1. SEBI (Listing Obligation and Disclosure Requirements) Regulations 2015
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2. Few Terms Designated Securities- Regulation 3
Specified Securities- Regulation 4
Key Managerial Personnel
Related Party
Material Subsidiary
Securities Laws

3. Few important issues Basis of Law- Principles or rules
Agreement with STA
Participation of shareholders
Minutes- dissenting opinion
Whistleblower policy
Disclosure of interest
Functions of board- overseeing process of disclosure and communication

4. Framework of compliances
Calendar based
Event based
Website disclosures

5. Event based disclosures
Requiring board approval and required to be disclosed within 30 minutes
Requiring board approval but requiring disclosure within 24 hours
Not requiring board approval and requiring disclosure within 24 hours

6. Event based disclosures
Arrest of KMP, promoter etc
Requiring board approval but requiring disclosure within 24 hours
Not requiring board approval and requiring disclosure within 24 hours

7. Compliance Officer
Preservation of documents
Dividend exceeding Rs. 1,500
Definition of independent director
Constitution of committees

8. Challenges Related party transactions
Definition of Independent director – provider of services {Regulation 16(1)(b)(E)} or Customer ???
Fees or COMPENSATION payable to the non executive directors require approval of the shareholders
Presence of chairman of Committees
Material subsidiary
Intimation on Winding up petition filed against the company

9. Process to be followed by corporates
Defining a mechanism to collect and collate information
Scanning of such information on the threshold of materiality
Disclosure
Check if such information is covered under Schedule A to the SEBI(PIT) Regulations, 2015
Check if any further disclosures are triggered due to SEBI (PIT) Regulations

10. De minimis clause
Seeking deferment orders

11. Only listed entities to be considered
Quarterly report to include RPT compliances
Record date Vs Book closure