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Paul Frank George Prager (You describe the relationships)

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1 Paul Frank George Prager (You describe the relationships)
#AALL12 FRBR in Action, or, How Did RDA End Up Like This? A library encounter in one act and five commentaries For two actors and PowerPoint   Paul Frank George Prager (You describe the relationships)

2 #AALL12 FRBR USER TASK 1: FIND FIND entities that correspond to the user's search criteria

3 FRBR USER TASK 2: IDENTIFY
#AALL12 FRBR USER TASK 2: IDENTIFY IDENTIFY an entity (i.e., to confirm that the entity described corresponds to the entity sought, or to distinguish between two or more entities with similar characteristics)

4 #AALL12 FRBR USER TASK 3: SELECT SELECT an entity that is appropriate to the user's needs -- i.e., to choose an entity that meets the user's requirements with respect to content, physical format, etc....

5 #AALL12 FRBR USER TASK 4: OBTAIN Acquire or OBTAIN access to the entity described -- i.e., to acquire an entity through purchase, loan, etc., or to access an entity electronically...

6 FRBR GROUP 1 ENTITIES: WORK
#AALL12 FRBR GROUP 1 ENTITIES: WORK A “distinct intellectual or artistic creation” An abstract entity No single material object one can point to as the work FRBR GROUP ONE ENTITY: WORK: a "distinct intellectual or artistic creation." A work is an abstract entity; there is no single material object one can point to as the work. Because the notion of a work is abstract, it is difficult to define precise boundaries for the entity. The concept of what constitutes a work and where the line of demarcation lies between one work and another may in fact be viewed differently from one culture to another. Consequently the bibliographic conventions established by various cultures or national groups may differ in terms of the criteria they use for determining the boundaries between one work and another.

7 FRBR GROUP 1 ENTITIES: EXPRESSION
#AALL12 FRBR GROUP 1 ENTITIES: EXPRESSION The intellectual or artistic realization of a work The specific intellectual or artistic form that a work takes each time it is "realized” FRBR GROUP ONE ENTITY: EXPRESSION: the intellectual or artistic realization of a work in the form of alpha-numeric, musical, or choreographic notation, sound, image, object, movement, etc., or any combination of such forms. An expression is the specific intellectual or artistic form that a work takes each time it is "realized." Expression encompasses, for example, the specific words, sentences, paragraphs, etc. that result from the realization of a work in the form of a text, or the particular notes, phrasing, etc. resulting from the realization of a musical work. The boundaries of the entity expression are defined, however, so as to exclude aspects of physical form, such as typeface and page layout, that are not integral to the intellectual or artistic realization of the work as such. Inasmuch as the form of expression is an inherent characteristic of the expression, any change in form (e.g., from alpha-numeric notation to spoken word) results in a new expression. Similarly, changes in the intellectual conventions or instruments that are employed to express a work (e.g., translation from one language to another) result in the production of a new expression. Strictly speaking, any change in intellectual or artistic content constitutes a change in expression. Thus, if a text is revised or modified, the resulting expression is considered to be a new expression, no matter how minor the modification may be.

8 FRBR GROUP 1 ENTITIES: MANIFESTATION
#AALL12 FRBR GROUP 1 ENTITIES: MANIFESTATION The physical embodiment of an expression of a work FRBR GROUP ONE ENTITY: MANIFESTATION: the physical embodiment of an expression of a work. The entity defined as manifestation encompasses a wide range of materials, including manuscripts, books, periodicals, maps, posters, sound recordings, films, video recordings, CD-ROMs, multimedia kits, etc. As an entity, manifestation represents all the physical objects that bear the same characteristics, in respect to both intellectual content and physical form. When a work is realized, the resulting expression of the work may be physically embodied on or in a medium such as paper, audio tape, video tape, canvas, plaster, etc. That physical embodiment constitutes a manifestation of the work.

9 FRBR GROUP 1 ENTITIES: ITEM
#AALL12 FRBR GROUP 1 ENTITIES: ITEM A single exemplar of a manifestation A concrete entity Normally the same as the manifestation itself FRBR GROUP ONE ENTITY: ITEM: a single exemplar of a manifestation. The entity defined as item is a concrete entity. It is in many instances a single physical object (e.g., a copy of a one-volume monograph, a single audio cassette, etc.). There are instances, however, where the entity defined as item comprises more than one physical object (e.g., a monograph issued as two separately bound volumes, a recording issued on three separate compact discs, etc.). In terms of intellectual content and physical form, an item exemplifying a manifestation is normally the same as the manifestation itself. However, variations may occur from one item to another, even when the items exemplify the same manifestation, where those variations are the result of actions external to the intent of the producer of the manifestation (e.g., damage occurring after the item was produced, binding performed by a library, etc.).

10 FRBR Group 1 Entities Work Expression Manifestation Item
is realized through Expression These four entities in Group 1 are the product of intellectual and/or artistic endeavor – the content and the packages that contain that content – all of the bibliographic resources that we want to make available to our users – the things libraries collect or provide access to. The model calls these work, expression, manifestation, and item. The entities form a hierarchy with work at the top of the model so it may help to see them in a diagram as here. This diagram begins to show how the Group 1 entities are related to each other. is embodied in Intellectual/Artistic Content Physical – Recording of Content Manifestation one many is exemplified by Item

11 FRBR GROUP 2 ENTITIES: PERSON
#AALL12 FRBR GROUP 2 ENTITIES: PERSON Involved in the creation or realization of a work Or are the subject of a work Allows identification of the person in a consistent manner FRBR GROUP TWO ENTITY: PERSON: persons are treated as entities only to the extent that they are involved in the creation or realization of a work (e.g., as authors, composers, artists, editors, translators, directors, performers, etc.), or are the subject of a work (e.g., as the subject of a biographical or autobiographical work, of a history, etc.). Defining the entity person enables us to name and identify the individual in a consistent manner, independently of how the individual’s name appears on or in any particular expression or manifestation of a work. Defining person as an entity also enables us to draw relationships between a specific person and a work or expression of a work for which that person may be responsible, or between a work and the person that is the subject of the work.

12 FRBR GROUP 2 ENTITIES: CORPORATE BODY
#AALL12 FRBR GROUP 2 ENTITIES: CORPORATE BODY Involved in the creation or realization of a work Or are the subject of a work Allows identification of the corporate body in a consistent manner FRBR GROUP TWO ENTITY: CORPORATE BODY: corporate bodies are treated as entities only to the extent that they are involved in the creation or realization of a work, or are the subject of a work (e.g., as the subject of a biographical or autobiographical work, of a history, etc.).

13 FRBR GROUP 3 ENTITIES: SUBJECTS OF WORKS
#AALL12 FRBR GROUP 3 ENTITIES: SUBJECTS OF WORKS Concepts, objects, events, places Any of the “Group 1” or “Group 2” entities FRBR GROUP THREE ENTITY: GROUP ONE WORK!: FRBR “Group 3” entities are the subjects of works. These can be concepts, objects, events, places, and any of the “Group 1” or “Group 2” entities. For example, you can have a work about another work or a work about a person or corporate body.

14 FRBR ATTRIBUTES AND RELATIONSHIPS
#AALL12 FRBR ATTRIBUTES AND RELATIONSHIPS Each FRBR entity has a set of characteristics or attributes Attributes serve as the means by which users formulate searches and interpret results Attributes are defined with the user in mind Each of the entities defined in the FRBR model has associated with it a set of characteristics or attributes. The attributes of the entity serve as the means by which users formulate queries and interpret responses when seeking information about a particular entity. Attributes have been expressed in terms of the characteristics of an entity as they might be viewed by a user.

15 Attributes of a WORK Title of the work Form of work Date of the work
#AALL12 Attributes of a WORK Title of the work Form of work Date of the work Other distinguishing characteristic Intended termination Intended audience Context for the work Others … See pp of the Functional Requirements for Bibliographic Records: Final Report.

16 Attributes of an EXPRESSION
#AALL12 Attributes of an EXPRESSION Form of expression Date of the expression Language of the expression Other distinguishing characteristic Extensibility of expression Revisibility of expression Extent of the expression Summarization of content Others … See pp of the Functional Requirements for Bibliographic Records: Final Report.

17 Attributes of a MANIFESTATION (I)
#AALL12 Attributes of a MANIFESTATION (I) Title of the manifestation Statement of responsibility Edition/issue designation Place of publication/distribution Publisher/distributor Date of publication/distribution See pp of the Functional Requirements for Bibliographic Records: Final Report.

18 Attributes of a MANIFESTATION (II)
#AALL12 Attributes of a MANIFESTATION (II) Fabricator/manufacturer Series statement Form of carrier Extent of the carrier Physical medium Others … See pp of the Functional Requirements for Bibliographic Records: Final Report.

19 Attributes of an ITEM Item identifier Fingerprint
#AALL12 Attributes of an ITEM Item identifier Fingerprint Provenance of the item Marks/inscriptions Exhibition history Condition of the item Treatment history Scheduled treatment Access restrictions on the item See pp of the Functional Requirements for Bibliographic Records: Final Report.

20 Entity Relationships and FRBR
#AALL12 Entity Relationships and FRBR Inherent relationships: work “is realized by” by an expression expression “is embodied in” a manifestation manifestation “is exemplified by” an item Content relationships: Equivalence Derivative Descriptive Whole/part Part-to-part Shared characteristics Barbara Tillett: Within FRBR there are relationships that are inherent among the entities: A work “is realized by” by an expression – that’s a relationship, and an expression “is embodied in” a manifestation – that’s a relationship. A manifestation “is exemplified by” an item – that’s a relationship. But how do we know about these relationships? We rely on information that we pick up from examining an item. Sometimes that item will self-describe which work it contains. A characteristic of a work (like its subject or what it is about or its name or the name of its creator) is carried to all the entities below it in the hierarchy. This is important because we could associate certain descriptors at the work level that then could apply to all records for the associated manifestations… more about this when we look at scenarios. So, there are inherent relationships among the entities, like saying “a work is realized.” Another way to look at this is through the content relationships among works, that are then inherited by their expressions, manifestations, and items. Many years ago I suggested a taxonomy of relationships: equivalence, derivative, descriptive, whole/part, and part-to-part (sequential and accompanying), and shared characteristics relationships. These content relationships and the inherent relationships will be covered in RDA. Some of these relationships are described in FRBR, such as equivalent, derivative, and descriptive relationships of the content. There are also whole-part relationships with aggregates and their components mentioned in FRBR.

21 Entity Relationships and FRBR
#AALL12 Entity Relationships and FRBR The first stage of information system design uses these models during the requirements analysis to describe information needs or the type of information that is to be stored. (Animation: diagram elements enter in sequence on mouse click) We can diagram the model using boxes for the entities and arrows to show the relationships. performs Artist Song was performed by has has Name --an attribute of a Person Title --an attribute of a Work

22 FRBR Relationships: Group 1 to Group 2
FRBR - Tillett presentation, March 4, 2009 FRBR Relationships: Group 1 to Group 2 Person Daniel Boorstin Creates Created by (Animation: each element appears on mouse click) This illustration show how a Person (Richard Wagner), can have multiple roles. He is both a composer and a librettist for an opera (Die Meistersinger von Nurnberg). Work Mysterious science of the law

23 FRBR Relationships: Group 1 to Group 2 to Group 3
FRBR - Tillett presentation, March 4, 2009 FRBR Relationships: Group 1 to Group 2 to Group 3 Work Commentaries on the laws of England Person William Blackstone Created by Creates Has Subject (One-Way) Has Subject (One-Way) Work Mysterious science of the law Concept/Topic Law—Philosophy Law—Great Britain Complex animation. Has Subject Created by Creates Is Subject of Person Daniel Boorstin

24 Cataloging Rules Cut-Off Point
1Based on diagram in “Bibliographic Relationships,” Barbara B. Tillett. Ch. 2 in: Relationships in the Organization of Knowledge, edited by Carol A. Bean and Rebecca Green. Dordrecht, Boston, London: Kluwer Academic Publishers, 2001, p Family of Works Equivalent Derivative Descriptive Free Translation Review Microform Reproduction Edition Casebook Summary Abstract Dramatization Simultaneous “Publication” Abridged Edition Criticism Digest Novelization Screenplay Copy Libretto Illustrated Edition Evaluation Revision Change of Genre Exact Reproduction Parody Translation Annotated Edition Expurgated Edition Imitation This picture shows a continuum of the relationships within a family of works as represented in manifestations <click> moving from left to right following this red arrow On the left <click> are those that are equivalent content, that are from the same expression of the same work. Once we introduce a change to the content, like a translation, <click> we have a new expression of the same work - and as we make further changes to the content we move further to the right, farther away from the original work. These are derivative expressions of the same work. Once that derivation crosses the <click> “magic line” of becoming more of the work of another person or corporate body, we consider it a new work, but it is part of the family of related works, even when the content moves on to be only describing <click> a work in the family at the right end of this continuum. Works in a descriptive relationship can also be said to be in a subject relationships, because the subject of those works is another work – as with a commentary on a work. The ability to inform the user of these related works ties back to the ** collocating and finding functions of a catalog. We need to show users the pathways to related materials. The FRBR model reminds us of these important relationships that we should reflect in our catalogs and resource discovery systems for our users. 1Based on diagram first published in “Bibliographic Relationships,” Barbara B. Tillett. Ch. 2 in: Relationships in the Organization of Knowledge, edited by Carol A. Bean and Rebecca Green. Dordrecht, Boston, London: Kluwer Academic Publishers, 2001, p Same Style or Thematic Content Variations or Versions Facsimile Arrangement Commentary Slight Modification Reprint Adaptation Original Work-- Same Expression Same Work – New Expression New Work Cataloging Rules Cut-Off Point

25 FRAD Functional Requirements for Authority Data User tasks:
#AALL12 FRAD Functional Requirements for Authority Data User tasks: Find: Find an entity or set of entities corresponding to stated criteria Identify: Identify an entity Clarify (Justify): Document the authority record creator’s reason for choosing the name or form of name on which an access point is based. Contextualize (Understand): Place a person, corporate body, work, etc. in context Example: WorldCat Identities: Dec. 2008, published 2009

26 #AALL12 FRBR/FRAD and RDA FRBR and FRAD concepts and vocabulary are the structural foundation of RDA RDA Part I: Recording Attributes RDA Part 2: Recording Relationships Meeting the FRBR/FRAD User Tasks is an overarching goal

27 FRBR/FRAD and RDA RDA Table of Contents 0: Introduction
#AALL12 FRBR/FRAD and RDA RDA Table of Contents 0: Introduction  Section 1: Recording Attributes of Manifestation & Item Section 2: Recording Attributes of Work & Expression Section 3: Recording Attributes of Person, Family, & Corporate Body Section 4: Recording Attributes of Concept, Object, Event & Place

28 #AALL12 FRBR/FRAD and RDA Section 5: Recording Primary Relationships Between Work, Expression, Manifestation, & Item Section 6: Recording Relationships to Persons, Families, & Corporate Bodies  Section 7: Recording Relationships to Concepts, Objects, Events, & Places Section 8: Recording Relationships between Works, Expressions, Manifestations, & Item

29 #AALL12 FRBR/FRAD and RDA Section 9: Recording Relationships between Persons, Families, & Corporate Bodies Section 10: Recording Relationships between Concepts, Objects, Events, & Places

30 #AALL12 Questions and Answers


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