1. Systematics: Tree of Life http://tolweb.org/tree/phylogeny.html
1) Taxonomy: Classification and naming of organisms
Hierarchical nomenclature with taxonomic categories
(kingdom, phylum, class, order, family, genus, and species)
2) Phylogenetic analysis: The study of evolutionary relationships among species
a. Under common decent, hierarchical classification reflects true genealogical relationships
Tree of Life

2. Phylogenetic Analysis
Species 1
a b c d e f g h i j
Species 2
a b c d e f g h i j
Species 3
a b c d e f g h i j
Species 4
a b c d e f g h i j i1 j1 h1 e1
Ancestor 3
(node) d1 g1 f1 b1
shared
characters a1
Ancestor 2
(node) c1
shared derived
characters
Ancestor 1
a b c d e f g h i j

3. Phylogenetic Terms i1 j1 e1 h1 d1 g1 f1 b1 a1 c1
Species 1
Species 2
Species 3
Species 4 i1 j1 e1 h1
Ancestor 3 d1 g1 f1 b1
Ancestor 2 a1
monophyletic group: set of species that share
a common ancestor.
synapomorphy: shared derived character
state.
autapomorphy: uniquely derived character c1
Ancestor 1

4. The identification of synapomorphies help define
nested series of monophyletic groups.

5. Phylogenetic Analysis
Species 1
a b c d e f g h i j
Species 2
Species 3
Species 4
Ancestor 1
Ancestor 2
Ancestor 3 h1 g1 c1 f1 i1 j1 a1 b1 j0 e1 d1
shared
characters
shared derived
characters

6. Phylogenetic Terms i1 j0 g1 h1 h1 f1 g1 e1 d1 a1 j1 c1 b1
Species 1
Species 2
Species 3
Species 4 j0 i1 g1 h1 h1 f1
Ancestor 3 g1 e1 d1 a1
Ancestor 2 j1
homoplasy: when two species share a derived character state because of convergent evolution or evolutionary reversal, but not because of common descent.
convergent evolution: independent evolution
of a derived character state in two or more
taxa. c1 b1
Ancestor 1

7. Example: Wings in insects, birds, and bats
Types of Homoplasy
Convergence: Shared derived similarities, that are not based on common origin (i.e. homology ), but on an independent origin in different taxa.
Example: Wings in insects, birds, and bats
Reversal :The secondary presence of an apparently ”ancestral” character state.
Example: Aquatic mode of life for fish, terrestriality for tetrapods, reversal to aquatic life in whales

8. Homoplasy: Common in DNA sequence data
Homoplasy: Common in DNA sequence data. Each nucleotide position defines a separate character

9. Homoplasy - independent evolution
Loss of tails evolved independently in humans and frogs - there are two steps on the true tree
Lizard
Human
TAIL (adult)
absent
present
Frog
Dog

10. Homoplasy: Misleading evidence of phylogeny
If misinterpreted as a synapomorphy, the absence of tails would be evidence for a wrong tree: grouping humans with frogs and lizards with dogs
Human
Lizard
TAIL
absent
present
Frog
Dog

11. Homoplasy: Reversal True tree Wrong tree
Reversals are evolutionary changes back to an ancestral condition
As with any homoplasy, reversals can provide misleading evidence of relationships
True tree
Wrong tree 1 2 3 4 5 6 7 8 9 10 1 2 7 8 3 4 5 6 9 10

12. So how do we construct trees with a sample of homologous characters?
How do we sort out phylogeny from a mixture of signal (synapomorphies) and noise (homoplasy).
Cladistic methodology (Willi Hennig) utilizes the principle of parsimony.
Parsimony= The tree that requires the fewest number of evolutionary changes or steps to explain the data is preferred.

13. Tree Reconstruction with Parsimony

14. Tree Reconstruction with Parsimony
Nucleotide substitution
= evolutionary step

15. Tree Reconstruction with Parsimony

16. Tree Reconstruction with Parsimony
Character 2
Tree 1
Tree 2
Tree 3
I(A)
III(A)
I(A)
II(G)
I(A)
II(G)
II(G)
IV(G)
III(A)
IV(G)
IV(G)
III(A) or or
I(A)
III(A)
I(A)
II(G)
II(G)
IV(G)
IV(G)
III(A)

17. What to do when some characters tell you one
thing and others tell you something else
(Homoplasy)?
Parsimony with Multiple Characters
The most parsimonious pattern of character change is
noted for each character separately, for each tree.
The number of changes is summed across characters
for each tree.
The preferred tree is the one that implies the fewest
overall character changes. 1 2 3

18. Tree 1 is favored under the criterion of Parsimony

19. Parsimony Advantages: Disadvantages:
Simple method - easily understood operation
Does not seem to depend on an explicit model of evolution
Should give reliable results if the data is well structured and homoplasy is either rare or widely (randomly) distributed on the tree
Disadvantages:
Doesn’t always provide the best estimate of phylogeny
Maximum likelihood
Bayesian analysis

20. Parsimony is Computationally Intensive
The number of possible trees increases exponentially with the number of species, making exhaustive searches impractical for many data sets.
Need to utilize a way to search for the best tree without evaluating all possible trees.
Tree bisection and reconnection

21. What if there is a large amount of
homoplasy in the data?
Seq 1 AGCGAG
Seq 2 GCGGAC
Sequence data may have multiple, “hidden” substitutions.
Use a model of evolution to correct for different rates of substitutions or unequal base frequencies or other
parameters.
Maximum-likelihood phylogenetic analysis
Seq 1 C A Seq 2 C T C A C A
Plot of base pair
differences between
pairs of mammalian
species for a
representative gene.
L = P (DT, M)

22. Example: Model of sequence evolutionG
Simplest Model = Jukes-Cantor - Assumes all substitutions are equally likely (a a a a a C a T
Example: What is the total number of substitutions?
Expected Difference
AGGTCG CATTGC CCCGAT CTCTTG ATCGGG
Correction
AGATCG CAACGC CCGGAC TTCTTA ATCGGG 3 4 4 3
1 - ( ) p
K = - ln
= 0.27
Observed
Difference
Sequence Difference
total observed = 7 ; p = 7/30 = 0.23
Total expected = 0.27 x 30 = 8.24
Time

23. Phylogenetic Inference Using Maximum Likelihood
Model of sequence evolution and the estimation of its parameters allows the placement of probabilities on different types of substitutional change.
Likelihood analysis focuses on the data, not the tree. It is the Probability of the Data given a Tree and a Model of evolution
Seq 1 ATATC
Seq 2 CTAGC
L = P (DT, M)
The Likelihood (i.e. the probability of observing the data) is a sum over all possible assignments of nucleotides to the internal nodes

24. Phylogenetic Inference Using Maximum Likelihood
Calculate the Likelihood for each base position in the sequence and summarizes across all base positions.
The ML tree is the tree that produces the highest likelihood.
Evaluates the branching structure of the tree, and also the branch length, using similar tree-searching strategies as used in parsimony analysis.
This is important, because by using a model-based approach, mutational change is more probable along longer branches than on shorter branches.
Can be extremely computationally intensive.

25. Phylogenetic Inference Using Maximum Likelihood
Important point about ML: The model you choose to use can have a large impact on the resulting ML tree.
If you flip a coin and get a head, what is its likelihood?
If it’s a 2 sided and fair coin (your model), the likelihood is 0.5
If it’s a two-headed coin (your model), the likelihood is 1.0

26. Assessing the Robustness Of Trees
We can use a number of methods to assess the robustness of particular branches in our trees
Bootstrapping (Jackknifing, Decay-Index)
Bootstrapping:
Multiple new data sets are made by re-sampling from the original data set.
Bootstrapping: Sampling done with replacement
The resampled data sets are subjected to phylogenetic analysis.
The proportion of times a clade appears in the trees across all replicate data sets is called its bootstrap proportion.

27. Taken from Baldauf, S. L. Phylogeny for the faint of heart: a tutorial
Taken from Baldauf, S. L. Phylogeny for the faint of heart: a tutorial. Trends in Genetics 19:

28. Bootstrapping
Clades that receive a high bootstrap are considered to be more supported by the data than clades with a lower bootstrap.
70% or greater is good, but many phylogeneticists will only consider branches with ≥90% as being strongly supported.
Bootstrap
Can perform with any type of phylogenetic analysis: parsimony, ML, distance-based
Important to emphasize that a bootstrap does not reveal the probability that a particular clade is true, but only how well it is supported by the particular dataset.

29. Molecular Clocks
The mutation rate for some genes may be relatively constant across species.
This idea is based on neutral theory (this will be introduced later in the course) - nucleotide or amino acid substitutions occur at a rate equal to the mutation rate.
Generally in applying a molecular clock, you assume that the mutation rate for a gene does not differ among species.

30. } Molecular Clocks R= 2%/1MY 1) Construct A Tree
2) Date a Node in the Tree
Outgroup
Outgroup
Species 1
Species 1
Species 2
Species 2
Species 3
Species 3
Species 4
Species 4
You know that the most recent possible divergence between 3 and 4 is at least 1 MY
Fossil for Species 4
~1 MY
3) Calculate Divergence
4) Calculate a Rate
Species 3 }
2% Sequence Divergence
R= 2%/1MY
Species 4

31. Molecular Clocks 5MY 2MY 1MY
5) Apply Rate to Other Nodes in Tree
Outgroup
Species 1
Species 2
Species 3
5MY
Species 4
2MY
1MY
Best applied when dates available for multiple nodes.
Can utilize solid geological information as well as fossil information.
Must be aware of possible non-clock behavior of genes.

32. Phylogeny of North American Black Basses
Near et al., Evolution 57:1610–1621.
Previous hypothesis that speciation within the genus Micropterus occurred during the Pleistocene.
Micropterus has a very good fossil record.
Calibration of a molecular clock and calculation of divergence times among species reveals that most species diverged well before the Pleistocene

33. Species Delimitation in Rapidly Radiating Systems
• Accumulation of species diversity over short periods of time.
• Adaptive radiations
• Often of very recent origin
• Difficult to resolve monophyletic species-level lineages.
Salzburger, W. and A. Meyer Naturwissenschaften 91:

34. Species Delimitation in Rapidly Radiating Systems
(Species trees vs gene trees)
Lineage sorting and the retention of ancestral alleles or allelic lineages

35. East African Cichlid Fish
Species Delimitation in Rapidly Radiating Systems
Lineage sorting and the retention of ancestral alleles or allelic lineages
East African Cichlid Fish
Darwin’s Finches
Moran and Kornfield Mol. Biol. Evol. 10:
Takahashi et al Mol. Biol. Evol. 18:
Sato et al PNAS. 96:

36. Species Delimitation in Rapidly Radiating Systems
Limited reproductive isolation leads to hybridization and introgression

37. Ambystoma tigrinum species complex
A. californiense
Shaffer & McKnight 1996 Evolution 50:
Gerald and Buff Corsi © California Academy of Sciences

38. An early study found that
A. ordinarium was not a
monophyletic group (when
using mtDNA as the source
of characters).

39. Indeed, more data shows extensive mtDNA non-monophyly with respect to A. ordinarium.

40. Polyphyly: A. ordinarium does not form a monophyletic group.
Paraphyly: A. ordinarium does form a monophyletic group but
other species should also be included in this group, based on the character that is used to reconstruct relationships.

42. Nuclear Genes Summary • 4 genes yield A. ordinarium monophyly.
• 3 genes yield A. ordinarium paraphyly. (2 are nearly monophyletic.)
• 1 gene yields A. ordinarium polyphyly.
• Nuclear data strongly suggests that A. ordinarium is a monophyletic lineage.

43. Phylogenetic Discordance
Signatures of Rapid Lineage Diversification
Poe, S., and A. L. Chubb Syst. Biol. 58:
Short Internal Branches
Phylogenetic Discordance
Among Loci

44. A. dumerilii
Shared and minimally divergent mtDNA haplotypes strongly indicate recent hybrid introgression.