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State Leadership Accountability Act

Published byMelissa Lyons Modified over 6 years ago

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Presentation on theme: "State Leadership Accountability Act"— Presentation transcript:

1 State Leadership Accountability Act
Department of Finance Office of State Audits and Evaluations 1

2 Agenda Overview of SLAA Top Ten Risks in 2015 Challenges From 2015
Trends Resources Controls Challenges From 2015 Upcoming Activities Question and Answer

3 What is SLAA Legal Requirement for Management to do the Following With Internal Controls: Establish Monitor Maintain Report

4 Government Code Sections
What is SLAA Government Code Sections

5 What Changed in 2015 Launch of Web Portal Defined Risks
Ongoing Monitoring Section

6 What is SLAA

7 2015 SLAA Summary 112 reports received 596 risks reported
97 entities contacted for clarification/revision

8 Most Common Risk 2015

9 Key Person Dependence, Succession Planning
Common Controls Develop a Succession Plan Follow Existing Succession Plan Train/Cross-Train Staff Write/Update Policies & Procedures

10 Key Person Dependence, Succession Planning
CalHR Workforce Planning Resources

11 2nd Most Common Risk 2015

12 FI$Cal Conversion FI$Cal Forums

13 3rd Most Common Risk 2015

14 4th Most Common Risk 2015

15 California Information Security Office
Data Security Data Breaches Visual California Information Security Office

16 5th Most Common Risk 2015

17 6th Most Common Risk 2015

18 7th Most Common Risk 2015

19 8th Most Common Risk 2015

20 8th Most Common Risk 2015

21 9th Most Common Risk 2015

22 10th Most Common Risk 2015

23 Other was Number 1 Risk Factor
Challenges in 2015 Other was Number 1 Risk Factor Broad vs Narrow Definitions Finding the Right Risk Factor

24 Challenges in 2015 Ongoing Monitoring
Process Limited to Reported Risks? What is Fully Implemented?

25 Risk Assessment Process
Challenges in 2015 Risk Assessment Process Who Should Be Involved? What Criteria Was Used to Determine Reported Risks?

26 Challenges in 2015

27 Upcoming Activities June 30, 2016 Corrective Action Plans
Preliminary Plans for Roundtable Meetings Refining Risk Definitions Web Portal Improvements Recording Training

28 Questions

29 Contacting SLAA

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