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Scientific Uncertainties (Challenges) and Science Policy Decisions (Judgments) in Setting National Ambient Air Quality Standards Ronald H. White, M.S.T. Johns Hopkins Bloomberg School of Public Health Session : Using Science to Inform Air Pollution Policy 135th American Public Health Association Annual Meeting & Exposition November 5, 2007
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EPA NAAQS Review Process (2007 +)
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Science Policy Issues in Ambient Air Quality Standard-setting Process
Hazard Assessment Selection of critical adverse health effect(s) Identification of sensitive populations Toxicity of components (PM) Exposure Assessment Personal exposure v. central site monitoring Measurement error Low level data availability Exposure/Dose–Response Assessment Selection of exposure-response function - threshold v. non-threshold - single studies v. meta-analyses - single city v. multiple city studies Risk Characterization Central v. 95th percentile risk Sensitivity analysis Uncertainty analyses - model uncertainty - parameter uncertainty Background Levels Assessment Variation in regional/local background levels Projection of changes in future background levels Policy Assessment – Revise NAAQS? Quantification/distribution of residual risks and sensitive populations Cumulative exposures and risk factors NO YES Conduct Risk Analysis for Alternative Standard(s) Safety Factor Needed? (MoS) NO YES Select Revised Standard Science Policy Issues in Ambient Air Quality Standard-setting Process
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Hazard Assessment Issues
Identifying adverse health effects Weight of evidence (how much information is enough?) Emerging evidence (when do we know enough?) Biomarkers of pre-clinical effects (moving “upstream”) Identification of sensitive groups Expanding identification of sensitive groups (who do we protect?) Sub-group population variability Toxicity of components (PM) Potential role of different PM components with various health effects
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Air Pollution Adverse Health Effects
Death Lung Cancer Incidence CV + Respiratory Hospital Admissions Adverse Birth Outcomes Asthma Incidence Decrements in lung function development CV + Respiratory ER/ Physician Visits Exacerbation of CV + Respiratory Disease Requiring Medication Reduction in Respiratory and/or CV Function with Clinical Symptoms that Impair Normal Activity Severity of Health Effect Increase in Respiratory and/or CV Clinical Symptoms that Do Not Impair Normal Activity Decreased Health-Related Quality of Life Magnitude of Impacted Population Modified from ATS, 2000
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PM Inhalation Lungs Heart Blood Vasculature Brain
Inflammation Oxidative stress Accelerated progression and exacerbation of COPD Increased respiratory symptoms Effected pulmonary reflexes Reduced lung function Heart Altered cardiac autonomic function Increased dysrhythmic susceptibility Altered cardiac repolarization Increased myocardial ischemia Blood Altered rheology Increased coagulability Translocated particles Peripheral thrombosis Reduced oxygen saturation Systemic Inflammation Oxidative Stress Increased CRP Proinflammatory mediators Leukocyte & platelet activation Vasculature Atherosclerosis, accelerated progression of and destabilization of plaques Endothelial dysfunction Vasoconstriction and Hypertension Brain Increased cerebrovascular ischemia PM-related mechanistic pathways and indicators of adverse health effects From Dockery & Pope, A&WMA, 2006
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Defining Sensitive Groups
“Ambient air quality is sufficient to protect the health of such persons whenever there is an absence of adverse effects on the health of a statistically related sample of persons in sensitive groups from exposure to ambient air. An ambient air quality standard, therefore, should be the maximum permissible ambient air level of an air pollution agent or class of such agents (related to a period of time) which will protect the health of any group of the population. For purposes of this description, a statistically related sample is the number of persons necessary to test in order to detect a deviation in the health of any person within such sensitive group which is attributable to the condition of ambient air.” (emphasis added) Senate Committee on Public Works – Legislative History of the Clean Air Act Amendments of 1970
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Ozone At-Risk Populations
Elderly (12% ≥65 yrs.) Children (26% <18 yrs.) People with respiratory disease Asthma (7% of adults; 9% of children) COPD (6% of adults) Adults and children who regularly exercise outdoors People engaged in physical activity (e.g. outdoor workers) Ozone responders (15-20% of healthy adults?) Adults with cardiovascular disease? (12% of adults)
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Exposure – Response Issues
Threshold v. Non-threshold Functions “…significant uncertainties continue to underlie the resulting risk estimates… a risk assessment based on studies that do not resolve the issue of a threshold is inherently limited as a basis for standard setting, since it will necessarily predict that ever lower standards result in ever lower risks, which has the effect of masking the increasing uncertainty as lower levels are considered” EPA PM NAAQS Proposed Rule, 12/20/05
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Exposure Assessment Issues
Personal exposure v. central site monitoring data correlations (PM v. gaseous pollutants) Measurement error at very low concentrations Limited data for very low exposure levels Bell et al ozone mortality 98-city <40 ppb 30% of study days <20 ppb 73% of days excluded Bell et al ozone mortality 98 city study <40 ppb 30% of study days <20 ppb 73% of days excluded
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Background Pollution Levels Issues
Variability in modeled regional/local “natural” background levels (e.g., Ozone: 0.15 – 0.35 ppm) Predicted increases in background ozone levels from global warming Intercontinental transport
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Policy Assessment Non-threshold pollutants, residual risk and uncertainty (Is any level “safe”? What about a “margin of safety”?) Cumulative exposures (“bright line” v. C x T) Impact of other pollutant exposures and health risk factors (Cumulative health risk assessment) Quantification of affected sensitive populations Magnitude of sensitive group (how many is enough?)
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Short-term Sulfur Dioxide NAAQS & Asthmatics
Compelling clinical studies from mid-late 1980s indicate when mild to moderate asthmatics breathing rapidly with exposed to SO2 concentrations of 0.60 ppm for five minutes, "substantial percentages (~25 percent)" experience effects "distinctly exceeding ... [the] typical daily variation in lung function" that asthmatics routinely experience”. EPA finds that the severity of these atypical effects "is likely to be of sufficient concern to cause disruption of ongoing activities, use of bronchodilator medication, and/or possible seeking of medical attention” and “repeated occurrences of such effects should be regarded as significant from a public health standpoint." (emphasis added) (EPA PM/SO2 SP and CD supplement (1994))
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Short-term Sulfur Dioxide NAAQS & Asthmatics (2)
EPA exposure assessment estimates 180,000 to 395,000 annual “exposure events” i.e., heavily breathing asthmatics exposed to an SO2 levels > 0.60 ppm, affecting from 68,000 to 166,000 asthmatics However, EPA concludes: “5-minute peak SO2 levels do not pose a broad public health problem when viewed from a national perspective” “short-term peak concentrations of SO2 do not constitute the type of ubiquitous public health problem for which establishing a NAAQS would be appropriate” 1998 U.S. Court of Appeals finds EPA decision not to set short-term SO2 NAAQS “arbitrary and capricious” and remands decision. 2005 Center for Biological Diversity lawsuit – review of SO2 NAAQS by late 2009.
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Future Scientific Challenges in NAAQS Reviews
Increasing emphasis on identification of pre-clinical indicators of adverse health effects related to low ambient pollutant levels with associated measurement error issues Inter-individual variability in genetic composition and underlying health status make detection of thresholds of effects in general population epidemiological studies unlikely Accounting for impacts of multiple pollutant exposures and health risk factors
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Techniques for Addressing Scientific Issues
Air Quality Standard-Setting Scientific Issues Risk Assessment Sensitivity Analyses Expert Panel Judgment Probabilistic Risk Assessment Safety Factors Identification of Critical Adverse Health Effect(s) No Yes Selection of Exposure-Response Function Exposure Assessment Error Identification & Quantification of Sensitive Groups Toxicity of PM Components Background Concentrations Pollutant Mixtures
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"Precision is not reality” - Henri Matisse
“Politics is the art of making good decisions on insufficient evidence.” - Lord Kennet
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