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Texas in the Federal System
Chapter 2 Texas in the Federal System
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Copyright © 2016 Cengage Learning. All rights reserved.
LEARNING OBJECTIVES LO 2.1 Differentiate among unitary, confederal, and federal systems of government. LO 2.2 Distinguish among the types of powers in our federal system, and explain dual and cooperative federalism within the context of the evolution of federalism in the United States. LO 2.3 Analyze Texas’s relationship with the federal government and the prominent role the state has played in the national debate over coercive federalism. LO 2.4 Apply what you have learned about Texas in the federal system. Copyright © 2016 Cengage Learning. All rights reserved.
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Copyright © 2016 Cengage Learning. All rights reserved.
what is federalism? Unitary Systems One central government has ultimate authority Regional or local governments are subordinate to central government May be democratic like Japan or Denmark May be undemocratic like China or Saudi Arabia Unitary system A system of government in which constitutional authority rests with a national or central government; any regional or local governments are subordinate to the central government. Copyright © 2016 Cengage Learning. All rights reserved.
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Copyright © 2016 Cengage Learning. All rights reserved.
what is federalism? Confederal Systems Member states or regional governments have all authority Central institutions subordinate to state or regional governments An unstable form of government No real examples of a confederal system exist in the modern world Confederal system A system of government in which member state or regional governments have all authority, and any central government has only the power that state governments choose to delegate to it. Copyright © 2016 Cengage Learning. All rights reserved.
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Copyright © 2016 Cengage Learning. All rights reserved.
what is federalism? Federal Systems Governmental power divided and shared between a national or central government and state or regional governments Helps create balance between local and national concerns May be democratic like U.S., Germany and Mexico May be undemocratic like Pakistan Prior to its short tenure as an independent nation ( ) and current status as a U.S. state (since 1846), Texas belonged to another federal system, the United Mexican States ( ), as the northern half of the state of Coahuila y Texas. Mexico’s shift in 1835 from a federal to unitary system of government under Mexican President Antonio López de Santa Anna sparked a revolt against the Santa Anna dictatorship in Texas, a revolution which culminated in the state’s independence in 1836 Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
Types of Powers in Our Federal System Delegated powers Powers that the constitution gives the national government Expressed, implied, and inherent Delegated powers Those powers that the constitution gives to the national government. These include those enumerated powers found in Article I, Section 8 of the U.S. Constitution as well as a few other powers that have evolved over time. Expressed powers Those powers that are clearly listed in in Article I, Section 8 of the U.S. Constitution. Implied powers Those delegated powers that are assumed to exist in order for the federal government to perform the functions that are expressly delegated. These powers are granted by the necessary and proper clause in Article I, Section 8 of the U.S. Constitution. Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
Types of Powers in Our Federal System (cont.) Reserved Powers Powers reserved to the states Legitimacy of powers comes from the Tenth Amendment Concurrent Powers Shared by national and state governments Reserved powers Those powers that belong to the states. The legitimacy of these powers comes from the Tenth Amendment. Concurrent powers Those powers shared by the national government and the states. Concurrent powers Those powers shared by the national government and the states. Copyright © 2016 Cengage Learning. All rights reserved.
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Examples of Major State and Federal Powers
Table 2.1 Among these examples of national powers, the powers to provide for the common defense and to regulate commerce have, since the 1930s, been interpreted broadly to allow the national government to expand dramatically. Give examples of national government programs that have been justified as a regulation of interstate commerce. Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
Types of Powers in Our Federal System (cont.) Supremacy Clause Federal law must be followed if conflict between state and national governments Tenth Amendment States have any power not delegated by Constitution Limits federal government Tenth Amendment: Section of the U.S. Constitution that reserves powers to the states. It reads as follows: “The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.” Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
Article I, Section 8 Commerce clause Gives Congress the power to regulate commerce Necessary and proper clause Gives Congress implied powers Commerce clause An enumerated power in Article I, Section 8 of the U.S. Constitution that gives Congress the power to regulate commerce. Necessary and proper clause The last clause in Article I, Section 8 of the U.S. Constitution; also known as the elastic clause, which was given a very expansive meaning early in the nation’s history. Copyright © 2016 Cengage Learning. All rights reserved.
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Table 2-2 p33
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THE U.S. CONSTITUTION AND FEDERALISM
McCulloch v. Maryland and the Necessary and Proper Clause Expanded power of the U.S. Congress Gave Congress authority to create a national bank Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
The Early View: Dual Federalism and the Tenth Amendment The national government is one of enumerated powers only. Purposes which national government may constitutionally promote are few. Federal and state government are sovereign within their spheres of influence. The relation of the two centers is one of tension rather than collaboration. The Tenth Amendment was the bulwark for dual federalism. It ensured that states like Texas retained those powers that were not given to the federal government. Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
The Development of Cooperative Federalism Replaced the idea of dual federalism National and State government are mutually complementary parts of a single government Categorical grants: Federal aid to state or local governments for specific purposes, granted under restrictive conditions and often requiring matching funds from the receiving government. Block grants: Federal grants to state or local governments for more general purposes and with fewer restrictions than categorical grants. Devolution: The attempt to enhance the power of state or local governments, especially by replacing relatively restrictive categorical grants in aid with more flexible block grants. Copyright © 2016 Cengage Learning. All rights reserved.
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The U.S. Constitution and Federalism
The Development of Cooperative Federalism cont’d Grant-in-aid Programs Categorical grants Block grants Devolution Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
Civil Rights Versus States’ Rights Civil rights an issue in the southern states Separate-but-equal doctrine (Plessy v. Ferguson) Jim Crow laws Sweatt v. Painter led to the creation of what are now Texas Southern University (TSU) and TSU’s Thurgood Marshall School of Law. Pre-clearance Any administrative or legislative change to the rules governing elections in covered states must be submitted for pre-approval to either the U.S. Department of Justice or the U.S. District Court for the District of Columbia. Copyright © 2016 Cengage Learning. All rights reserved.
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THE U.S. CONSTITUTION AND FEDERALISM
Civil Rights Versus States’ Rights cont’d Sweatt v. Painter Brown v. Board of Education Voting Rights Act Pre-clearance Copyright © 2016 Cengage Learning. All rights reserved.
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texas and the federal system
Coercive Federalism and Texas Coercive federalism: national government directs states on policies it must take Governor Rick Perry and Affordable Care Act, environmental policy regulations Coercive federalism A relationship between the national government and states in which the former directs the states on policies they must undertake. Why would conservative Texans object so strongly to federal policies? Copyright © 2016 Cengage Learning. All rights reserved.
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Copyright © 2016 Cengage Learning. All rights reserved.
Coercive Federalism? Former Governor Rick Perry meets President Barack Obama at an airport in August 2010 to present him with a list of grievances against the federal government. Source: AFP PHOTO/Jim Watson Why would conservative Texans object to federal policies so strenuously? Copyright © 2016 Cengage Learning. All rights reserved.
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texas and the federal system
Federal Grants-in-Aid in Texas Federal grants are second largest source of revenue for Texas Grant revenue growing: Texas has expanding population Large low-income population Rise in number of seniors Is growing reliance on grant revenue positive or negative? Copyright © 2016 Cengage Learning. All rights reserved.
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Texas Revenue by Source for 2014–15 Biennium
Table 2.3 This table shows the sources of all types of Texas state revenues. Note that federal funds account for almost as large a share of those revenues as all state taxes combined. Source: Comptroller of Public Accounts Certification Revenue Estimate. December How might a reduction in the overall level of federal government spending and consequent drop in the amount of income received by Texas from the federal government affect the provision of government-provided services and state and local taxes in Texas? Copyright © 2016 Cengage Learning. All rights reserved.
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Percentage of Texas revenue coming from Federal Government(1978–2013)
Figure 2.1 This figure shows that Texas, like most states, has become increasingly reliant on federal funding to finance state programs in the areas of education, health, and transportation. Is Texas’s growing reliance over the past four decades on federal funds to support state government operations a positive or negative development for the state? Copyright © 2016 Cengage Learning. All rights reserved.
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Anxious about the growth of national government power,
some Texas tea party protesters have been sympathetic to secessionist rhetoric. p38
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texas and the federal system
Unfunded Mandates Obligations imposed on states by the federal government with little or no funding to help support the program Mandates imposed by the state of Texas on lower levels of government Hazelwood Legacy Act The 2009 Hazelwood Legacy Act allowed veterans to transfer their credit hours to their dependent children (under the age of 26), which substantially increased the number of students benefiting from this measure. In 2009 prior to the expansion the cost to schools as a result of the Hazelwood Act was $24.6 million, a cost that increased more than four-fold following in 2012 ($110.8 million). Copyright © 2016 Cengage Learning. All rights reserved.
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texas and the federal system
The Affordable Care Act: A Challenging Case in Federalism Requires individuals to purchase health insurance, requires states to expand Medicaid coverage Opposed by Texas Attorney General Regulating commerce or infringing on state’s rights? In June of 2012, in the case of the National Federation of Independent Business v. Sebelius, the U.S. Supreme Court, led by Chief Justice John Roberts, rejected the federal government’s claim that the commerce clause allowed congress to create the individual mandate. But, Roberts argued, the “penalty,” which the law required be paid to the Internal Revenue Service (IRS), is in actuality a “tax,” which congress has the power to levy. As a result, the most controversial aspect of the law—the individual mandate—was deemed constitutional. Copyright © 2016 Cengage Learning. All rights reserved.
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texas and the federal system
The Affordable Care Act: A Challenging Case in Federalism (cont.) Texas has opted out of Medicaid expansion Coverage gap results Texas accounts for 32% of unfunded potential Medicaid beneficiaries Who pays for the uninsured who seek emergency health care in Texas? Copyright © 2016 Cengage Learning. All rights reserved.
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The Status of State Medicaid Expansion Under the ACA in 2014
How Does Texas Compare? Medicaid Expansion This figure highlights that Texas is among the minority of U.S. states that at the present time have firmly opted to not participate in the ACA linked expansion of Medicaid. Source: Copyright © 2016 Cengage Learning. All rights reserved.
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texas and the federal system
Texas and the U.S. Abortion Debate: From Roe to Wendy Davis Roe v. Wade (1973) based on constitutional right to privacy 2013 abortion restriction legislation (HB 2) State Senator Wendy Davis’ filibuster But, passed by special legislative session Goal: health care or restrictions? Copyright © 2016 Cengage Learning. All rights reserved.
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texas and the federal system
States as Laboratories: Marijuana Legalization Medical marijuana sales legalized in some states (not Texas) Will impact economic, legal and social consequences of marijuana legalization in other states But, many supporters of legalization were heartened by Governor Rick Perry’s statements during 2014 in support of the decriminalization of marijuana use. Copyright © 2016 Cengage Learning. All rights reserved.
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texas and the federal system
Federalism and Casino Gambling States sharing borders have different laws regarding gambling Texas maintains ban on casino gambling Moral opposition; concerns about social problems Needs constitutional amendment to pass Texas at present has only one small Tribal Class II gaming facility operated by the Kickapoo in Eagle Pass on tribal land under the authority of the federal Indian Gaming Regulatory Act. Would Texas benefit from legalized gambling? Copyright © 2016 Cengage Learning. All rights reserved.
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Casinos Proximate to the Texas Border in Neighboring States: 2012
Figure 2.2 The map highlights the large number of Louisiana and Oklahoma casinos clustered on border with Texas along major interstate highways. These locations allow the casinos to attract gamblers from major population centers in Texas. Source: Let Texans Decide, Should gambling legislation be identical across the entire country or should individual states be allowed to determine the extent to which gambling takes place within their borders? Copyright © 2016 Cengage Learning. All rights reserved.
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Click picture to view video
Immigrant Death toll Click picture to view video Copyright © 2016 Cengage Learning. All rights reserved.
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video discussion questions
Has Texas served as a national model for other states in dealing with illegal immigrants? Why or why not? Is national immigration policy an example of coercive federalism? How much autonomy should Texas have in dealing with this problem? Copyright © 2016 Cengage Learning. All rights reserved.
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