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The use of modern HRM tools such as competency management in the EU Member States: practices, experiences, successes and implementation challenges Danielle Bossaert 1
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Topics to be discussed 1 Origin and background of competency management 2 Definitions and meanings 3 What distinguishes competency-based HRM from traditional HRM? 4 Examples of competency frameworks 5 The practice of competency management in European civil services 6 Benefits and weaknesses of competency management 7 Major prerequisites for successful implementation 8 Major lessons learnt and conclusions
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The use of competency management in the EU Member States: Where does it come from?
CM originated in the 80s in the private sector of the US and the UK as a lever for organisational change Motivation: to identify those behavioural traits, which distinguish high performance from average performance Introduction to the public sector (mostly position systems) since the early 90s: UK, B, NL CM has first been applied to the senior civil service to improve managerial competencies (BE, BG, CY, EE, HU, IE, IT, LV, NL, PT, SI, UK, EC) In most countries, it was introduced as a part of a broader reform or change process (B: Copernicus; IRL: performance management; UK: NPM)
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The context of competency management (CM): Why is it used?
...Context of budgetary constraints and lesser resources ...Need for a more effective use of current and future HR ...CM as a major element of a more strategic HRM ...and of a more integrated HRM ...and a better and more forward planning HRM ...Improvement of individual employability ...HR tool for continuous staff development → LLL ...Mobility, flexibility and more objectivity
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Definitions and meanings
Competencies = “knowledge, skills and behaviours, which have predictive value for the effective performance of a function or a specific role” Competency management = “a set of activities aimed at realising the mission of the organisation and optimising the performance of employees” A competency model provides a structured overview of all the competencies that employees of an organisation are requiring Source: Personnel & Organisation, Belgian Federal Government
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Skills and knowledge Behaviours Values Attributes Traits Motives
What are competencies? Easy to identify and develop - usually defines satisfactory performance Skills and knowledge Behaviours More difficult to identify and develop - often defines superior performance Values Attributes Traits Motives
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Meanings and Approaches
US approach: focus on the search for the exceptional performance Search for individual behavioural traits which characterise excellent performance (Boyatzis) UK approach: focus on occupational competence Competencies identify all the skills needed to perform a job role FR approach: focus on the concept of “Métier” A “Métier” is the sum of the recognised competencies (savoir, savoir-faire et savoir-être) which enable the professional to position himself in a job in the light of his experience and expertise (Foucauld) GER approach: focus on the professional expertise The concept of “Competencies” is used in the sense of “Fachkompetenzen”
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What is new with CM and why do we need it?
Knowledge alone is no longer sufficient Competencies are tested with reference to real life situations Know-how and experience rather than a level of diploma and seniority Knowledge alone doesn’t say anything about the capacity to solve problems ...a change of thinking in HRM
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Traditional HRM and competency-based HRM: differences
Recruitment & selection -Recruitment on the basis of specific diplomas, which reflect the qualifications -How is the person? -Selection criteria focusing on knowledge, personality and attitude Job description -Job description targeted at the hierarchical level Development/training -Development of knowledge; Aim: promotion Appraisal -Focus on functioning in the job -Recruitment on the basis of demonstrated competencies -How does the person function? -Selection criteria focusing also on experience, behavioural skills, values -Job description targeted at the job content and the competencies required to well do the job -Development of competencies to better perform in one’s job; Aim: better use of human potential -Focus on performance, learning, improvement, results
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Analysing and problem solving Communicating
Example of a competency framework for civil servants: the European Commission Analysing and problem solving Communicating Delivering quality and results Learning and development Prioritising and organising Resilience Working with others Leadership
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Example of a competency framework for civil servants: the European Commission
Communicating Ability to communicate in meetings Ability to understand and be understood Capacity to communicate technical or specialised information Capacity to present issues to an audience Drafting skills Negotiation skills Ability to chair meetings Didactic skills Assertiveness Feel at ease in public
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Different dimensions of competency frameworks
Personal competencies Self Management Assertiveness Motivation, Inspiration Ethical attitudes Technical competencies Knowledge Technical expertise Methodological approach Experience Social Competencies Team spirit Communication skills Conflict mediation Cooperation Implementation competencies Result orientation, goal drivenness Environmental awareness, political sense Strategic and tactical thinking Risk readiness
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Managing relations, people, HRM General management Knowledge
Competency framework for senior civil servants: common elements (13 EU Member States) Leadership Strategic vision Achieving results Communication Managing relations, people, HRM General management Knowledge Herma Kuperus, Anita Rode, Top Public Managers in Europe, EIPA 2008
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Important future competencies of public employees
Innovation Creativity Flexibility Work collaboratively across boundaries Change management Relationship building Vision and future orientation OECD (2009) Country reports (Australia, Belgium, Korea, Netherlands, UK, US)
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The practice of competency management in European civil services: common and different trends
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There is a general trend towards a centrally developed CM framework
The practice of competency management in European civil services: common trends There is a general trend towards a centrally developed CM framework CM framework is managed by the Department responsible for the Civil Service Core generic competencies show similar trends in the EU Member States Competency management is used in more and more countries to promote a more integrated HRM Design of implementation tools and instruments corresponds to the legal and administrative culture
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Use of CM during HR Processes
1: Recruitment and selection 2: Training and development 3: Performance evaluation 4: Determining the level of variable rewards 5: Identification of the potential for a quick progress in career 6: Another (Nunes F. Competency Management in EU Public Administrations, Dec 2007; Survey is based on 24 EU MS)
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Challenge: consistent implementation – respect of specificities
The practice of competency management in European civil services: different trends Slightly different core motivation for introducing CM (e.g. mobility, cultural change, performance) Level of flexibility as regards the management of competencies at decentralized level varies Level of flexibility strongly correlates with level of HR decentralization In case of a decentralized, managerial system: need for professional HR offices Challenge: consistent implementation – respect of specificities
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Distinction between more legalistic and more managerial systems
The practice of competency management in European civil services: different trends Distinction between more legalistic and more managerial systems Distinction between systems with mandatory implementation (law) and less mandatory systems (‘good management practice’) Differences regarding the detailedness of legal regulation Who dominates: the lawyer or manager? Competency framework is used to a different degree during selection, evaluation, training, promotion, remuneration in different countries
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The practice of competency management: the target group
The practice of competency management: the target group Source: OECD (2009), OECD Survey on Competency Management in Government’, unpublished Country Competency model Target group Austria Competency Model Senior Civil Servants Belgium Federal Competency Model All Belgian federal public servants Denmark Code of Public Governance Excellence Top Executives Netherlands Algemene Bestuursdienst (ABD); Competency Model Senior Management United Kingdom SCS Competency Framework; Professional Skills for Government Senior Civil Service; All UK Civil Servants
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Professional Groups involved in CBM Programms
1: On managers 2: On senior and technical staff 3: On administrative staff 4: On labourers (Nunes F. Competency Management in EU Public Administrations, Dec 2007; Survey is based on 24 EU MS)
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The practice of competency management: Sweden (1)
Long tradition of independent agencies Context of highly professional, de-centralized and result-oriented HRM No centralized, statutory regulation of competency models Decentralization, flexibilisation, variety Pragmatic approach; learning by doing Multi-task competencies
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The practice of competency management: Sweden (2)
Representative multi-dimensional competency structure: Personal competency: including ethical values, motivation, attitudes etc. Social competency: including cooperative and listening skills, adaptability and receptiveness for the culture of an organization Professional competency: including theories, methods and principles that are relevant for the employee’s tasks and knowledge about the relevant rules Strategic competency: including knowledge of and ability to manage the organization’s business goals as well as high-level and long-term issues Functional competency: that is the ability to function and to use the other competencies in a real work situation
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The practice of competency management: Sweden (3)
The county administrative board of Västra Götaland: Skills: Able to do, able to use tools Knowledges: Knowing facts, mastering methods Experiences: Learning from failures and successes Contact: Social ability, established contacts, influence Values: Wanting to act, consider correct, assume responsibility
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The practice of competency management: Sweden (4)
The model used by the employment service to interview job candidates: Motivation Service orientation Education Communicative skills Cooperative ability Language skills and Goal- and result-orientation cultural experience Analytical ability Change willingness Personal maturity
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The practice of competency management: United Kingdom (1)
CM is a key element of the performance management system; Professional skills for Government (PSG) applies to all grade levels (core skills of civil service) PSG rests with the Cabinet Office – continuing development is collaborative PSG = flexible framework which allows individual departments to add more specific competencies PSG = model for developing a common practice and common standards across government
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The practice of competency management: United Kingdom (2)
Content of PSG framework: Leadership (for all civil servants): provide direction for the organization, deliver results, build capacity to address current and future challenges, act with integrity Core skills (for all civil servants): people management, financial management, analysis and use of evidence, programme and project management Professional skills (specific to profession): they are related to the profession and include expertise for instance in audit, IT, finance, statistics etc. Broader experience (for SCS only): includes experience in other organizations, private sector etc..
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The practice of competency management: United Kingdom (3)
New civil service competency framework: Setting direction: Seeing the big picture Changing and improving Making effective decisions Delivering results: Achieving commercial outcomes Delivering value for money Managing a quality service Delivering at pace Engaging people: Leading and communicating Collaborating and partnering Building capacity for all
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Benefits of CBM for Managers
Scale: 1= Providing an additional instrument for motivating collaborators; 2 = Shares a common language on people management 3 = More transparent criteria to make selection, performance evaluation or training and development decisions 4 = More appropriate criteria to make selection, performance evaluation or training and development decisions 5 = Provides a common reference table to manage collaborators with very different job descriptions (Nunes F. Competency Management in EU Public Administrations, Dec 2007; Survey is based on 24 EU MS)
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Benefits of competency management: the employees’ perspective (OECD)
A fair people management system Greater encouragement for personal development Better understanding of what is necessary to achieve high performance at work Better understanding of the organisation’s mission and their role played in the organisation
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Common language, consistency across the public service
General positive experiences with competency management (selected OECD countries) Common language, consistency across the public service Continuity in monitoring the careers of public servants Creation of a culture of continuous self development Assistance for the management of change A future-oriented perspective on personnel management Improved competitiveness of government
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Major overall weaknesses of competency management
Horizontal integration of competencies ≠ complete Competency framework ≠ needs driven Insufficient definition of core organisational competencies Strategic dimension of CM is missing: ad hoc definition of competencies Insufficient involvement of stakeholders → lack of commitment Risk of increasing bureaucracy! User friendliness Limited implementation at decentralized level
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Major prerequisites for successful implementation
Existence of a comprehensive mission, vision and strategic goals and objectives Supportive and committed middle and top management Establishment of professionalised HRM departments Readiness to invest in the development of public employees Promotion of a culture stimulating learning, improvement and healthy competition Need for adaptive change
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Major prerequisites for successful implementation
Implementation by pilote projects before general introduction in all ministerial departments and agencies Involvement of know-how of all stakeholders since the beginning of the project Development of a shared understanding of the meaning and content of the different competencies Determination of competencies verification level is important
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Major lessons learnt from experiences with competency management
1. The implementation of competency management is a continuous and long-term process 2. Political and administrative commitment is key to reform success 3. Successful implementation depends also upon the participation of all stakeholders concerned: a purely top-down approach leads to de-motivation and low levels of commitment
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Major lessons learnt from experiences with competency management
4. A professional communication and training strategy is crucial to prevent resistance and fear and to foster understanding about added-value of competency-based HRM 5. Progress of an effective implementation is best illustrated by changes in staff’s attitudes and behaviours
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Major lessons learnt from experiences with competency management
6. The challenge is....to anchor the ‘competency philosophy’ in staff’s minds and make it an important HRM tool and a lively part of the administrative culture 7. A transformational and open leadership style facilitates the cultural change
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The promotion of an integrated HRM system is key to successful CM
Conclusions No best practice model which can be transfered in the same way to all European countries The management and development of staff’s competencies should be aligned to organisational strategy/goals The promotion of an integrated HRM system is key to successful CM Design 20% and implementation 80% Culture is the major obstacle or cultural change is key!
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