1. Capacity & Technology Needs Assessments for Industry in ASEAN
Dr. Peter Pembleton Project Manager
Project
08/12/2018

2. Programme objectives 3 phases
Phase I: Identify needs—background studies (UNIDO$)
Phase II: Develop programme to submit to donors / donor agencies—preparatory assistance(UNIDO$)
Phase III: Programme implementation—learning-by-doing
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

3. Programme framework Identifying and prioritizing*
07/16/96
Programme framework
Identifying and prioritizing
CDM mitigation options
Implementation of CDM projects
Mobilizing stakeholders’ participation
Identifying and prioritizing
CDM capacity needs
Creation of ‘national support programs’
Always
I - III
III - IV
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002  *

4. Phase I Asia Background studies
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

5. Team Indonesia: Johansyah Salim, former Indonesia Chamber of Commerce
Malaysia: Ahmad Hj Mohd Sharkan, Petra Perdana Bhd.
Philippines: Alice Herrera, DOST/ITDI
Thailand: Sitanon Jesdapipat, Chulalongkorn University
Vietnam: Nguyen Duc Minh, Research Centre for Energy and Environment
Financing: Dr. Josef Janssen, St. Gallen University & Alan Dale Gonzales, AIT/COGEN
CTA: Dr. Pim Kieskamp, Asian Development Bank
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

6. Country assignments
Review CC/CDM past & ongoing activities & determine extent of industrial involvement / benefit from assistance + find out what past & ongoing industrial activities relevant to CC/CDM as basis for preliminary study on
foundations for determining SD criteria
constraints to CDM adoption—capacity needs
appropriate stakeholders & gaps
industrial CDM opportunities—technology needs (energy intensive industry)
!Results are not national statements!
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

7. Approach taken Country-driven
Bottom-up, multi-stakeholder, learning-by-doing process
Public-private partnerships
Mobilizing private sector & local capacity
‘Integrated’ approach based upon long-standing UNIDO experience
industrial development, technology, investment promotion & capacity building
Supports sustainable industrial development
Matches most elements of UNFCCC ‘frameworks’ on technology transfer & capacity building
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

8. Main conclusions
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

9. CDM project areas Indonesia Malaysia Philippines Thailand Vietnam
Pulp & paper
Tapioca/starch/palm oil
Malaysia
Motor vehicles
Cross-cutting technologies
Philippines
Cement
Iron & steel
Thailand
Power production
Vietnam
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

10. Indonesia
Large coal deposits but natural gas pricing (in US$) is a handicap to fuel switching
Waste management can be an energy efficiency measure in several industries
Lack of information flow on CDM
National CDM-related processes must move forward
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

11. Malaysia Large-scale information & awareness campaign required
Policy framework needed
Institutional structures/facilities should be established
Capacity for project development lacking
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

12. Philippines
Past activities insufficient for wider public beyond UNFCCC FPs
Industrial sector still “in the dark” & therefore reluctant to embark on CDM
Recommends series of awareness-raising seminars & workshops
Financial constraints are a major barrier to implementation of energy efficiency measures
CDM may help tip the scales
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

13. Thailand Critical need to strengthen CC authorities
Laws & regulations need revision
3 groups of country barriers
Financial, market/policy & capacity
Several ‘CC/CDM’ barriers
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

14. Vietnam Industry will soon become biggest emitter of GHGs
Many barriers need to be removed
Laws & regulations need revising
Institutional structure should be changed
Integrated programme should be developed
Assistance in urgently needed
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

15. Next-step outputs Barrier removal strategies
‘Integrated’ capacity building programme
Regional & national components
Participation of relevant (sub-) regional bodies
‘Invite’ other countries
Portfolios of potential industrial CDM projects
Public-private partnerships
Network & knowledge base
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

16. Financing studies industrial projects under the CDM
Large scale
General options (short-, medium- & long- term instruments)
FDI & ODA
Project finance (off balance sheet)
Enhancing bankability through CDM
Guidelines
Financing initiatives & carbon funds
Capacity building needs
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

17. Financing studies industrial projects under the CDM
Small scale
Regulatory & policy frameworks (RE & EE)
Financing routes & schemes
Barriers, risks & experiences
Options for small scale project financing
Case studies
6.0 MW Rice Husk-Fuelled Power Plant
2.0 MW Landfill Gas Power Generation Plant
Wind Hybrid System
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

18. EGM Industry & the CDM in Asia Bangkok, 10-12 December 2001
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

19. EGM The EGM covered: Country case studies Observer programmes
MRI/Japan; CCT/Thailand; ASEAN Centre for Energy; ADB; UNDP; TAPCG/Philippines; Cogen/AIT; CRL Energy/NZ; WWF
CDM Project Issues
Financing large & small-scale industrial CDM projects
Development of industrial CDM projects
Potential industrial CDM projects from the region
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

20. UNIDO/MRI Forum CDM and Kyoto Protocol: Opportunities for Japan in Asia Tokyo, 25-25 June 2002
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

21. UNIDO/MRI Forum
1st public-private sector dialogue in Japan (policymakers, academia, private sector, finance sector)
20 speakers, 300 participants
Main objectives to:
familiarize Asian industrialists with the CC negotiations, the Kyoto Protocol and CDM
discuss CDM-related opportunities & issues in Asian industry
identify specific opportunities for developing the CDM from an Asian industrial investors’ perspective.
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

22. Discussion highlights
Lots of opportunities in the region
Already private sector transactions
‘Rules of the game’ need finalizing
PPPs needed
Learn-by-doing (include academia & IGOs)
Market issues
efficiency & integrity
price
government policy
degree of regulation
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002 

23. http://www.unido.org/knitt/files/ …
More information
& …
Indonesia: BIBL/RASI_17-51_report.pdf
Malaysia: BIBL/ RASI_17-52_report.pdf
Philippines: BIBL/ RASI_17-53_report.pdf
Thailand: BIBL/ RASI_17-54_report.pdf
Vietnam: BIBL/ RASI_17-55_report.pdf
Financing: BIBL/ RASI_11-53_report.pdf & BIBL/ RASI_UNDP-report.pdf
Bangkok meeting: MEET/RAS-MTG2_report.pdf
Tokyo meeting: MEET/UNIDO_MRI5.pdf (full report)
COP8 side event: Climate Change Issues and CDM opportunities in Asia, 31st October 2002