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A Retrospective Case-Control Study From A Level I Trauma Center
Risk Factors For Ventilator-Associated Pneumonia In The Adult Trauma Patient: A Retrospective Case-Control Study From A Level I Trauma Center Summer Chapman DMPNA Candidate
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Research Committee Dr. Alberto Coustasse, DrPH, MD, MBA, MPH
Committee Chair, College of Business, Marshall University Dr. Cassy Taylor, CRNA, DMP CAMC School of Nurse Anesthesia Dr. Donna Slayton, MD CAMC Hospital Anesthesiologist
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Introduction Ventilator-Associated Pneumonia (VAP) is defined as a hospital-acquired pneumonia occurring at the time of or within 48 hours of an intubation with no minimum time of mechanical ventilation required VAP has been linked to increased: ventilator days, ICU length of stay, hospital stay, and medical costs VAP has been associated with increased morbidity and mortality in trauma patients Nearly every study conducted about VAP has reported: increased ventilator time, ICU LOS, Hospital LOS, and medical costs Morbidity/Mortality: Most studies have linked VAP with increased mortality in the trauma patient, a few studies have shown no significant increase in mortality in the patients with VAP NHSN = National Healthcare Safety Network Since 2001, pneumonia has been one of Joint Commission “core measures” CDC established the NHSN for surveillance of healthcare-associated infections with new mandatory reporting guidelines to begin January 2013
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Introduction VAP is one of the most common complications among the adult trauma population Trauma patients show an increased incidence of VAP compared to other mechanically ventilated patients despite they are generally younger with fewer co-existing disease CMS and other third party payers believe VAP is preventable and no longer reimburse for costs associated with VAP 2010, CMS changed reimbursement Based on quality assurance measures Hospitals mandated to report incidence of complications and readmissions of certain quality measures Pneumonia is one of these measures CMS will no longer pay for costs associated with hospital-acquired pneumonias **Preventing VAP would improve patient outcomes and save hospitals considerable financial resources
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Literature Review Previous studies researching VAP have named the following potential risk factors: Duration of Intubation and Mechanical Ventilation Aspiration Injury Severity Score Glasgow Coma Score Supine Position Advanced Age Reintubation Emergent Intubation Low SBP In Emergency Room Prehospital Intubation Aspiration- in 2011 Wahl, Zalewski, & Hemmila reported 59% of early BAL specimens and 47% of late BAL specimens grew aspiration-type organisms Emergent intubation- Several studies that have looked at intubation as a risk factor have grouped prehospital and emergency room intubations together as “emergent intubations” and found it a significant risk factor Prehospital intubation- a few studies have found association between prehospital intubation and VAP, except… 2010, (Evans, Zonies, Warner, et al): retrospectively evaluated for an association between the timing of intubation and VAP. 572 patients included 412 intubated prehospital with well-established RSI protocol 101 developed VAP 70 of the 101 were intubated prehospital but no association made between prehospital intubation and VAP This is the only study that conflicts with an association between prehospital intubation and VAP
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Statement of Problem VAP continues to be the most common complication reported in adult trauma patients Further research is needed to discover what makes specific trauma patients more at risk No research exists comparing prehospital intubation of the trauma patient to intubation by anesthesia personnel within the trauma center Ventilator-associated pneumonia (VAP) is a common complication in the adult trauma population causing increasing ventilator days, increasing length of intensive care unit (ICU) days, and increased hospital costs. Further research in the area needs to focus on this population to discover what makes this population more at risk for developing VAP to help develop a plan of care to prevent VAP from occurring to improve patient outcomes Little advancement has been made to prevent VAP in the trauma patient Not all EMS providers are trained in RSI therefore there are no standardized RSI protocols in place in the prehospital setting to prevent aspiration of stomach contents at the time of tracheal intubation
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Research Purpose To evaluate for an associated link between prehospital intubation and the development of VAP Determine other risk factors that make specific trauma patients at higher risk for developing VAP. The purpose of this research was primarily …..
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Methodology RESEARCH HYPOTHESIS: The adult trauma patient who is intubated in the prehospital setting has a higher risk of developing VAP than those intubated by anesthesia personnel after arrival to the trauma center.
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Methodology RESEARCH DESIGN Retrospective Case-control
RESEARCH SETTING: CAMC General Hospital Level I trauma center non-profit, academic medical center
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Methodology INCLUSION CRITERIA Priority 1 or 2 trauma
Adult age years old Required endotracheal intubation with a minimum of 24 hours with mechanical ventilation EXCLUSION CRITERIA Age less than 18 or greater than 64 years Transferred from another facility Incomplete data records Death or documented brain death within 48 hours of admission Patients suffering burns, asphyxiation, or drowning
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Methodology SAMPLE DESCRIPTION
A convenience sample of 494 patients from the CAMC trauma registry divided into 2 groups: VAP group; n = 247,(cases) No-VAP group; n = 247, (controls) Admitted to CAMC General between January 1, and May 1, 2012
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Patient Selection 894 patients from trauma registry
255 diagnosed with pneumonia 4 excluded- pneumonia prior to intubation 2 excluded- ventilation time < 24 hours 1 excluded- documented symptoms in community 1 excluded- outlier with 98 days ventilation VAP group (n= 247) 639 patients remained 258 patients excluded for ventilation time < 24 hours 30 patients excluded for positive cultures without diagnosis 2 excluded for documented brain death 2 excluded for incomplete records NO-VAP group 347 patients remained computer randomization Patient Selection *ALL patients fitting inclusion criteria with a ICD-9 codes: (VAP); 486 (pneumonia- organism unspecified); (bacterial pneumonia) were extracted for VAP group. EMR confirmed timing of pneumonia to be associated with time on the ventilator *Patients for the control group were randomly selected using computer randomization after ensuring fit with inclusion criteria
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Methodology DEPENDENT VARIABLE: INDEPENDENT VARIABLES:
Ventilator-Associated Pneumonia INDEPENDENT VARIABLES: Age Gender Body Mass Index (BMI) Injury Severity Score (ISS) Glasgow Coma Score (GCS) Location of first endotracheal intubation (prehospital, Emergency Department (ED), ICU/floor, Operating Room (OR) Lowest recorded Systolic Blood Pressure (SBP) in the ED Number of days on the ventilator ICU length of stay Hospital length of stay Mechanism of Injury Injury Type (Blunt or penetrating)
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Statistical Analysis Binary regression (forward conditional method)
Independent t-test Pearson Chi-squared analysis Pearson Correlations (p < .01 was significant) Linear regression (Enter method) A p-value < .05 was statistically significant The hypothesis was evaluated utilizing logistic regression with VAP as dependent variable and the main independent variable as location of first intubation T-test evaluated for statistical differences between the groups for: age, BMI, lowest recorded SBP in ED, hospital LOS, ICU LOS, ventilator days, GCS, ISS Pearson’s Chi-square analysis evaluated for statistical differences between the groups for: gender, location of first intubation, mechanism of injury, and injury type Correlations tested for associations between VAP, ventilator time, ICU LOS, and hospital LOS, and intubation location Linear regression tested for factors associated with increased length of ICU stay and hospital LOS
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Patient Characteristics
Variable Study Groups Statistical Values VAP N = 247 Mean ± Standard Deviation No-VAP p-value (2-tailed t-test) Age 40.6 ± 13.8 39.5 ± 13.3 .406 ISS 28.5 ± 10.9 20.5 ± 10.8 .001* GCS 7.3 ± 5.2 9.2 ± 5.3 001* Vent (Days) 12.7 ± 8.9 2.9 ± 2.3 ICU stay (days) 13.7 ± 7.1 4.5 ± 3.2 Hospital 23.9 ± 12.3 10.7 ± 8.1 BMI 28.2 ± 6.1 28.9 ± 6.8 .231 SBP 110.9 ± 27.6 ± 24.4 .032* Gender: n(%) Male Female N= 184 (74.5) N= 63 (25.5) N= 188 (76.1) N = 59 (23.9) NS Injury type: n(%) Blunt Penetrating N = 232 (93.9) N = 15 (6.1) N = 211 (85.4) N = 36 (14.6) .002** Location of first intubation: n(%) Prehospital ED ICU/floor OR N = 108 (43.7) N = 80 (32.4) N = 36 (16.2) N = 19 (7.7) N = 70 (28.3) N = 136 (55.1) N = 20 (8.1) N = 21 (8.5) .001** In this sample, Variables that showed statistically significant differences between the two study groups using t-test were… Chi-squared analysis showed… No difference for GENDER Injury type: chi-squared analysis showed significance for penetrating trauma in the No-VAP group
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Comparison of Prehospital Intubation to Intubation after Arrival to Trauma Center in Adult Trauma Patients Study Groups Total No-VAP VAP Prehospital Intubation no Count 177 139 316 Std. Residual 1.5 -1.5 yes 70 108 178 -2.0 2.0 247 494 Pearson Chi-Squared: .001* Odds Ratio for prehospital intubation (no/yes):
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Comparison of Intubation Location between VAP and Control Groups
Study Groups Total No -VAP VAP Location of first intubation prehospital Count 70 108 178 Std. Residual -2.0 2.0 ED 136 80 216 2.7 -2.7 ICU/floor 20 40 60 -1.8 1.8 OR 21 19 .2 -.2 247 494 Pearson Chi-Squared: *
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Binary Regression Analysis for VAP
S.E. Wald df Sig. Exp(B) AGE -.005 .011 .268 1 .605 .995 GENDER .098 .319 .094 .759 1.103 Injury Severity Score .003 .013 .040 .842 1.003 Glasgow Coma Score -.053 .039 1.807 .179 .949 INJURY type -.570 .554 1.059 .303 .566 Mechanism of injury -.029 .047 .396 .529 .971 BMI -.038 .021 3.104 .078 .963 SBP .006 .005 1.330 .249 1.006 Ventilator DAYS .210 .059 12.849 .001* 1.234 ICU LOS .185 .057 10.574 1.203 Hospital LOS .027 .019 1.983 .159 1.027 Emergent intubation .212 .721 .087 .768 1.237 Intubation LOCATION .219 1.502 .220 1.307 Constant -2.623 1.297 4.089 .043 .073
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Representation of Ventilator Time by Study Group
Almost linear association between VAP and length of time on the ventilator. It should be noted that only 6 patients in the NO-VAP group required ventilation > 10 days and 156 patients in VAP group required intubation > 10 days. ALL patients who were intubated > 14 days acquired pneumonia
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Correlations between VAP, Intubation Location, Ventilator Time, ICU LOS, Hospital LOS
ICU/floor Intubation .124 (.006)* .038 (.403) .118 (.009)* .098 (.029) OR -.015 (.742) -.031 (.767) -.013 .057 (.203) ER -.229 (.001)** -.132 -.196 -.136 (.002)** Prehospital .160 (.001)* .128 .130 (.004)* .041 (.363) Ventilator time .592 --- .846 .722 .640 ___ Expressed as: Pearson correlation coefficient (p value) P value < .01 significant *Indicates statistical significance for positive correlation ** indicates statistical significance of negative correlation
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Logistic Regression after Correcting for Ventilator Time, ICU LOS, Hospital LOS
B S.E. Wald df Sig. Exp(B) Step 1 ISS .063 .009 48.513 1 .001 1.065 Constant -1.539 .239 41.373 .215 Step 2 .060 43.491 .001* 1.062 Prehospital vs anesthesia intubation .495 .201 6.044 .014* 1.641 -1.649 .246 44.868 .192 * Indicates statistical significance Other variables entered but not significant: age, gender, GCS, Injury type, BMI
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Regression Analysis for Intubations Performed Inside the Trauma Center by Anesthesia Personnel on the Adult Trauma Patient B S.E. Wald df Sig. Exp(B) Step 1a ICUfloor 1.154 .302 14.566 1 .001* 3.172 Constant -.461 .128 12.910 .000 .631 *Indicates statistical significance Other variables entered but not significant: ED intubation, OR intubations Prehospital intubation patients excluded 316 patients analyzed
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Linear Regression for ICU LOS in Adult Trauma Patients
Model Unstandardized Coefficients Standardized Coefficients t Sig. B Std. Error Beta (Constant) 2.316 1.450 1.597 .111 OR intubation .596 .661 .023 .901 .368 prehospital intubation .630 .477 .042 1.319 .188 ICU floor intubation 1.710 .603 .078 2.835 .005* AGE .013 .024 .997 .319 GENDER -.215 .380 -.013 -.566 .572 ISS .032 .016 .051 1.994 .047* GCS .015 .050 .011 .294 .769 Injury type -.730 .557 -.031 -1.311 .191 BMI .026 .020 .879 pneumonia 2.710 .414 6.540 .001* lowest SBP -.016 .007 -.059 -2.445 .015* Ventilator DAYS .616 .696 24.006 Entered but excluded: ED intubation
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Linear Regression for Hospital LOS in Adult Trauma Patients
Model Unstandardized Coefficients Standardized Coefficients t Sig. B Std. Error Beta (Constant) -2.041 3.096 -.659 .510 AGE .041 .027 .046 1.537 .125 GENDER -.713 .810 -.025 -.880 .379 ISS .100 .034 .095 2.971 .003* GCS .121 .106 .053 1.141 .254 Injury type 1.291 1.188 .032 1.087 .278 Ventilator DAYS .386 .081 .257 4.767 .001* ICU Length of Stay (days) .816 .097 .480 8.404 BMI .026 .055 .014 .472 .637 pneumonia 1.948 .921 .080 2.116 .035* lowest SBP .020 .043 1.418 .157 ICU floor intubation -.312 1.295 -.008 -.241 prehospital intubation -.887 1.018 -.035 -.871 .384 OR intubation 2.101 1.409 .047 1.492 .136 Entered but excluded: ED intubation
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Discussion Initial logistic regression failed to support the hypothesis, but subsequent regressions did once ventilator time, ICU LOS, and hospital LOS were removed from the equation due to high correlations Prehospital intubation was associated with a 1.6 times greater risk of developing VAP Trauma patients intubated in ED were more likely NOT to develop VAP This finding are consistent with similar studies FIRST Restate hypothesis – “Adult Trauma Patients undergoing endotracheal intubation in the prehospital setting will be at higher risk of VAP than those intubated by anesthesia personnel after arrival to trauma center” Bochicchio et al 2003 reported prehospital intubation provided a 1.5 times increased risk for VAP Eckert et al in 2004 noted prehospital intubation as a risk factor but not ED intubations No previous research has looked at an association between ICU/floor intubations and VAP
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Discussion Other risk factors identified:
Higher ISS was associated with increased risk of VAP These findings are consistent with findings in published research Patients in the VAP group had statistically lower GCS, but it did not show significance in regression as in other research Patients in VAP group had statistically lower SBP in ED but this difference was not clinically significant (110 vs 115)
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Discussion Patients requiring emergent intubation in ICU or medical floor were 3.17 times more likely to develop VAP than others intubated by anesthesia No previous research has looked at all intubation locations within the trauma center In the current study, the VAP group presented with a maximum ISS score of 59 and 82% of that group presented with an ISS greater than 17 with 24.5% being greater than or equal to 35. The No-VAP group included a maximum ISS of 55 with 55.1% presenting with an ISS greater than or equal to 17 with only 8.5% above 35. However, as previously noted, the gold standard for the designation of a major trauma is an ISS greater than 15. The mean ISS of both the groups in this study was greater than 20, indicating both groups suffered similar numbers of major traumatic events so this variable alone does not explain the increased rate of VAP in the trauma patient. ED intubation - ____ et al also reported that prehospital intubation but not ED intubation was associated with increased risk of VAP
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Discussion Increased ICU length of stay in the intubated trauma patient was associated with: Presence of pneumonia Ventilator days ISS ICU/floor intubation ISS, pneumonia, and ventilator time has been associated with increased ICU stay in numerous published studies ICU/floor intubations have not been specifically researched before now
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Discussion Increased Hospital length of stay in the intubated trauma patient was associated with: Higher ISS Ventilator days Pneumonia ICU length of stay These findings supports previous published research
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Discussion Other possible explanation of results:
Trauma patients who require prehospital intubation are often more severely injured with lower GCS, possibly leading to longer ventilator time and ICU LOS simply because of injury Trauma patients with lower GCS (head injury) are prone to vomiting and may aspirate prior to arrival of EMS personnel Anesthesia personnel routinely use RSI technique for intubation of trauma patients, EMS personnel vary in training so RSI is not standardized among all EMS providers The means of both groups was greater than 20 (gold standard to define major trauma) so both groups were severely injury therefor this can not me the only explanaition. In the VAP group, 132 patients had a GCS of three representing 53.4% of this group. The no-VAP group included 91 patients with a GCS of three, representing 36.8% of that group. However, when comparing only those intubated in the prehospital setting, the mean GCS was 3.1 with no difference between the ones that acquired VAP and those who did not.
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Discussion Study limitations Retrospective study
Potential for bias Findings are based on correlations and associations and can not indicate causality Lack of standardization of VAP diagnosis criteria Sample may include more VAP cases than other studies due to lack of diagnostic criteria Some cases of VAP may not have been included
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Discussion Study limitations
Only first intubation location is represented Did not address multiple intubations Use of antimicrobial therapy was not addressed Some may have received antibiotics for surgical prophylaxis, open wounds, other infections
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Contribution to the Field
No other research exists comparing anesthesia intubations with prehospital intubations No other research exists that differentiate the varying locations of intubation within the trauma center (ICU/medical floor, OR) First study to show a relationship between emergent intubations by anesthesia personnel in the ICU or on the medical floor and VAP
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Implications/Recommendations
All EMS providers and anesthesia personnel should be aware of the potential risk of developing VAP with strict vigilance to prevent aspiration and tracheal contamination during intubation. Establishment of a standardized method for diagnosis and appropriate treatment of VAP or suspected VAP at CAMC Prospective studies for risk factors in trauma patients at CAMC after diagnostic criteria established prevention protocols should include education to staff, nursing care, diagnostic parameters, treatment, weaning, quality assurance and feedback
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Implications/Recommendations
Initiation of active pneumonia prevention protocols on all trauma patients requiring mechanical ventilation should be employed Follow-up prospective studies after the implementation of prevention protocol should be warranted Further evaluation of ICU/floor intubations performed by anesthesia personnel, assessing for contributing factors for the increased risk prevention protocols should include education to staff, nursing care, diagnostic parameters, treatment, weaning, quality assurance and feedback
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Implications/Recommendations
Standardization of RSI protocol across all EMS personnel who respond to trauma calls that have the ability to provide advanced airway management may be warranted A prospective, randomized clinical trial of prehospital RSI protocols may provide definitive data in preventing VAP The current setting design did not employ standardized RSI protocols throughout the prehospital setting. The findings of this study support other research where RSI protocol has not been well-established and adds to the understanding of the potential role of prehospital care in the trauma patients’ eventual outcomes.
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Conclusion The goal of this study was to evaluate for an associated link between the location of intubation and the development of ventilator-associated pneumonia. The high correlation between prehospital intubation and ventilator-associated pneumonia demonstrated in this study suggests that prehospital care may influence subsequent development of VAP. All emergency care providers and anesthesia personnel should be aware of the potential risks involved at the time of intubation and practice extreme vigilance to prevent aspiration or contamination of the airway.
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QUESTIONS??
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