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Introduction Plethora Advisory Limited is focused boutique Investment Bank providing financial services with an emphasis on customised solutions in the.

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Presentation on theme: "Introduction Plethora Advisory Limited is focused boutique Investment Bank providing financial services with an emphasis on customised solutions in the."— Presentation transcript:

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2 Introduction Plethora Advisory Limited is focused boutique Investment Bank providing financial services with an emphasis on customised solutions in the areas of financial advisory, private equity, mergers and acquisitions, capital markets and alternative asset management. Plethora Advisory is a sponsor of AIF Category - I and Category - III funds

3 Our Philosophy At the core of everything we do and every investment we make is our belief in the power of great partnerships. This core, combined with an active and hands- on investment approach, enables us to compound capital over the long term to deliver the best possible outcomes.

4 Institutional Investors
Our Clients We have a global client base predominantly serving Europe and South East Asia. Clients Include Institutional Investors HNIs/UHNIs Corporate Funds Family Offices

5 Core Strengths Plethora Advisory offers global corporate finance capabilities derived from our deep expertise across a range of industry sectors. We combine our expertise with a rigorous approach to analyze each client’s business situation in order to deliver clear, actionable advice. This, alongside our ability to invest our capital to assist in growing businesses, sets us apart from other financial services advisory firms. Our advisers are empowered to think innovatively and to address client challenges to create opportunities. We think beyond the transactions to become a trusted adviser to our global investors In all transactions advised by us, we are extremely careful about implementing strategic tactics and are fortified by our deep understanding of global business climate, and regulatory norms, to strike a win-win deals for all.

6 Team Vinay Mahajan, CEO & Fund Manager
At Plethora, Vinay is responsible for funds management for global investors, with focus on listed equity space in Indian Equity Market. He was Co-founder of a boutique Investment Banking firm Victory.Inc ( wherein in addition to Private Equity and Debt Syndication he was consultant to FinTech ventures of the Group and International Wealth Products vertical. He has over 18 years of professional experience Academically he holds B.E., M.Tech, CFA (ICFAI) and CIIA (ACIIA, Germany). He is an alumni of IIM Calcutta and Certified Financial Planner. Aditya Jhaveri, Senior Analyst Aditya is a Senior Analyst at Plethora Advisory. He conducts analyses of prospective portfolio companies, assists in deal-making while helping to scout for prospective investment opportunities. He has over 5 years of experience in Investment Banking, Private Equity and financial due diligence. He has worked as an associate at Deloitte in their New York City office, USA. Prior to joining Plethora, he worked as an Investment Banking Analyst at Victory.Inc Aditya has a BS in Finance & Accounting from the University of Illinois at Urbana-Champaign. He is also a CFA level 3 candidate. Subhash Balasubramanian, Analyst Subhash is responsible for meeting clients and evaluate requirement of Funding. He has 5 years of Experience in In-vestment Banking India. Mostly in Private Equity /Debt Syndication. Prior to joining Plethora, He has worked with Edelweiss Financial Advisory, Helios Capital Advisors, De wise advise Pvt ltd and J.R. Laddha financial service Pvt Ltd. He has worked across Real Estate, Infrastructure, Diamond, FMCG and Chemical Industry in India  He holds Post graduate MSc. in International Securities, Investment and Banking (International Capital Market Association ) University of Reading, United Kingdom.

7 The success of our clients is the biggest reward for us
Vision & Mission Business Ethics We are committed to providing our stakeholders with regular, clear and transparent information and to making continuous improvements in the way we operate Responsibility Our responsible investment approach is deeply rooted in our overall investment process Clients Focus The success of our clients is the biggest reward for us Implementation Our expertise, experience and continuous focus on the quality of execution and innovative approach ensure effective implementation of our strategies

8 Our Services Private Equity
We invest in companies that enable us to realize growth potential and create value. Client-centric approach to design and deliver end-to-end strategic solutions on multi-lateral issues concerning our clients’ business. Our team of highly experienced PE professionals command deep knowledge of each sector and have expertise in analysing the economy on micro- and macro-economic parameters. Mergers & Acquisitions We advise publicly and privately held companies in selling the business, disinvestments, leveraged / management buyouts, and recapitalizations. We negotiate, chart and deliver outcomes even while sitting several time zones away to help our clients make informed choices. Strategic Advisory We work with Boards of Directors to provide guidance on acquisitions, divestments, due diligence, international expansions, exit planning and a slew of other services – often several months in advance of formal deal-making.

9 Our Services Capital Raising
We hand-hold our clients through the entire lifecycle of growth, starting with equity fundraising, moving on to secondary fundraises towards ultimate exit – via trade route or an IPO Equity Market Capital We advise our clients in the entire spectrum of equity investments including : 1) Micro cap stocks 2) Small cap stocks 3) Mid cap stocks 4) Differential voting rights stocks 5) Convertible bonds 6) CCPS 7) Structures 8) FCCB 9) ADR Structured Finance We are focused on meeting specific liquidity requirements with technical insights into capital markets. We provide customized financing solutions to our corporate clients through Structured /Mezzanine/High Yield products and assist in capital structuring as well as arrange for optimal financing solutions for various requirements

10 Our Products *This list is not exhaustive Equity Market Primary Market
Common Shares Initial Public Offering (IPO) Follow-on Public Offering (FPO) Rights Qualified Institutional Placement (QIP) Preferred Shares Redeemable Shares Participating Shares Cumulative Shares Warrants Differential Voting Rights Convertible Securities Convertible Preferred Shares Redeemable Cumulative Convertible Debentures Secondary Market Actively Traded Equity Securities Block Deals Bulk Deals *This list is not exhaustive

11 Power Transmission & Distribution (T&D)
AIF Category I Fund Roads & Highways Power Transmission & Distribution (T&D) Solar Power Wind Power Plethora Advisory is the sponsor of an AIF Category I Fund. The fund will make investments in small, medium and micro infrastructure companies that have: Private ownership Strong, ethical track records in project implementation Capabilities to take up increasingly larger and more complex infrastructure projects (GOI tenders, PPP’s, municipal tenders etc) Simpler capital structures

12 Automotive Industries
AIF Category III Fund Automotive Industries Financial Services Pharmaceuticals Trading & Commodities Plethora Advisory is the sponsor of an AIF Category III Fund. Our primary goal with this fund is to invest in companies that offer a healthy balance of growth and value to our domestic and global investors We seek to make sure that the company is on a firm strategic position post-investment to ensure that our investors receive a strong return on investment at the time of exit Our motives as investors and shareholders will be to: Assist management in fund raising Set long term corporate strategic goals Develop portfolio businesses by building strong relationships with existing shareholders, management, investors and other business partners.

13 For Further Details Contact us
Address Plethora Advisory Ltd, 204, Silver Square, Dattatraya Road, Off S V Road, Santacruz (W), Mumbai India +91

14 Thank You


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