1. Retirement Plan Industry Update and Trends By: Al Holifield, Dan Janich & Tommy Horst
Holifield ∙ Janich & Associates, PLLC
11907 Kingston Pike, Suite 201
Knoxville, TN 37934
Phone: (865)
ERISA Services, Inc.
12748 Kingston Pike
Knoxville, TN
Phone: (865)

2. What are they Looking For
Retirement Plan Industry Update and Trends
DOL INVESTIGATIONS
Current
What to Expect
What are they Looking For

3. How does this affect me, the client How does this affect our advisors
Retirement Plan Industry Update and Trends
FIDUCIARY REG UPDATE
How does this affect me, the client
How does this affect our advisors
How does this affect our service model

4. INDUSTRY CONSOLIDATION Auditors Advisors Platforms TPA’s
Retirement Plan Industry Update and Trends
INDUSTRY CONSOLIDATION
Auditors
Advisors
Platforms
TPA’s

5. PRICE COMPRESSION What Am I Paying For? What Am I Getting?
Retirement Plan Industry Update and Trends
PRICE COMPRESSION
What Am I Paying For?
What Am I Getting?

6. Retirement Plan Industry Update and Trends
PLAN INTEGRATION AND FUNCTIONALITY
With Payroll and Record Keeper TPA

7. OUTSOURCING ADMINISTRATION - 3(16) SERVICES
Retirement Plan Industry Update and Trends
OUTSOURCING ADMINISTRATION - 3(16) SERVICES