1. Patent Trial and Appeal Board Statistics
2/29/2016

2. 4625 Total AIA Petitions* 4181 423 Narrative: 90% 9% 21 1%
Cumulative from 09/16/2012
4181
90%
423 9%
Narrative:
This pie chart shows the total number of cumulative AIA
petitions filed to date broken out by trial type (i.e., IPR, CBM, and PGR). 21 1%
*Data current as of: 2/29/2016
Total IPR Petitions Total CBM Petitions Total PGR Petitions

3. Number of AIA Petitions Filed by Fiscal Year by Type
IPR CBM PGR
1737
Narrative:
This bar graph depicts the
number of AIA petitions filed each fiscal year, with each bar showing the filings for that fiscal year by trial type (i.e., IPR, CBM, and PGR).
*Data current as of: 2/29/2016
1310
603
177
149
2 11 8 41
FY 2014 FY 2015 FY 2016*

4. Number of PGR Petitions F3iled b3y Month*
Number of IPR Petitions Filed by Month*
Number of CBM Petitions Filed by Month*
300 50 45
184
159
164
182 40
200
143131
165
106
35 26
120 96
116 25 20 15 10 5 19 14 76 12 10 13 13
100 54 6 7
9 9
11 10 12 6
5 5 3
Number of PGR Petitions F3iled b3y Month* 3 2 1
Number of TOTAL Petitions Filed by Month*
240
200
193
176
180
157150
142
145146
150
160
120 80 40
126
123
117 98 99 66
Narrative:
These line graphs display the number of IPR, CBM, and PGR petitions filed each month and the
total number of all petitions filed each month from the effective date of the AIA trial provisions.
*Data current as of: 2/29/2016

5. (Technology Breakdown) (Technology Breakdown)
652 Total AIA Petitions in FY 16* (Technology Breakdown)
1897 Total AIA Petitions in FY 15*
(Technology Breakdown)
443
23% 90 5%
167 9%
171
26% 40 6%
Narrative:
This pie chart shows the
total number of AIA petitions filed in the current fiscal year to date as well as the number and percentage of these petitions broken down by technology. 4 0%
1,193
63% 87
14%
1489 Total AIA Petitions in FY 14*
(Technology Breakdown) 2 0%
352
54%
318
21%
114 8% 92 6%
Electrical/Computer - TCs 2100, 2400, 2600, 2800
Mechanical/Business Method - TCs 3600, 3700 Chemical - TC 1700
Bio/Pharma - TC 1600
Design - TC 2900
962
65% 3 0%
*Data current as of: 2/29/2016

6. IPR - Number of Patent Owner Preliminary Responses by Fiscal Year
CBM - Number of Patent Owner Preliminary Responses by Fiscal Year 12 18
223
202
829
103
1,326
154
116
3 8
565
FY 2014
FY 2015 FY 2016*
Waived/Not Filed
FY 2014
FY 2015 FY 2016*
Waived/Not Filed
Filed
Filed
PGR - Number of Patent Owner Preliminary Responses by Fiscal Year
Narrative:
These three sets of bar graphs show the number of
patent owner preliminary responses filed and waived/not filed each fiscal year in IPR, CBM, and PGR proceedings. 1 6 5
*Data current as of: 2/29/2016
FY 2014
Filed
FY 2015 FY 2016*
Waived/Not Filed

7. PGR - Number of Decisions On Institution Per Fiscal
IPR - Number of Decisions On Institution Per Fiscal Year by Outcome
CBM - Number of Decisions On Institution Per Fiscal Year by Outcome
116 10 15 1 41
426
801 43
193
198 91
557 30 91 2 19 29
390
FY 2014
FY 2015 FY 2016*
Instituted Joinders Denials
FY 2014
FY 2015
FY 2016*
Instituted
Joinders
Denials
PGR - Number of Decisions On Institution Per Fiscal
Year by Outcome
Narrative:
These three sets of bar graphs show the number of decisions
on institution by fiscal year broken out by trials instituted (including joinders) and trials denied in IPR, CBM, and PGR proceedings. A trial that is instituted in part is counted as an institution in these bar graphs. 7 3 1
*Data current as of: 2/29/2016
FY 2014
FY 2015
FY 2016*
Instituted
Joinders
Denials 7

8. IPR - Settlements CBM - Settlements PGR - Settlements 106 104
275
189 32 21 94 14 79 9 6 6
FY 2014 FY 2015
Settled Before Institution
FY 2016*
FY 2014 FY 2015
Settled Before Institution
FY 2016*
Settled After Institution
Settled After Institution
PGR - Settlements 2
Narrative:
These three sets of bar graphs show settlements in AIA trials broken down by settlements that occurred prior to institution and settlements that occurred after institution in IPR, CBM, and PGR proceedings.
*Data current as of: 2/29/2016
FY2014 FY 2015
Settled Before Institution
FY 2016*
Settled After Institution

9. Disposition of IPR Petitions Completed to Date*
Narrative:
This graph shows a stepping stone visual depicting the outcomes for all IPR petitions filed to-date that have reached a final disposition.
2731
Total Petitions
1372
Trials Not
Instituted
1359
Trials Instituted
540
Terminated Before Institution Decision:
495 Settled
26 Dismissed
19 Request for Adverse Judgement
531
Terminated After Institution Decision:
390 Settled
14 Dismissed
127 Request for Adverse Judgement
828
Trials Completed (Reached Final Written Decision)
832
Petitions Denied
600 Trials
All Instituted Claims
Unpatentable (22% of
Total Petitions, 44%
of Trials Instituted, 73% of Final Written Decisions)
119 Trials
Some Instituted Claims Unpatentable (4% of Total Petitions, 9% of Trials
Instituted, 14% of
Final Written
Decisions)
109 Trials
No Instituted Claims Unpatentable (4% of Total Petitions, 8% of Trials Instituted, 13% of Final Written Decisions)
*Data current as of: 2/29/2016 9

10. Disposition of CBM Petitions Completed to Date*
Narrative:
This graph shows a stepping stone visual depicting the outcomes for all CBM petitions filed to-date that have reached a final disposition.
306
Total Petitions
151
Trials Not
Instituted
155
Trials Instituted 46
Terminated Before Institution Decision:
44 Settled
2 Dismissed
0 Request for Adverse Judgement 63
Terminated After Institution Decision:
47 Settled
4 Dismissed
12 Request for Adverse Judgement 92
Trials Completed (Reached Final Written Decision)
105
Petitions Denied
75 Trials
All Instituted Claims
Unpatentable (25% of
Total Petitions, 48%
of Trials Instituted, 82% of Final Written Decisions)
14 Trials
Some Instituted Claims Unpatentable (5% of Total Petitions, 9% of Trials
Instituted, 15% of
Final Written
Decisions)
3 Trials
No Instituted Claims Unpatentable (1% of Total Petitions, 2% of Trials Instituted, 3% of Final Written Decisions)
*Data current as of: 2/29/2016 10

11. Disposition of PGR Petitions Completed to Date*
Narrative:
This graph shows a stepping stone visual depicting the outcomes for all PGR petitions filed to-date that have reached a final disposition. 3
Total Petitions 3
Trials Not
Instituted
Trials Instituted 2
Terminated Before Institution Decision:
2 Settled
0 Dismissed
0 Request for Adverse Judgement
Terminated After Institution Decision:
0 Settled
0 Dismissed
0 Request for Adverse Judgement
Trials Completed (Reached Final Written Decision) 1
Petitions Denied
0 Trials
All Instituted Claims Unpatentable (0% of Total Petitions, 0% of Trials Instituted, 0% of Final Written Decisions)
0 Trials
Some Instituted Claims Unpatentable (0% of Total Petitions, 0% of Trials Instituted, 0% of Final Written Decisions)
0 Trials
No Instituted Claims Unpatentable (0% of Total Petitions, 0% of Trials Instituted, 0% of Final Written Decisions)
*Data current as of: 2/29/2016 11

12. IPR Petitions Terminated to Date*
Narrative:
This visual contains four cylinders. The first cylinder shows the total number of claims available to be challenged in the IPR petitions filed. The second cylinder shows the number of claims actually challenged and not challenged. The third cylinder shows the number of claims on which trial was instituted and not instituted. The fourth cylinder shows the total number claims found unpatentable in a final written decision, the number of claims canceled or disclaimed by patent owner, the number of claims remaining patentable (not subject to a final written decision), and the number of claims found patentable by the PTAB.
IPR Petitions Terminated to Date*
1828 Claims Found Patentable by PTAB in Final Written
Decision
5479 Claims Remaining Patentable (Not Subject to Final Written Decision)
1957 Claims Cancelled or Disclaimed by Patent Owner
23398 Claims Challenged but Not Instituted
48599 Claims Not Challenged
90201
41602
Note: “Completed” petitions include terminations (before or after a decision on institution) due to settlement, request for adverse judgment, or dismissal; final written decisions; and decisions denying institution.
18204
8940
Total Number of Claims Available to be Challenged within 2731 Petitions
Claims Found Unpatentable by PTAB in Final Written Decision
*Data current as of: 2/29/2016
Claims Challenged
Claims Instituted 12

13. CBM Petitions Terminated to Date*
Narrative:
This visual contains four cylinders. The first cylinder shows the total number of claims available to be challenged in the CBM petitions filed. The second cylinder shows the number of claims actually challenged and not challenged. The third cylinder shows the number of claims on which trial was instituted and not instituted. The fourth cylinder shows the total number claims found unpatentable in a final written decision, the number of claims canceled or disclaimed by patent owner, the number of claims remaining patentable (not subject to a final written decision), and the number of claims found patentable by the PTAB.
CBM Petitions Terminated to Date*
62 Claims Found Patentable by PTAB in Final Written
Decision
926 Claims Remaining Patentable (Not Subject to Final Written Decision)
195 Claims Cancelled or Disclaimed by Patent Owner
3377 Claims Challenged but Not Instituted
4895 Claims Not Challenged
11081
6186
Note: “Completed” petitions include terminations (before or after a decision on institution) due to settlement, request for adverse judgment, or dismissal; final written decisions; and decisions denying institution.
2809
1626
Total Number of Claims Available to be Challenged within 306 Petitions
Claims Found Unpatentable by PTAB in Final Written Decision
*Data current as of: 2/29/2016
Claims
Challenged
Claims Instituted 13

14. THANK YOU