1. OASIS II Stage 1 Requirements Joint OASISII Implementation Task Force Paul R. Sorenson November 17, 2004

2. Stage 1 Components Participant Registration User Registration
Key Liaison - NERC
User Registration
Market Resource Registration
Key Liaison – NERC & IRC
Publish/Subscribe
Key Liaison - none
Operations Data Exchange
Auction Transmission Markets
Key Liaison - IRC

3. Participant Registration
Central Registry Requirements
Identify Business Entity
Identify Business Role(s)
Identify Contact Information
Market Registry Requirements
Key to Central Registry?
Identify Market Access
Markets (e.g., Transmission, Energy, etc.)
Market Resources Owned/Operated
Market Agreements/Contracts

4. Participant Registration
Submit Participant Registration
Participant ID
Participant State (e.g., Accepted, Denied)
Activation date/time
Deactivation date/time
Legal business name of the Participant organization
Industry recognized business identifier (e.g., DUNS number, etc.)
Address
Contact information (phone, FAX, etc.)
Method(s) of establishing creditworthiness
Roles played in the market:
PSE
LSE
GPE
Transmission Customer
Transmission Owner
Transmission Operator
Generation Owner
Generation Operator
Reliability entity
Reliability Authority
Balancing Authority
Market services being requested; initial service agreement application. (May be inferred by market role, e.g., GPE must execute interconnection agreement(s), TCs must execute pro-forma service agreements, etc.).
Other market-dependent information requirements

5. Participant Registration
Modify Participant Registration
Change/add/delete subset of registered data
Set Participant Registration State
Acknowledge Acceptance or Denial of registration request
View Registration
Generic query for registration information

6. Central Registry Requirements Market Registry Requirements
User Registration
Central Registry Requirements
None?
Market Registry Requirements
Identify Business Entity
Identify User
Identify User Roles
Identify User Market Access (subset of Participant’s)
Markets (e.g., Transmission, Energy, etc.)
Market Resources Owned/Operated

7. User Registration Submit User Registration User ID
User State (e.g., Accepted, Denied)
Activiation date/time
Deactivation date/time
Legal business name of the User's Participant organization (or Participant ID)
User name
Address
Contact information (phone, FAX, etc.)
e-MARC certificate information (one or more):
user's distinguished name
certificate issuer's distinguished name
Roles played in the market (access rights/privileges):
User Administrator
Energy Market Participant
Transmission Rights Market Participant
Scheduler
Reliability operator
Etc.
Other market dependent user registration information

8. Modify User Registration Set User Registration State View Registration
Change/add/delete subset of registered data
Set User Registration State
Acknowledge Acceptance or Denial of registration request
View Registration
Generic query for registration information

9. Market Resource Registration
Facilities
Physical
Generator
Station
Line
Etc.
Resources
Commercial
Source/Sink
POR/POD
Location
Hub
Load Aggregate
May Map to Facility(ies)
Others?

10. Market Resource Registration
Central Registry Requirements
POR/PODs
Source/Sinks
Transmission Product (Attributes)
Path Names?
Location Names (e.g., p-nodes, hubs, load aggregates, etc.)?
Commercial Mapping?
Network Model Mapping?
Key to Market Registry?
Market Registry Requirements
Key to Central Registry?
Identify Facilities
Identify Resources

11. Market Resource Registration
Submit Facility Registration
Facility ID
Facility State (e.g., Accepted, Denied)
Activation date/time
Deactivation date/time
Facility name
Facility type (e.g., generator, station, meter, etc.)
Facility sub-type, if applicable (e.g., coal fired, nuclear, etc.)
Owner(s)
Operator
Operational status (e.g., construction, in-service, decommissioned, etc.)
Ratings
Other market dependent facility specific information
Model data as required to support the market/network model

12. Market Resource Registration
Submit Resource Registration
Resource ID
Resource State (e.g., Accepted, Denied)
Activation date/time
Deactivation date/time
Resource name
Resource type (e.g., generation, load, transmission, pricing, etc.)
Resource type specific sub-type, if applicable (e.g., POR, POD, Flowgate, etc., for transmission; node, zone, hub, etc. for pricing)
Associated Facility(ies) or other Resources, if applicable (e.g., generator facilities and weighting factors for generation resources; price nodes and weighting factors for zone pricing resources)
Market Participant allowed to bid/offer the Resource (i.e., owner)
Resource limits, default bid parameters, etc., if applicable
Other market dependent Resource registration information

13. Market Resource Registration
Modify Facility Registration
Change/add/delete subset of registered data
Set Facility Registration State
Acknowledge Acceptance or Denial of registration request
Modify Resource Registration
Set Resource Registration State
View Registration
Generic query for registration information

14. Publish/Subscribe Submit Subscription Subscription ID
Subscription State (e.g., normal, suspended)
Activation date/time
Deactivation date/time
Delivery location/method
Uniform Resource Identifier or Locator (URI/URL) of system to be notified
Protocol (e.g., HTTP(S); , etc.)
Identification of data being subscribed to:
"Category", e.g., Transmission, Registration, etc.
"Type", e.g., Deals, Participant, etc.
“Event”, e.g., Set TR Auction Bid/Offer State
Optional data filter qualifiers (nature dependent on data subscribed to)
Market Participant(s)
Resource(s)
Optional Subscriber specific context information to be included in each notification message sent to Subscriber.

15. Publish/Subscribe Modify Subscription Notify Subscribers
Change/add/delete subset of registered data
Notify Subscribers
On Data Event
Identify Subscribers
Issue Notifications
View Registration
Generic query for subscription information

16. Operations Data Exchange
Submit Outage
Outage ID
Outage State
Activation date/time
Deactivation date/time
Facility name
Outage type (e.g., planned, unplanned, etc.)
Outage start date/time
Outage stop date/time
Updated facility ratings during outage
General terms for deferring or accelerating outage including costs

17. Operations Data Exchange
Modify Outage
Change/add/delete subset of outage data
Set Outage State
Acknowledge Acceptance or Denial of outage request
View Operations Data
Generic query for operations data

18. Operations Data Exchange
Submit Load Forecast
Load Forecast ID
Load Forecast State
Load Identifier (e.g., name)
Load Location (e.g., node, zone, etc.)
Load Profile MW
Start date/time
Stop date/time

19. Operations Data Exchange
Modify Load Forecast
Change/add/delete subset of load forecast data
Set Outage State
Acknowledge Acceptance or Denial of load forecast
View Operations Data
Generic query for operations data

20. Auction Transmission Market
Post TR Auction Announcement
Free-form Data
Network Model information
Assumptions regarding system conditions:
Total load forecasts
Major facility outages
Contingent elements
Transfer Capability eligible for auction
Auction rules

21. Auction Transmission Market
Post TR Auction Announcement
XML Data
Auction ID
Auction State (e.g., Pending, Open, Closed)
Activation date/time
Deactivation date/time
Auction Name
Auction Round
Auction Timing
Open/Close
Clearing
Auctioned Rights
Products (e.g., on-peak obligation, etc.)
Start/Stop

22. Auction Transmission Market
Submit TR Auction Offer/Bid
Offer/Bid ID
Offer/Bid State (e.g., Accepted, Cleared)
Customer Identifier (Seller/Buyer)
Auction ID
Auction Rights (e.g. on-peak option)
Quantity Offer/Bid, MWs
Price
Receipt Point (Injection); for point-to-point products
Delivery Point (Withdrawal); for point-to-point products
Transmission Resource (i.e., Flowgate) for path type products
Exchange TR Auction Bid/Offer ID

23. Auction Transmission Market
Modify TR Auction Offer/Bid
Change/add/delete subset of offer/bid data
Set TR Auction Offer/Bid State
Acknowledge Market Clearing Results
Auction Offer/Bid ID
Auction Offer/Bid State (e.g., Cleared)
Auction Clearing Price
Auction Cleared Rights MWs

24. Auction Transmission Market
View Transmission Rights
Generic query for transmission rights information
Customer Identifier (Owner)
Type of rights held (Product) (e.g. annual point-to-point CRR obligation, monthly flowgate CRR option)
Purchase Price (if applicable)
Rights Profile
Quantity (MWs)*
Start time of rights
Stop time of rights
Receipt Point (Injection); for point-to-point products
Delivery Point (Withdrawal); for point-to-point products
Transmission Resource (i.e., Flowgate or Path)
Information tracking how and from where rights acquired:
By Allocation
At auction
From TSP
From secondary market resale
From secondary market transfer

25. Auction Transmission Market
View Transmission Rights
* "Quantity" may be represented by multiple data elements to reflect:
Quantity purchased/sold – used for settlements
Quantity held – reflects current rights less any auction or bilateral secondary market resales/reassignments
Quantity committed – reflects rights currently being used or otherwise not available for resale (i.e., scheduled use in physical rights markets, offered into auction for financial rights markets, pending resale/reassignment, etc.)