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Basic Risk Assessment Kemshall, H., Mackenzie, G.,

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1 Basic Risk Assessment Kemshall, H., Mackenzie, G.,
Wilkinson, B., (2011) Risk of Harm Guidance and Training Resource CD Rom, De Montfort University

2 Risk Assessment A continuous and dynamic process Fairness and balance
Informing risk management Engaging and involving the offender Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

3 Purpose of OASys Assess likelihood of reoffending.
To identify and classify offending-related needs. To assess risk of serious harm, risk to the individual and other risks. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

4 Purpose of OASys To assist with the management of risk of serious harm. To link the assessment to the sentence plan. To indicate the need for further specialist assessments. To measure change during the offender's sentence. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

5 Structured Professional Judgment
Systematic evidence based actuarial and professional assessments Of the offender and their behaviour in context. Requires the use of knowledge and skills, Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

6 Offending Information
Case ID Offending Information OGRS Attitudes Accommodation Thinking Behaviour ETE Offending behaviour Emotional Well being Finances Alcohol Misuse Relationships Drug Misuse Lifestyle Associates Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

7 Estimating the Likelihood of Further Offending
The Offender Group Reconviction Score OGRS3 - static risk information Two further scores - 60% static and 40% dynamic risk factors: OASys General Predictor Score (OGP) predicts the likelihood of non sexual, non violent offences. OASYs Violence Predictor Score (OVP) predicts the likelihood of violent type offences. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

8 Kemshall, H. , Mackenzie, G. & Wilkinson, B
Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

9 OASys including Risk of Serious Harm Full assessment Risk
Management Plan Supervision and Sentence Planning Review Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

10 The Quality of Assessments
An investigative approach is adopted, actively seeking information. Information is verified wherever possible. Clear distinctions are drawn between fact and opinion. Opinions clearly derive from the evidence. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

11 Analyses Persists Self aware Decision Making Organised Communicates
Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

12 Understanding the Significance of Information
What does the information mean is the reliability of the source does it tell me about the pattern of offending does it tell me about triggers and circumstance? Is there any evidence that risk is escalating? Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

13 The ‘Lens’ Model RISK FACTORS What we know What we know
Historical Personal Environmental What we know about all violent offenders What we know about this offender RISK JUDGEMENTS Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

14 Walking Through the Offence
Thinking Feeling Behaving Means Opportunities Victims Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

15 Kemshall, H. , Mackenzie, G. & Wilkinson, B
Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

16 Readiness to change Costs Benefits Costs Benefits
Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

17 "the same cognitive factors that are likely to influence treatment readiness are also themselves likely to be targets for change in treatment" [Chambers, 2008, p. 282] e.g. Assuming hostility in others a distortion among many violent offenders is also likely to affect their ability to trust and engage with practitioners and any treatment services. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

18 ? Questions Socratic Reasons and evidence Perspectives Consequences
Why Reasons and evidence Perspectives Consequences Attitudes and beliefs What ? When Where Who How Assumptive – use with care. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

19 Denial Behaviour Responsibility Impact Rationalising justifying
Offending no longer a problem Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

20 Denial or Excuses Strategies for the Assessor
Excuses - helping identify risk factors. Be alert for external attributions being made and their likely impact on harmful behaviour. Underlying ways of thinking about the world that affect the offender and not just the offending behaviour Consider with the offender, taking active responsibility for changing the future, rather than simply acknowledging past faults. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

21 Assessing and Planning Using the Good Lives Model
Identify risk factors What are they hoping to achieve through offending? (Primary Goods) Identify pro-social strengths Identify pro-social ways of achieving goods Consider external realties Create plan Adapted from Ward and Maruna 2007 Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

22 Transition to Adult System
When working with younger offenders do you Break up the interview into manageable chunks? Be careful to explain the process clearly and regularly check out their understanding of it? Use a range of methods other than just asking questions to engage the offender in the process? Allow more time to explore their situation and how they understand the world.? Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

23 Consider The extent to which the offender has already caused serious harm - frequency and escalation Diversity of offences and offending behaviour; Triggers and situations associated with harmful behaviour do they still exist? Are opportunities for harmful acts increasing or decreasing? The offenders insight into their offending and the harm that they have caused Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

24 Consider Idiosyncratic or aggravating factors including use of weapons
The offenders attitude to victims, or victim groups Relevant information about victims. The offender's motivation to commit further offences. The offender's motivation and ability to change. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

25 Good Practice Suggestions
Appropriate weight given to OGP, OVP and to OGRs When an assessor judges that a score is an under, or overestimate, the reasons clearly recorded in OASYs. Assessors should seek to include all relevant information in OASys, a range of past and present behaviours, not just the current offence. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

26 Good Practice Suggestions
An OASys should include a clear narrative account of the offence history. Decisions based on a full range of risk factors. Pay closer attention to the situation and context within which offending occurs Include protective factors as well as risks. Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

27 An Offence Protective/ Strengths Individual Situational
e.g. Insight, Motivation pro-social skills e.g. Pro-social influences Employment Offending Reducing An Offence INCREASING LIKELIHOOD Triggers / Acute e.g. increasing substance misuse , collapse of social supports, disengagement , changes in mental health, particular situations Predisposing Supporting Offending Individual Situational e.g. Attitudes , patterns of Thinking and behaviour e.g. offending opportunities Pro-offending peers Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

28 Contingencies – Scenario Planning
A range of possible future scenarios - what has this offender done before? Avoid false assumptions, what might change? (Victim, Location, Other) Scenarios for each of the changes. What might happen, think about the potential for escalation. Discount similar scenarios and the unbelievable. Identify any new triggers or risk factors to be alert to. How would this affect your risk management? Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

29 Likelihood Impact Imminence Balanced Risk Judgements
Over estimating risk Under estimating risk Balanced Risk Judgements Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

30 = + + Offence Offender Victim Circumstances Scott
Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

31 Progressive Dangerousness To create opportunities
Actively seeking To create opportunities Seeking out opportunities Attitudes and beliefs The chance one off Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

32 Victim Blaming Licence
Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

33 Levels of Risk Low Medium
Current evidence does not indicate likelihood of serious harm Medium There are identifiable indicators of risk of serious harm the offender has the potential to cause serious harm but unlikely to do so unless there is a change in circumstances, for example failure to take medication, loss of accommodation, relationship breakdown, drug or alcohol misuse Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

34 Levels of Risk High Very High
There are identifiable indicators of risk of serious harm potential The potential event could happen at any time and the impact would be serious Very High There is an imminent risk of serious harm. The potential event is more likely than not to happen imminently and the impact would be serious Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University

35 4 Tier Framework 1 3 4 2 Control Change Help Punish Increasing
Resource Allocation In Tiers Change Help Punish Increasing complexity sentence and risk Kemshall, H., Mackenzie, G. & Wilkinson, B. (2011) Risk of Harm Guidance and Training Resources CD ROM. De Montfort University


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