1. 3.0 Internal Audit Process
Two Audit Criteria
1) Standards Audit – BQ-9000 Compliance
2) Procedures Audit – Say What You Do / Do What You Say
3/26/07
Plan
Audit
Conclusion
Auditor
Prepare Audit Report
nonconformance, evidence, conclusions, recommendations
QCS-3 Internal Audit (attach)
Step-7
QMR
Schedule
audit & people
QCS-3 Internal Audit
Step-1
Auditor
Perform Audits
Standards Audit
& Procedure Audit
Step-4
Schedule, Scope, Resources
Audit Report
Findings & Observations
Auditor
Prepare
training (if req’d)
& rqmts review
Step-2
MRT
Review & Evaluate
Audit Report
QCS-3 Internal Audit (view)
Step-8
Auditor
Summarize Findings
summary report
Step-5
Audit Results
Recommended Actions
Current Audit Rqmts
Lead Auditor
Audit the Audit
QCS-3 Internal Audit
Step-6
Qualified
Audit
CAT
Enter & Manage
Corrective / Preventive
Actions
QCS-3 Internal Audit
add C & P Actions
Step-9
Auditor
Plan
Audit Checklists
QCS-4 Document Search
Step-3
Audit Plan,
& Checklists
QMR – Quality Management Representative
MRT – Management Review Team
CAT – Corrective Action team
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2. Document Approvals Role/Position (Normative) Owner: (informational)
Approval Date
QMR
Terry Boone
COO
Bill McIlwain
Reviewed By: QA
Ravi Doshi
Approved By:
Document Control
Jan Rector
Instructions for filling out Document Approval Form
1. Identify the owner of the document who has technical authority for content.
2. Identify the authority required to review and approve (authority role).
3. Identify who acts within required authority for this release.
4. Approval date signifies that Document Control has received acceptance of approval.
5. Document Control has structural control as defined in Preparation & Release of Controlled Documents.
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3. Revision History Date Revision No. Modification Reason 11/28/06 00
Original issue
3/26/07 01
Removed “calculate score(s)” from Step 5.
Archived document since it is embedded in the corresponding procedure.
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