which to tailor an acquisition program Tailored program models reflect the type of program and the PM’s acquisition strategy, however, the responsibilities of the RM are essentially the same regardless of model.
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Model 2: Defense Unique Software Intensive Program
Full Deployment Decision (FDD) CDD Validation Development RFP Release Decision Full Deployment (FD) IOC Materiel Development Decision A B C Build 1.1 Limited Deployment Risk Reduction Build 1.2 Build 0.1 Build 1.3 Integration Build 1.4 Build 2.1* Build 1.5 OT&E Sustainment Disposal Notes on red circles: each of these builds must have testable performance. Where do they come from – capabilities requirements document. Materiel Solution Analysis Technology Maturation & Risk Reduction Engineering & Manufacturing Development Production & Deployment Operations & Support Need for Defined Requirements = Milestone Decision = Decision Point Legend: Potential for slip in Rqmts delivery Complex, usually defense unique, software program that will not be fully deployed until several software builds have been completed. Examples: command and control systems and significant upgrades to the combat systems found on major weapons systems such as surface combatants and tactical aircraft. Several software builds are typically necessary to achieve a deployable capability. *The actual number and type of builds during the program will depend on system type.
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Model 3: Incrementally Fielded Software Intensive Program
CDD Validation Full Deployment Decision (FDD) Full Deployment (FD) Development RFP Release Materiel Development Decision Limited Fielding Decisions IOC A B Risk Reduction Build Build 1.1 Build 1.2 . . . Build 0 Build 1.n OT&E Sustainment Materiel Solution Analysis Risk Reduction Development & Deployment Operations & Support Development RFP Release Decision Limited Fielding Decisions Notes on red circles: These must be independent decisions FDD FD IOC B Increment 2 Build 2.1 This model will apply in cases where commercial off-the-shelf software, such as commercial business systems with multiple modular capabilities, are acquired and adapted for DoD. This model is distinguished by the rapid delivery of capability through multiple acquisition increments, each of which provides part of the overall required program capability. Build 2.2 . . . Build 2.n Sustainment OT&E Risk Reduction Development & Deployment Operations & Support Development RFP Release Decision Limited Fielding Decisions FDD FD IOC B Increment N Build n.1 Build n.2 . . . Build n.n Sustainment Disposal OT&E Risk Reduction Development & Deployment Operations & Support
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Model 4: Accelerated Acquisition Program
Preliminary Design Review Materiel Development Decision IOC FOC A/B C OT&E Sustainment Disposal Materiel Solution Analysis Concurrent Technology Maturation, Risk Reduction, and Development Concurrent Production and Deployment Operations & Support Notes on red circle – compress the A & B – concurrent – increased risk – increased oversight – elevation of trade off into core function of Acq Strat = Milestone Decision = Decision Point Legend: Applies when schedule considerations dominate over cost and technical risk considerations. Compresses or eliminates phases of the process and accepts the potential for inefficiencies in order to achieve a deployed capability on a compressed schedule. Used when technological surprise by a potential adversary necessitates a higher-risk acquisition program. Shows one example of tailoring for accelerated acquisition and many others are possible.
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Model 5, Hybrid Program A (Hardware Dominant)
CDD Validation Development RFP Release FOC FRP IOC Materiel Development Decision A B C LRIP Build 1.1 Risk Reduction Build 1.2 Build 3.1 Build 0.1 Build 1.3 Build 3.2* Integration Build 1.4 Build 2.1 Build 1.5 OT&E Sustainment Disposal Red Circle Notes: Where do these requirements come from – must have a process to push “hard to do” into integration and LRIP incriments. Materiel Solution Analysis Technology Maturation & Risk Reduction Engineering & Manufacturing Development Production & Deployment Operations & Support Combines hardware development as the basic structure with software intensive development that is occurring simultaneously with the hardware development program. In hardware intensive development, the design, fabrication, and testing of physical prototypes may determine overall schedule, decision points, and milestones, but software development will often dictate the pace of program execution and must be tightly integrated and coordinated with hardware development decision points. *The actual number and type of builds during the program will depend on system type.
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Model 6. Hybrid Program B (Software Dominant)
CDD Validation FDD Development RFP Release Materiel Development Decision FD IOC A B C Build 1.1.1 Limited Deployment LD) Build 1.1.2 Build 1.3.1 Build 1.0.1 Build 1.1.3 Integration Build 1.3.2* Build 1.2 OT&E Sustainment Materiel Solution Analysis Technology Maturation & Risk Reduction Engineering & Manufacturing Development Production and Deployment Operations & Support Notes on red circles: These must be independent decisions. Lots of opportunity to push things off to the next build – is this a requirements process or a sieve. Development RFP Release Decision IOC FDD FD B C Increment 2 LD Build 2.1.1 Build 2.1.2 Build 2.3.1 Build 2.1.3 Integration Sustainment Disposal Build 2.2 OT&E Build 2.3.2 Technology Maturation & Risk Reduction Engineering & Manufacturing Development Production and Deployment Operations & Support Depicts how a software intensive product development can include a mix of incrementally fielded software products or releases that include intermediate software builds.
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Joint Capabilities Integration and Development System (JCIDS) / Defense Acquisition System (DAS)
Development RFP Release CDD Validation FRP A B C MDD Draft CDD ICD CDD CPD Strategic Guidance Joint Concepts Capabilities - Based Assessment Materiel Solution Analysis Technology Maturation & Risk Reduction Engineering & Manufacturing Development Production & Deployment Operations & Support President SECDEF CJCS Joint Community Sustainment Disposal Although a MDD is required for all programs to enter the acquisition process, at the MDD the Milestone Decision Authority (MDA) will authorize entry into the appropriate phase based on technology maturity and risk. JCIDS DAS CDD: Capability Development Document CPD: Capability Production Document FRP: Full-Rate Production ICD: Initial Capabilities Document MDD: Materiel Development Decision RFP: Request for Proposal
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Current National Strategies
National Security Strategy , (link to Fact Sheet) Feb 2015, President Barack Obama. Strong and sustainable American leadership; Maintain national defense ; End the draconian cuts National Defense Strategy March 2014, QDR 2014, Builds on NDS 2012 with a broader strategic framework National Military Strategy (NMS) June 2015, The National Military Strategy (link to News Release) JEL +
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Nds 2015 - National Military Objectives
Deter, deny, and defeat state adversaries Disrupt, degrade, and defeat violent extremist organizations Strengthen our global network of allies and partners JOINT FORCE PRIORITIZED MISSIONS Maintain a secure and effective nuclear deterrent Provide for military defense of the homeland Defeat an adversary Provide a global, stabilizing presence Combat terrorism Counter weapons of mass destruction Deny an adversary’s objectives Respond to crisis and conduct limited contingency operations Conduct military engagement and security cooperation Conduct stability and counterinsurgency operations Provide support to civil authorities Conduct humanitarian assistance and disaster response
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QDR 2014- Sec Def The 2014 QDR advances three important initiatives.
Builds on the Defense Strategic Guidance, published in 2012, by outlining an updated defense strategy that protects and advances U.S. interests and sustains U.S. leadership. Describes how the Department is responsibly and realistically taking steps to rebalance major elements of the Joint Force given the changing environment. Demonstrates our intent to rebalance the Department itself as part of our effort to control internal cost growth that is threatening to erode our combat power in this period of fiscal austerity. Link: 2014 Quadrennial Defense Review (QDR) Fact Sheet, March 4, 2014
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QDR 2014 – Defense Strategy – Chairman JCS
The 2014 QDR embodies the 21st century defense priorities outlined in the 2012 Defense Strategic Guidance*. The Department’s defense strategy emphasizes three pillars: Protect the homeland, to deter and defeat attacks on the United States and to support civil authorities in mitigating the effects of potential attacks and natural disasters. Build security globally, in order to preserve regional stability, deter adversaries, support allies and partners, and cooperate with others to address common security challenges. Project power and win decisively, to defeat aggression, disrupt and destroy terrorist networks, and provide humanitarian assistance and disaster relief. *Sustaining U.S Global Leadership: Priorities for 21st Century Defense, Jan 2012 See student reference folder for more information on QDR 2014
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Better Buying Power (BBP)
3.0: Achieving Dominant Capabilities through Technical Excellence and Innovation Better Buying Power Gateway:
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July-august, 2015 – Special Issue
Page 29 Getting the Requirements Right Sean J. Stackley, USN
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Better Buying Power (BBP) Impact on Requirements Management
Achieve Affordable Programs. Mandate affordability as a requirement – require Milestone Decision Authority (MDA)relief to exceed affordability caps – similar to requiring requirements validation authority relief to exceed KPP thresholds Achieve Dominant Capabilities While Controlling Lifecycle costs Implement should-cost management – may free-up funds to buy more warfighting capability Build stronger relationships with the requirements community to control costs New in Institutionalize stronger DoD level Long Range R&D Program Plans New in Strengthen cybersecurity throughout the product lifecycle See student reference folder for more information on BBP
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Joint Capabilities Integration and Development System (JCIDS) / Defense Acquisition System (DAS)
Development RFP Release CDD Validation FRP A B C MDD Draft CDD ICD CDD CPD Strategic Guidance Joint Concepts Capabilities - Based Assessment Materiel Solution Analysis Technology Maturation & Risk Reduction Engineering & Manufacturing Development Production & Deployment Operations & Support President SECDEF CJCS Joint Community Sustainment Disposal Although a MDD is required for all programs to enter the acquisition process, at the MDD the Milestone Decision Authority (MDA) will authorize entry into the appropriate phase based on technology maturity and risk. JCIDS DAS CDD: Capability Development Document CPD: Capability Production Document FRP: Full-Rate Production ICD: Initial Capabilities Document MDD: Materiel Development Decision RFP: Request for Proposal
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Resources BBP 3.0 http://bbp.dau.mil NSS
QDR Joint Electronic Library + JDEIS CAC enabled JCIDS CAC enabled DoD Generic Acquisition Process (Pre-Tailoring) Acquisition Decision Points and Phases Acquisition Waterfall Chart with color enhancements 17 Dec final (3).pdf Thomas Fritz
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Strategic Guidance – Joint Concepts – JCIDS – Acquisition
National Security Strategy National Defense Strategy National Military Strategy Unified Command Plan Defense Planning Guidance Quadrennial Defense Review Capabilities- Based Assessment Current Joint Warfighting Capabilities Future Joint Warfighting Capabilities Family of Joint Concepts Supporting Concepts Depth and detail to single & multiple JOCs Joint Operating Concepts (JOCs) Link strategic guidance to future military operations Capstone Concept for Joint Operations (CCJO) Chairman’s vision for how Joint Force will defend the nation Acquisition MDD A B C FRP JCIDS ICD CDD CPD Affordability JCAs Cost Service concepts, multiservice concepts, & CONOPS written within the joint community Intelligence Threat
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