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Search and Decoding in Speech Recognition

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1 Search and Decoding in Speech Recognition
Formal Grammars of English

2 Formal Grammars of English
Oldest Grammar written over 2000 years ago by Panini for Sanskrit language. Geoff Pullum noted in a recent talk that “almost everything most educated Americans believe about English grammar is wrong”. 24 February 2019 Veton Këpuska

3 Formal Grammars of English
Syntax: Syntaxis – Old Greek means “setting out together” or “arrangement” – it refers to the way the words are arranged together. Syntactic notions discussed previously: Regular Languages Computation of Probabilities of those representations of Regular Languages. Introduction of sophisticated notions of syntax and grammar that go beyond these simpler notions: Constituency Grammatical relations Subcategorization and dependency. 24 February 2019 Veton Këpuska

4 Constituency Groups of words may behave as a single unit or phrase – called constituent. Example: noun phrase often acting as a unit Single words: She, or Michael Phrases: The house Russian Hill, and A well-weathered three-story structure. Context-free grammars – a formalism that will allow us to model these constituency facts. 24 February 2019 Veton Këpuska

5 Grammatical Relations
Formalization of ideas from traditional grammar such as SUBJECTS and OBJECTS, and other related notions. In the following sentence: She ate a mammoth breakfast. the noun phrase She is the SUBJECT and a mammoth breakfast is the OBJECT Subject Object 24 February 2019 Veton Këpuska

6 Subcategorization and Dependency Relations
Subcategorization and dependency relations refer to certain kinds of relations between words and phrases. For example the verb want can be followed by an infinitive, as in: I want to fly to Detroit, or a noun phrase, as in I want a flight to Detroit. But the verb find cannot be followed by an infinitive *I found to fly to Dallas. These are called facts about the subcategorization of the verb. 24 February 2019 Veton Këpuska

7 Context-Free-Grammars
As we’ll see, none of the syntactic mechanisms that we’ve discussed up until now can easily capture such phenomena. They can be modeled much more naturally by grammars that are based on context-free grammars. Context-free grammars are thus the backbone of many formal models of the syntax of natural language (and, for that matter, of computer languages). As such they are integral to many computational applications including grammar checking, semantic interpretation, dialogue understanding, and machine translation. 24 February 2019 Veton Këpuska

8 Context-Free-Grammars
They are powerful enough to express sophisticated relations among the words in a sentence, yet computationally tractable enough that efficient algorithms exist for parsing sentences with them (as described in Ch. 13 of the text book). Later in Ch. 14 of the text book shows that adding probability to context-free grammars gives us a model of disambiguation, and also helps model certain aspects of human parsing. 24 February 2019 Veton Këpuska

9 Context Free Grammars In addition to an introduction to the grammar formalism, this chapter also provides an brief overview of the grammar of English. We have chosen a domain which has relatively simple sentences, the Air Traffic Information System (ATIS) domain (Hemphill et al., 1990). ATIS systems are an early example of spoken language systems for helping book airline reservations. Users try to book flights by conversing with the system, specifying constraints like I’d like to fly from Atlanta to Denver. The U.S. government funded a number of different research sites to collect data and build ATIS systems in the early 1990s. The sentences we will be modeling in this chapter are drawn from the corpus of user queries to the system. 24 February 2019 Veton Këpuska

10 Constituency Constituency

11 Constituency How do words group together in English?
Consider the noun phrase, a sequence of words surrounding at least one noun. Here are some examples of noun phrases (thanks to Damon Runyon): How do we know that these words group together or “form constituents”? Harry the Horse a high-class spot such as Mindy’s the Broadway coppers the reason he comes into the Hot Box they three parties from Brooklyn 24 February 2019 Veton Këpuska

12 Constituency One piece of evidence is that they can all appear in similar syntactic environments, for example before a verb. three parties from Brooklyn arrive. . . a high-class spot such as Mindy’s attracts. . . the Broadway coppers love. . . they sit But while the whole noun phrase can occur before a verb, this is not true of each of the individual words that make up a noun phrase. 24 February 2019 Veton Këpuska

13 Constituency The following are not grammatical sentences of English (recall that we use an asterisk (*) to mark fragments that are not grammatical English sentences): *from arrive … *as attracts … *the is … *spot is … Thus to correctly describe facts about the ordering of these words in English, we must be able to say things like “Noun Phrases can occur before verbs”. 24 February 2019 Veton Këpuska

14 Constituency Other kinds of evidence for constituency come from what are called preposed or postposed constructions. For example, the prepositional phrase: on September seventeenth can be placed in a number of different locations in the following examples, including preposed at the beginning, and postposed at the end: On September seventeenth, I’d like to fly from Atlanta to Denver I’d like to fly on September seventeenth from Atlanta to Denver I’d like to fly from Atlanta to Denver on September seventeenth 24 February 2019 Veton Këpuska

15 Constituency But again, while the entire phrase can be placed differently, the individual words making up the phrase cannot be: *On September, I’d like to fly seventeenth from Atlanta to Denver *On I’d like to fly September seventeenth from Atlanta to Denver *I’d like to fly on September from Atlanta to Denver seventeenth 24 February 2019 Veton Këpuska

16 Context-Free Grammars

17 Context-Free Grammars
The most commonly used mathematical system for modeling constituent structure in English and other natural languages is the Context-Free Grammar, or CFG. Context free grammars are also called Phrase-Structure Grammars, and the formalism is equivalent to what is also called Backus-Naur Form or BNF. The idea of basing a grammar on constituent structure dates back to the psychologist Wilhelm Wundt (1900), but was not formalized until Chomsky (1956) and, independently, Backus (1959). 24 February 2019 Veton Këpuska

18 Context-Free Grammars
A context-free grammar consists of a set of rules or productions, each of which expresses the ways that symbols of the language can be grouped and ordered together, and a lexicon of words and symbols. For example, the following productions express that a NP (or noun phrase), can be composed of either a ProperNoun or a determiner (Det) followed by a Nominal; a Nominal can be one or more Nouns. NP Det Nominal ProperNoun Nominal Noun | Nominal Noun 24 February 2019 Veton Këpuska

19 Context-Free Grammars
Context-free rules can be hierarchically embedded, so we can combine the previous rules with others like the following which express facts about the lexicon: The symbols that are used in a CFG are divided into two classes. The symbols that correspond to words in the language (“the”, “nightclub”) are called terminal symbols; the lexicon contains the list of terminal symbols. The symbols that express clusters or generalizations of these are called non-terminals. Det a the Noun flight 24 February 2019 Veton Këpuska

20 Context-Free Grammars
In each context free rule: the item to the right of the arrow (→) is an ordered list of one or more terminals and non-terminals, while to the left of the arrow is a single non-terminal symbol expressing some cluster or generalization. Notice that in the lexicon, the non-terminal associated with each word is its lexical category, or part-of-speech, which is defined in Ch. 5 of the text book. 24 February 2019 Veton Këpuska

21 Context Free Grammar A CFG can be thought of in two ways:
as a device for generating sentences, and as a device for assigning a structure to a given sentence. We saw this same dualism in our discussion of finite-state transducers in Ch. 3. As a generator, we can read the → arrow as “rewrite the symbol on the left with the string of symbols on the right”. 24 February 2019 Veton Këpuska

22 Context-Free Grammars
We say the string a flight can be derived from the non-terminal NP. Thus a CFG can be used to generate a set of strings. This sequence of rule expansions is called a derivation of the string of words. It is common to represent a derivation by a parse tree (commonly shown “inverted” with the root at the top). Fig shows the tree representation of this derivation. NP Det Nominal a Noun flight 24 February 2019 Veton Këpuska

23 Parse-Tree In the parse tree shown in previous slide we say that the node NP immediately dominates the node Det and the node Nom. We say that the node NP dominates all the nodes in the tree (Det, Nom, Noun, a, flight). The formal language defined by a CFG is the set of strings that are derivable from the designated start symbol. Each grammar must have one designated start symbol which is often called S. Since context-free grammars are often used to define sentences, S is usually interpreted as the “sentence” node, and the set of strings that are derivable from S is the set of sentences in some simplified version of English. 24 February 2019 Veton Këpuska

24 Production Rules Let’s add to our list of rules a few higher-level rules that expand S, and a couple of others. One will express the fact that a sentence can consist of a noun phrase followed by a verb phrase: S → NP VP I prefer a morning flight A verb phrase in English consists of a verb followed by assorted other things; for example, one kind of verb phrase consists of a verb followed by a noun phrase (NP): VP → Verb NP prefer a morning flight 24 February 2019 Veton Këpuska

25 Context-Free Grammars
Or the verb phrase may have a verb followed by a noun phrase and a prepositional phrase: VP → Verb NP PP leave Boston in the morning Or the verb may be followed by a prepositional phrase alone: VP → Verb PP leaving on Thursday A prepositional phrase generally has a preposition followed by a noun phrase. For example, a very common type of prepositional phrase in the ATIS corpus is used to indicate location or direction: PP → Preposition NP from Los Angeles 24 February 2019 Veton Këpuska

26 Context-Free Grammars
The NP inside a PP need not be a location; PPs are often used with times and dates, and with other nouns as well; they can be arbitrarily complex. Here are ten examples from the ATIS corpus: to Seattle on these flights in Minneapolis about the ground transportation in Chicago on Wednesday of the round trip flight on United Airlines in the evening of the AP fifty seven flight on the ninth of July with a stopover in Nashville 24 February 2019 Veton Këpuska

27 Lexicon L0 Noun → flights | breeze | trip | morning | … Verb
is | prefer | like | need | want | fly Adjective cheapest | non-stop | first | latest | other | direct | … Pronoun me | I | you | it | … Proper-Noun Alaska | Baltimore | Los Angeles | Chicago | United | American | … Determiner the | a | an | this | these | that | … Preposition from | to | on | near | … Conjunction and | or | but | … 24 February 2019 Veton Këpuska

28 The Grammar for L0 with example phrases for each rule.
NP VP I + want a morning flight NP | Pronoun Proper-noun Determiner Nominal I Los Angeles a + flight Nominal Nominal Noun Noun morning + flight flights VP Verb Verb NP Verb NP PP Verb PP do want + a flight leave + Boston + in the morning leaving + on Thursday PP Prepositional NP From + Los Angeles 24 February 2019 Veton Këpuska

29 Syntactic Parsing Declarative formalisms like Context Free Grammar’s (CFGs), Finite State Automata's (FSAs) define the legal strings of a language – but only tell you if the string is legal or not. Parsing algorithms specify how to recognize the strings of a language and assign each string one (or more) syntactic classes. 24 February 2019 Veton Këpuska

30 Parse Tree for “I prefer a morning flight”
NP VP Pronoun Verb NP I prefer Det Nominal a Nominal Noun Noun flight morning 24 February 2019 Veton Këpuska

31 Bracketed Notation of a Parse Tree
[S [NP [Pro I]] [VP [V prefer] [NP [Det a] [Nom [N morning] [Nom [N flight]] ] 24 February 2019 Veton Këpuska

32 The Small Boy Likes a Girl
S → MP VP VP → V NP NP → Det N | Adj NP N → boy | girl Adj → big | small DetP → a | the 24 February 2019 Veton Këpuska

33 CFG *big the small girl sees a boy John likes a girl I like a girl
I sleep The old dog the footsteps of the young 24 February 2019 Veton Këpuska

34 Grammatical, Ungrammatical & Generative Grammars
A CFG like that of L0 defines a formal language. We have shown in the previous chapters that a formal language is a set of strings. Grammatical & Ungrammatical Sentences Sentences (strings of words) that can be derived by a grammar are in the formal language defined by that grammar, and are called grammatical sentences. Sentences that cannot be derived by a given formal grammar are not in the language defined by that grammar, and are referred to as ungrammatical. 24 February 2019 Veton Këpuska

35 Grammatical, Ungrammatical & Generative Grammars
Hard line between “in” and “out” characterizes all formal languages since it is only a very simplified model of how natural languages really work. This is because determining whether a given sentence is part of a given natural language (say English) often depends on the context. Generative Grammar In linguistics, the use of formal languages to model natural languages is called generative grammar, since the language is defined by the set of possible sentences “generated” by the grammar. 24 February 2019 Veton Këpuska

36 Formal Definition of Context-Free Grammar
A context-free grammar G is defined by four parameters N, S, R (or P), S ( technically “is a 4-tuple”): N a set of non-terminal symbols (or variables) S a set of terminal symbols (words, disjoint from N) R (or P) a set of rules (or productions), each of the from A→b , where A is a nonterminal, b is a string of symbols from the infinite set of strings (S U N)∗ S a designated start symbol 24 February 2019 Veton Këpuska

37 Notational Convention
For the remainder of the book we’ll adhere to the following conventions when discussing the formal properties (as opposed to explaining particular facts about English or other languages) of context-free grammars. Capital letters like A, B, and S Non-terminals S The start symbol Lower-case Greek letters like a, b , and g Strings drawn from (S U N)∗ Lower-case Roman letters like u, v, and w Strings of terminals 24 February 2019 Veton Këpuska

38 Derivation A language is defined via the concept of derivation.
One string derives another one if it can be rewritten as the second one via some series of rule applications. More formally, following Hopcroft and Ullman (1979), if A→b is a production of P, and a and g are any strings in the set (S UN)∗, then we say that aAg directly derives abg , or aAg ⇒ abg . 24 February 2019 Veton Këpuska

39 Derivation Derivation is then a generalization of direct derivation:
Let a1, a2, , am be strings in (S UN)∗, m ≥ 1, such that a1 ⇒ a2, a2 ⇒ a3,..., am-2 ⇒ am-1, am-1 ⇒ am We say that a1 derives am, or a am. Formally then we define the language LG generated by a grammar G as the set of strings composed of terminal symbols which can be derived from the designated start symbol S. The problem of mapping from a string of words to its parse tree is called parsing; algorithms for parsing are covered in Ch. 13 and in Ch. 14. 24 February 2019 Veton Këpuska

40 Some Grammar Rules for English

41 ATIS focus Reference Grammar of English
Huddleston, R. and Pullum, G. K. (2002). The Cambridge grammar of the English language. Cambridge University Press. Hudson, R. A. (1984). Word Grammar. Basil Blackwell, Oxford. 24 February 2019 Veton Këpuska

42 Sentence Level Constructions
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43 Sentence Level Constructions
There are large number of constructions for English sentences; four are particularly common and important: Declarative, Imperative, Yes-No question, Wh-question structure 24 February 2019 Veton Këpuska

44 Declarative Structure of Sentences
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45 Declarative Structure of Sentences
Sentences with declarative structure have a subject noun phrase followed by a verb phrase, like “I prefer a morning flight”. S → NP VP Sentences with this structure have a great number of different uses (discussed in detail in Ch. 23). In following examples ATIS domain samples are presented: The flight should be at eleven a.m. tomorrow The return flight should leave at around seven p.m. I’d like to fly the coach discount class I want a flight from Ontario to Chicago I plan to leave on July first around six thirty in the evening 24 February 2019 Veton Këpuska

46 Imperative Structure of Sentences
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47 Imperative Structure of Sentences
Sentences with imperative structure often begin with a verb phrase, and have no subject. They are called imperative because they are almost always used for commands and suggestions; in the ATIS domain they are commands to the system. Show the lowest fare Show me the cheapest fare that has lunch Give me Sunday’s flights arriving in Las Vegas from New York City List all flights between five and seven p.m. Show me all flights that depart before ten a.m. and have first class fares Please list the flights from Charlotte to Long Beach arriving after lunch time Show me the last flight to leave S → VP 24 February 2019 Veton Këpuska

48 Yes-No Structure of Sentences
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49 Yes-No Structure of Sentences
Sentences with yes-no question structure are often (though not always) used to ask questions (hence the name), and begin with an auxiliary verb, followed by a subject NP, followed by a VP. S → Aux NP VP Here are some examples (note that the third example is not really a question but a command or suggestion; Ch. 23 of the text book will discuss the uses of these question forms to perform different pragmatic functions such as asking, requesting, or suggesting.) Do any of these flights have stops? Does American’s flight eighteen twenty five serve dinner? Can you give me the same information for United? 24 February 2019 Veton Këpuska

50 Wh-word Structure of Sentences
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51 Wh-word Structure of Sentences
The most complex of the sentence-level structures we will examine are the various wh- structures. These are so named because one of their constituents is a wh-phrase, that is, one that includes a wh-word: who, whose, when, where, what, which, how, why. These may be broadly grouped into two classes of sentence-level structures. 24 February 2019 Veton Këpuska

52 wh-subject-question S → Wh-NP VP
The wh-subject-question structure is identical to the declarative structure, except that the first noun phrase contains some wh-word. S → Wh-NP VP What airlines fly from Burbank to Denver? Which flights depart Burbank after noon and arrive in Denver by six p.m? Whose flights serve breakfast? Which of these flights have the longest layover in Nashville? 24 February 2019 Veton Këpuska

53 wh-non-subject question
In the wh-non-subject question structure, the wh-phrase is not the subject of the sentence, and so the sentence includes another subject. In these types of sentences the auxiliary appears before the subject NP, just as in the yes-no-question structures. S → Wh-NP VP Here is an example followed by a sample rule: What flights do you have from Burbank to Tacoma Washington? 24 February 2019 Veton Këpuska

54 Causes and Sentences 24 February 2019 Veton Këpuska

55 Causes and Sentences Before we move on, we should clarify the status of the S rules in the grammars we just described. S rules are intended to account for entire sentences that stand alone as fundamental units of discourse. However, as we’ll see, S can also occur on the right-hand side of grammar rules and hence can be embedded within larger sentences. Clearly then there’s more to being an S then just standing alone as a unit of discourse. 24 February 2019 Veton Këpuska

56 Causes and Sentences What differentiates sentence constructions (i.e., the S rules) from the rest of the grammar is the notion that they are in some sense complete. In this way they correspond to the notion of a clause in traditional grammars, which are often described as forming a complete thought. One way of making this notion of ‘complete thought’ more precise is to say an S is a node of the parse tree below which the main verb of the S has all of its arguments. We’ll define verbal arguments later, but for now let’s just see an illustration from the Parse Tree for “I prefer a morning flight”. 24 February 2019 Veton Këpuska

57 Parse Tree for “I prefer a morning flight”
The verb prefer has two arguments: the subject I (NP) and the object a morning flight (part of VP). One of the arguments appears below the VP node, but the other one, the subject NP, appears only below the S node. Noun flight a S NP VP Pronoun I Verb Det Nominal morning prefer 24 February 2019 Veton Këpuska

58 The Noun Phrase Our L0 grammar introduced three of the most frequent types of noun phrases that occur in English: pronouns, proper-nouns, and the NP → Det Nominal construction. While pronouns and proper-nouns can be complex in their own ways, the central focus of this section is on the last type since that is where the bulk of the syntactic complexity resides. We can view these noun phrases consisting of a head - the central noun in the noun phrase, along with various modifiers - that can occur before or after the head noun. Let’s take a close look at the various parts. 24 February 2019 Veton Këpuska

59 The Determiner Det → NP ′s
Noun phrases can begin with simple lexical determiners, as in the following examples: a stop the flights this flight those flights any flights some flights The role of the determiner in English noun phrases can also be filled by more complex expressions, as follows: United’s flight United’s pilot’s union Denver’s mayor’s mother’s canceled flight In these examples, the role of the determiner is filled by a possessive expression consisting of a noun phrase followed by an ’s as a possessive marker, as in the following rule. Det → NP ′s 24 February 2019 Veton Këpuska

60 The Determiner The fact that this (previous slide) rule is recursive (since an NP can start with a Det), will help us model the latter two examples above, where a sequence of possessive expressions serves as a determiner. Optional Determiner: There are also circumstances under which determiners are optional in English. For example, determiners may be omitted if the noun they modify is plural: Show me flights from San Francisco to Denver on weekdays 24 February 2019 Veton Këpuska

61 The Determiner As we saw earlier (in Ch. 5 of the text book), mass nouns also don’t require determination. Recall that mass nouns often (not always) involve something that is treated like a substance (including e.g., water and snow), don’t take the indefinite article “a”, and don’t tend to pluralize. Many abstract nouns are mass nouns (music, homework). Mass nouns in the ATIS domain include breakfast, lunch, and dinner: Does this flight serve dinner? 24 February 2019 Veton Këpuska

62 The Nominal Nominal → Noun
The nominal construction follows the determiner and contains any pre- and post-head noun modifiers. As indicated in grammar L0, in its simplest form a nominal can consist of a single noun. Nominal → Noun As we’ll see, this rule also provides the basis for the bottom of various recursive rules used to capture more complex nominal constructions. 24 February 2019 Veton Këpuska

63 Before the Head Noun A number of different kinds of word classes can appear before the head noun (the “postdeterminers”) in a nominal. These include cardinal numbers, ordinal numbers, and quantifiers. Cardinal numbers (one, two, three, …): Ordinal numbers: Quantifiers: 24 February 2019 Veton Këpuska

64 Numbers Cardinal numbers (one, two, three, …): two friends one stop
Ordinal numbers: first, second, third, and so on, but also words like next, last, past, other, and another: the first one the next day the second leg the last flight the other American flight Quantifiers: Some quantifiers ( many, (a) few, Several - occur only with plural count nouns: many fares The quantifiers much, and a little - occur only with noncount nouns. Adjectives occur after quantifiers but before nouns. a first-class fare a nonstop flight the longest layover the earliest lunch flight 24 February 2019 Veton Këpuska

65 NP → (Det) (Card) (Ord) (Quant) (AP) Nominal
Before the Head Noun Adjectives can also be grouped into a phrase called an adjective phrase or AP. APs can have an adverb before the adjective (see Ch. 5 for definitions of adjectives and adverbs): the least expensive fare We can combine all the options for prenominal modifiers with one rule as follows: NP → (Det) (Card) (Ord) (Quant) (AP) Nominal 24 February 2019 Veton Këpuska

66 After the Head Noun A head noun can be followed by postmodifiers.
Three kinds of nominal postmodifiers are very common in English: prepositional phrases all flights from Cleveland non-finite clauses any flights arriving after eleven a.m. relative clauses a flight that serves breakfast 24 February 2019 Veton Këpuska

67 After the Head Noun Nominal → Nominal PP
Prepositional phrase postmodifiers are particularly common in the ATIS corpus, since they are used to mark the origin and destination of flights. Here are some examples, with brackets inserted to show the boundaries of each PP; note that more than one PP can be strung together: any stopovers [for Delta seven fifty one] all flights [from Cleveland] [to Newark] arrival [in San Jose] [before seven p.m.] a reservation [on flight six oh six] [from Tampa] [to Montreal] Nominal rule to account for postnominal PPs: Nominal → Nominal PP 24 February 2019 Veton Këpuska

68 Non-finite Postmodifiers
The three most common kinds of non-finite postmodifiers are the gerundive: -ing, -ed, and infinitive forms. Gerundive postmodifiers are so-called because they consist of a verb phrase that begins with the gerundive (-ing) form of the verb. In the following examples, the verb phrases happen to all have only prepositional phrases after the verb, but in general this verb phrase can have anything in it (anything, that is, which is semantically and syntactically compatible with the gerund verb). any of those [leaving on Thursday] any flights [arriving after eleven a.m.] flights [arriving within thirty minutes of each other] 24 February 2019 Veton Këpuska

69 Gerundive Postmodifiers
We can define the Nominals with gerundive modifiers as follows, making use of a new non-terminal GerundVP: Nominal → Nominal GerundVP We can make rules for GerundVP constituents by duplicating all of our VP productions, substituting GerundV for V. GerundVP → GerundV NP | GerundV PP | GerundV | GerundV NP PP GerundV can then be defined as: GerundV → being | arriving | leaving | . . . 24 February 2019 Veton Këpuska

70 Non-finite Postmodifiers
The phrases in italics below are examples of the two other common kinds of non-finite clauses: infinitives and -ed forms: the last flight to arrive in Boston I need to have dinner served Which is the aircraft used by this flight? 24 February 2019 Veton Këpuska

71 Relative Pronoun A postnominal relative clause (more correctly a restrictive relative clause), is a clause that often begins with a relative pronoun: that and who are the most common. The relative pronoun functions as the subject of the embedded verb (is a subject relative) in the following examples: a flight that serves breakfast flights that leave in the morning the United flight that arrives in San Jose around ten p.m. the one that leaves at ten thirty five 24 February 2019 Veton Këpuska

72 Nominal → Nominal RelClause RelClause → (who | that) VP
Relative Pronoun Adding rules like the following to deal with relative pronoun: Nominal → Nominal RelClause RelClause → (who | that) VP The relative pronoun may also function as the object of the embedded verb, as in the following example; we leave as an exercise for the reader writing grammar rules for more complex relative clauses of this kind. the earliest American Airlines flight that I can get 24 February 2019 Veton Këpuska

73 Postnominal Modifiers
Various postnominal modifiers can be combined, as the following examples show: a flight [from Phoenix to Detroit] [leaving Monday evening] I need a flight [to Seattle] [leaving from Baltimore] [making a stop in Minneapolis] evening flights [from Nashville to Houston] [that serve dinner] a friend [living in Denver] [that would like to visit me here in Washington DC] 24 February 2019 Veton Këpuska

74 Before the Noun Phrase Word classes that modify and appear before NPs are called predeterminers. Many of these have to do with number or amount; a common predeterminer is all: all the flights all flights all non-stop flights The example noun phrase given in the next slide illustrates some of the complexity that arises when these rules are combined. 24 February 2019 Veton Këpuska

75 Parse Tree for “all the morning flights from Denver to Tampa leaving before 10”
Nominal morning Noun leaving before 10 NP PreDet all Det GerundiveVP the flights PP from Denver to Tampa 24 February 2019 Veton Këpuska

76 Agreement From inflectional morphology of English, most verbs can appear in two forms in present tense: The form used for third-person, singular subjects: The flight does Form used for all other kinds of subjects: All the flights do, … I do … 3rd person singular (3sg) form typically has a final –s where the non-3sg form does not. Examples using verb do: Do [NP all of these flights] offer first class service? Do [NP I] get dinner on this flight? Do [NP you] have a flight from Boston to Forth Worth? Does [NP this flight] stop in Dallas? 24 February 2019 Veton Këpuska

77 Agreement Examples with the verb leave:
What flights leave in the morning? What flight leaves from Pittsburgh? This agreement phenomenon occurs whenever there is a verb that has some noun acting as its subject. Ungrammatical examples where the subject does not agree with the verb: *[What flight] leave in the morning? *Does [NP you] have a flight from Boston to Forth Worth? *Do [NP this flight] stop in Dallas? 24 February 2019 Veton Këpuska

78 Grammar & Agreement S → Aux NP VP
How can we modify our grammar to handle these agreement phenomena? One way is to expand our grammar with multiple sets of rules, one rule set for 3sg subjects, and one for non-3sg subjects. For example, the rule that handled these yes-no-questions used to look like this: S → Aux NP VP 24 February 2019 Veton Këpuska

79 Grammar & Agreement S → 3sgAux 3sgNP VP S → Non3sgAux Non3sgNP VP
We could replace this with two rules of the following form: S → 3sgAux 3sgNP VP S → Non3sgAux Non3sgNP VP We could then add rules for the lexicon like these: 3sgAux → does | has | can | . . . Non3sgAux → do | have | can | . . . 24 February 2019 Veton Këpuska

80 Grammar & Agreement Observation: We would also need to add rules for 3sgNP and Non3sgNP, again by making two copies of each rule for NP. While pronouns can be first, second, or third person, full lexical noun phrases can only be third person, so for them we just need to distinguish between singular and plural (dealing with the first and second person pronouns is left as an exercise): 24 February 2019 Veton Këpuska

81 Grammar for Handling Singulars and Plurals
3SgNP → Det SgNominal Non3SgNP → Det PlNominal SgNominal → SgNoun PlNominal → PlNoun SgNoun → flight | fare | dollar | reservation | . . . PlNoun → flights | fares | dollars | reservations | . . . 24 February 2019 Veton Këpuska

82 Problem Increasing of the size of the Grammar:
The problem with this method of dealing with number agreement is that it doubles the size of the grammar. Every rule that refers to a noun or a verb needs to have a “singular” version and a “plural” version. Unfortunately, subject-verb agreement is only the tip of the iceberg. We’ll also have to introduce copies of rules to capture the fact that head nouns and their determiners have to agree in number as well: this flight *this flights those flights *those flight 24 February 2019 Veton Këpuska

83 Rule Proliferation Rule proliferation will also have to happen for the noun’s case; for example English pronouns have nominative (I, she, he, they) and accusative (me, her, him, them) versions. We will need new versions of every NP and N rule for each of these. These problems are compounded in languages like German or French, which not only have number-agreement as in English, but also have gender agreement: The gender of a noun must agree with the gender of its modifying adjective and determiner. This adds another multiplier to the rule sets of the language. 24 February 2019 Veton Këpuska

84 How to handle Rule Proliferation
Ch. 16 of the text book introduces a way to deal with these agreement problems without exploding the size of the grammar, by effectively parameterizing each non-terminal of the grammar with feature structures and unification. But for many practical computational grammars, we simply rely on CFGs and make do with the large numbers of rules. 24 February 2019 Veton Këpuska

85 The Verb Phrase and Subcatergorization
The verb phrase consists of the verb and a number of other constituents. In the simple rules we have built so far, these other constituents include NPs and PPs and combinations of the two: VP Verb disapper Verb NP prefer a morning flight Verb NP PP leave Boston in the morning Verb PP leaving on Thursday 24 February 2019 Veton Këpuska

86 Sentential Complements
Verb phrases can be significantly more complicated than examples in previous slide: Many other kinds of constituents can follow the verb, such as an entire embedded sentence. These are called sentential complements: You [VP [V said [S there were two flights that were the cheapest ]]] You [VP [V said [S you had a two hundred sixty six dollar fare]] [VP [V Tell] [NP me] [S how to get from the airport in Philadelphia to downtown]] I [VP [V think [S I would like to take the nine thirty flight]] 24 February 2019 Veton Këpuska

87 VP → Verb S Here’s a rule for these:
Another potential constituent of the VP is another VP. This is often the case for verbs like want, would like, try, intend, need I want [VP to fly from Milwaukee to Orlando] Hi, I want [VP to arrange three flights] Hello, I’m trying [VP to find a flight that goes from Pittsburgh to Denver after`two p.m.] 24 February 2019 Veton Këpuska

88 Subcategories Traditional grammars subcategorize verbs into these two categories: transitive and intransitive, Modern grammars distinguish as many as 100 subcategories. In fact, tagsets for many such subcategorization frames exist; see Macleod et al. (1998) for the COMLEX tagset, Sanfilippo (1993) for the ACQUILEX tagset, and further discussion in Ch. 16 of the text book. 24 February 2019 Veton Këpuska

89 Subcategorization frames
Verb Example eat, sleep I want to eat NP prefer, find, leave, Find [NP the flight from Pittsburgh to Boston] NP NP show, give Show [NP me] [NP airlines with flights from Pittsburgh] PPfrom PPto fly, travel I would like to fly [PP from Boston] [PP to Philadelphia] NP PPwith help, load, Can you help [NP me] [PP with a flight] VPto prefer, want, need I would prefer [VPto to go by United airlines] VPbrst can, would, might I can [VPbrst go from Boston] S mean Does this mean [S AA has a hub in Boston]? 24 February 2019 Veton Këpuska

90 Relation of Verbs & their Complements
How can we represent the relation between verbs and their complements in a context-free grammar? One thing we could do is to do what we did with agreement features: make separate subtypes of the class Verb (Verb-with-NP-complement, Verb-with-Inf-VP-complement, Verb-with-S-complement, and so on): Verb-with-NP-complement → find | leave | repeat | ... Verb-with-S-complement → think | believe | say |... Verb-with-Inf-VP-complement → want | try | need |... Each VP rule could be modified to require the appropriate verb subtype: VP → Verb-with-no-complement disappear VP → Verb-with-NP-comp NP prefer a morning flight VP → Verb-with-S-comp S said there were two flights 24 February 2019 Veton Këpuska

91 Problem with explosion of Number of Rules
The standard solution to both of these problems is the feature structure, which will be introduced in Ch. 16 where we will also discuss the fact that nouns, adjectives, and prepositions can subcategorize for complements just as verbs can. 24 February 2019 Veton Këpuska

92 Auxiliaries Auxiliaries or helping verbs are a subclass of verbs.
They have a particular syntactic constrains which can be viewed as a kind of subcategorization. Auxiliaries include: Modal verbs: can, could, may, might, must, will, would, shall, and should Perfect auxiliary: Have Progressive auxiliary: Be Passive auxiliary: 24 February 2019 Veton Këpuska

93 Auxiliaries Modal verbs subcategorize a VP whose head verb is a bare stem; Example: can go in the morning, will try to find a flight. Perfect verb have subcategorizes for a VP whose head verb is the past participle form: have booked 3 flights. Progressive verb be subcategorizes for a VP whose head verb is the gerundive participle: am going from Atlanta. Passive verb be subcategorizes for a VP whose head verb is the past participle: was delayed by inclement weather. 24 February 2019 Veton Këpuska

94 Auxiliaries A sentence can have multiple auxiliary verbs, but they must occur in a particular order: modal < perfect < progressive < passive Some examples of multiple auxiliaries model perfect could have been a contender modal passive will be married perfect progressive have been fasting 24 February 2019 Veton Këpuska

95 Nominal → Nominal and Nominal
Coordination The major phrase types discussed here can be conjoined with conjunctions like and, or, & But - to form larger constructions of the same type. For example a coordinate noun phrase can consist of two other noun phrases separated by a conjunction: Please repeat [NP [NP the flights] and [NP the costs]] I need to know [NP [NP the aircraft] and [NP the flight number]] The fact that these phrases can be conjoined is evidence for the presence of the underlying Nominal constituent we have been making use of. Here’s a new rule for this: Nominal → Nominal and Nominal 24 February 2019 Veton Këpuska

96 Conjunctions involving VP’s and S’s
Examples: What flights do you have [VP [VP leaving Denver] and [VP arriving in San Francisco]] [S [S I’m interested in a flight from Dallas to Washington] and [S I’m also interested in going to Baltimore]] The rules for VP and S conjunctions mirror the NP one given previously. VP → VP and VP S → S and S 24 February 2019 Veton Këpuska

97 Conjunction of major phrase types
Generalization of conjunction rule via a metarule: X → X and X This metarule simply states that any non-terminal can be conjoined with the same non-terminal to yield a constituent of the same type. Of course, the variable X must be designated as a variable that stands for any non-terminal rather than a non-terminal itself. 24 February 2019 Veton Këpuska

98 Treebanks & Context-Free grammars

99 Treebanks and Context-Free-Grammars
Context-free grammar rules of the type that have been explored so far in this chapter can be used, in principle, to assign a parse tree to any sentence. This means that it is possible to build a corpus in which every sentence is syntactically annotated with a parse tree. Such a syntactically annotated corpus is called a treebank. Treebanks play an important roles in parsing (covered in Ch. 13 of the textbook), and in various empirical investigations of syntactic phenomena. 24 February 2019 Veton Këpuska

100 Treebanks and Parsers A wide variety of treebanks have been created, generally by using parsers (of the sort described in the chapters 13 and 14 of the textbook) to automatically parse each sentence, and then using humans (linguists) to hand-correct the parses. The Penn Treebank project has produced treebanks from the Brown, Switchboard, ATIS, and Wall Street Journal corpora of English, as well as treebanks in Arabic and Chinese. Other treebanks include the The Prague Dependency Treebank for Czech, The Negra treebank for German, and The Susanne treebank for English. 24 February 2019 Veton Këpuska

101 The Penn Treebank Project Example
Brown Corpus ((S (NP-SBJ (DT That) (JJ cold) (, ,) (JJ empty) (NN sky) ) (VP (VBD was) (ADJP-PRD (JJ full) (PP (IN of) (NP (NN fire) (CC and) (NN light) )))) (. .) )) ATIS Corpus ((S (NP-SBJ The/DT flight/NN ) (VP should/MD (VP arrive/VB (PP-TMP at/IN (NP eleven/CD a.m/RB )) (NP-TMP tomorrow/NN ))))) 24 February 2019 Veton Këpuska

102 Standard Tree Representation of Brown Corpus
NP-SBJ VP . DT JJ , JJ NN VBD ADJP-PRD . That cold , empty sky was JJ PP full IN NP morning NN CC NN fire and light 24 February 2019 Veton Këpuska

103 A Sample of the CFG Grammar Extracted from the Treebank
S → NP VP . NP VP ” S ” , NP VP . -NONE- DT NN DT NN NNS NN CC NN CD RB NP → DT JJ , JJ NN PRP VP → MD VP VBD ADJP VBD S VB PP VB S VB SBAR VBP VP VBN VP TO VP SBAR → IN S ADJP → JJ PP PP → IN NP PRP → we | he DT → the | that | those JJ → cold | empty | full NN → sky | fire | light | flight NNS → assets CC → and IN → of | at | until | on CD → eleven RB → a.m VB → arrive | have | wait VBD → said VBP → have VBN → collected MD → should | would TO → to 24 February 2019 Veton Këpuska

104 Using Treebanks as a Grammar
The sentences in a treebank implicitly constitute a grammar of the language. For example, we can take the three parsed sentences in slide The Penn Treebank Project Example and extract each of the CFG rules in them. For simplicity, let’s strip off the rule suffixes (-SBJ and so on). The resulting grammar is shown in previous slide. Penn Treebank results in 4,500 different rules for expanding VP and PP. Penn Treebank III and Wall Street Journal corpus – 1 mil words, 1 mil non-lexical rule tokens, and 17,500 distinct rule types. 24 February 2019 Veton Këpuska

105 Searching Treebanks It is often important to search through a treebank to find examples of particular grammatical phenomena, either for linguistic research or for answering analytic questions about a computational application. But neither the regular expressions used for text search nor the boolean expressions over words used for web search are a sufficient search tool. What is needed is a language that can specify constraints about nodes and links in a parse tree, so as to search for specific patterns. Tgrep: Various such tree-searching languages exist in different tools. Tgrep (Pito, 1993) and TGrep2 (Rohde, 2005) are publicly-available tools for searching treebanks that use a similar language for expressing tree constraints. 24 February 2019 Veton Këpuska

106 Heads and Head Finding It was suggested earlier in this chapter that syntactic constituents could be associated with a lexical head; N is the head of an NP, V is the head of a VP. This idea of a head for each constituent dates back to Bloomfield (1914). It is central to such linguistic formalisms such as Head-Driven Phrase Structure Grammar (Pollard and Sag, 1994), and has become extremely popular in computational linguistics with the rise of lexicalized grammars (see Ch. 14 of the textbook). 24 February 2019 Veton Këpuska

107 Heads and Head Finding In one simple model of lexical heads, each context-free rule is associated with a head (Charniak, 1997; Collins, 1999). The head is the word in the phrase which is grammatically the most important. Heads are passed up the parse tree; thus each non-terminal in a parse-tree is annotated with a single word which is its lexical head. Fig. in the next slide shows an example of such a tree from Collins (1999), in which each non-terminal is annotated with its ‘head’. “Workers dumped sacks into a bin” is a shortened form of a WSJ sentence. 24 February 2019 Veton Këpuska

108 A lexicalized tree from Collins (1999)
24 February 2019 Veton Këpuska

109 Head Finding An practical approach to head-finding is used in most computational systems: Instead of specifying head rules in the grammar itself, heads are identified dynamically in the context of trees for specific sentences. In other words, once a sentence is parsed, the resulting tree is walked to decorate each node with the appropriate head. Most current systems rely on a simple set of hand-written rules, such as a practical one for Penn Treebank grammars given in Collins (1999) but developed originally by Magerman (1995). For example their rule for finding the head of an NP is as follows Collins (1999, 238): 24 February 2019 Veton Këpuska

110 Head Finding Rules If the last word is tagged POS, return last-word.
Else search from right to left for the first child which is an NN, NNP, NNPS, NX, POS, or JJR. search from left to right for the first child which is an NP. search from right to left for the first child which is a $, ADJP, or PRN. search from right to left for the first child which is a CD. search from right to left for the first child which is a JJ, JJS, RB or QP. return the last word 24 February 2019 Veton Këpuska

111 Grammar Equivalence and Normal Form
Normal form of CFG

112 Normal Form Of CFG We could ask if two grammars are equivalent by asking if they generate the same set of strings. In fact it is possible to have two distinct context-free grammars generate the same language. We usually distinguish two kinds of grammar equivalence: weak equivalence and strong equivalence. Two grammars are strongly equivalent if they generate the same set of strings and if they assign the same phrase structure to each sentence (allowing merely for renaming of the non-terminal symbols). Two grammars are weakly equivalent if they generate the same set of strings but do not assign the same phrase structure to each sentence. 24 February 2019 Veton Këpuska

113 Normal Form It is sometimes useful to have a normal form for grammars, in which each of the productions takes a particular form. For example a context-free grammar is in Chomsky Normal Form (CNF) (Chomsky, 1963) if it is e -free and if in addition each production is either of the form A→ B C or A→a. That is, the right-hand side of each rule either has two non-terminal symbols or one terminal symbol. Chomsky normal form grammars are binary branching, i.e. have binary trees (down to the prelexical nodes). 24 February 2019 Veton Këpuska

114 Normal Form Any grammar can be converted into a weakly-equivalent Chomsky normal form grammar. For example, a rule of the form A → B C D can be converted into the following two CNF rules (Exercise asks the reader to formulate the complete algorithm): A → B X X → C D 24 February 2019 Veton Këpuska

115 Example Penn Treebank Grammar
The following rule VP → VBD NP PP* Represented as: VP → VBD PP VP → VBD PP PP VP → VBD PP PP PP VP → VBD PP PP PP PP ... could also be generated by the following two-rule grammar: VP → VBD PP VP → VP PP To generate a symbol A with a potentially infinite sequence of symbols B by using a rule of the form A → A B is known as Chomsky- adjunction. 24 February 2019 Veton Këpuska

116 Finite-State & Context-Free Grammars

117 Finite-State & Context-Free Grammars
Adequate models of grammar need to be able to represent complex interrelated facts about: Constituency Sub-categorization, and Dependency relations At the least the power of context-free grammars is needed to accomplish this. Why finite-state methods are not adequate to capture these syntactic facts? Given certain assumptions, that certain syntactic structures present in English (and other natural languages) make them not regular languages. When finitestate methods are capable of dealing with the syntactic facts in question, they often don’t express them in ways that make generalizations obvious. 24 February 2019 Veton Këpuska

118 Finite-State & Context-Free Grammars
There is a completely equivalent alternative to finite-state machines and regular expressions for describing regular languages, called regular grammars. The rules in a regular grammar are a restricted form of the rules in a context-free grammar because they are in right-linear or left-linear form. In a right-linear grammar, for example, the rules are all of the form A→w∗ or A→w∗B, - that is the non-terminals either expand to a string of terminals or to a string of terminals followed by a non-terminal. These rules look an awful lot like the rules we’ve been using throughout this chapter, so what can’t they do? What they can’t do is express recursive center-embedding rules like the following, where a non-terminal is rewritten as itself, surrounded by (non-empty) strings: 24 February 2019 Veton Këpuska

119 Finite-State & Context-Free Grammars
For many practical purposes where matching syntactic and semantic rules aren’t necessary, finite-state rules are quite sufficient. Thus, it is possible to automatically build a regular grammar which is an approximation of a given context-free grammar; see the references at the end of the chapter. 24 February 2019 Veton Këpuska

120 Parse Trees S NP VP DET NOM V NP NOM DET N PP
The old dog the footsteps of the young 24 February 2019 Veton Këpuska

121 What is Parsing? We want to run the grammar backwards to find the structure. Parsing can be viewed as a search problem. We search through the legal rewritings of the grammar. We want to find all structures matching an input string of words We can do this bottom-up or top-down This distinction is independent of depth-first versus breadth-first; we can do either both ways. Doing this we build a search tree which is different from the parse tree. 24 February 2019 Veton Këpuska

122 Recognizers and Parser
A recognizer is a program for which a given grammar and a given sentence returns YES if the sentence is accepted by the grammar (i.e., the sentence is in the language), and NO otherwise. A parser in addition to doing the work of a recognizer also returns the set of parse trees for the string. 24 February 2019 Veton Këpuska

123 Parsing as a From of Search
Searching FSAs Finding the right path through the automaton Search space defined by structure of FSA Searching CFGs Finding the right parse tree among all possible parse trees Search space defined by the grammar Constraints provided by the input sentence and the automaton or grammar 24 February 2019 Veton Këpuska

124 Top-Down Parsing Top-down parsing is goal-directed.
A top-down parser starts with a list of constituents to be built. It rewrites the goals in the goal list by matching one against the LHS of the grammar rules, and expanding it with the RHS, ... attempting to match the sentence to be derived. If a goal can be rewritten in several ways, then there is a choice of which rule to apply (search problem) Can use depth-first or breadth-first search, and goal ordering. 24 February 2019 Veton Këpuska

125 Dependency Grammar See the textbook for further information of other types of context-free grammars: Dependency grammar, Categorical grammar, etc. 24 February 2019 Veton Këpuska

126 Spoken Language Syntax

127 Spoken Language Syntax
The grammar of written English and the grammar of conversational spoken English Share many features, but Differ in number of respects. Utterance – term used to describe a unit of a spoken language Sentence – term used to describe a unit of a written English. Comma “,” marks a short pause Period “.” marks a long pause. Fragments – incomplete words like wha- (what) are marked with a dash Square brackets “[smack]” mark non-verbal events (lips-smacks, breaths, coughs, etc.) 24 February 2019 Veton Këpuska

128 Spoken Language Syntax
Differences of spoken language syntax and written language syntax: Spoken language has higher number of pronouns. Subject of a utterance is almost invariably a pronoun. Utterances often consists of short fragments or phrases: One way, or Around four p.m. Utterances have phonological, prosodic, and acoustic characteristics that of written sentences do not have. Utterances (spoken sentences) have various kinds of disfluencies, hesitations, repair, restarts, etc. 24 February 2019 Veton Këpuska

129 Disfluencies and Repair
Most salient (prominent, especially significant) is the phenomena know as disfluencies (individual) and (collectively) as repair. Disfluencies: Use fo the words Uh, Um Word repetitions Restarts, and Word fragments. Example of the ATIS utterance: Does American Airlines offer any one-way flights [uh] one-way fares for 160 dollars. Editing Phase Reparandum Repair 24 February 2019 Veton Këpuska

130 Disfluencies and Repair
Reparandum – a phrase that needs correcting The interruption point – breaking off point of the original sequence of words Editing Phase – often called edit terms and often the following phrases are used: You know I mean Uh, and Um Filled pauses or Fillers (uh, um, …) are generally treated like regular words in speech recognition lexicons and grammars. Repair – corrected phrase. 24 February 2019 Veton Këpuska

131 Treebanks for Spoken Language
Detection of Disfluencies and correction is one of most important research topics in speech understanding. Disfluencies are very common: 37% of Switchbord corpus has sentences with more than two words being disfluent in some way. “Word” uh is one of the most frequent words in Switchboard. In order to facilitate this research Swichboard corpus corpus treebank was augmented to include spoken language phenomena like disfluencies. Example: But I don’t have [ any, + {F uh, } any ] real idea 24 February 2019 Veton Këpuska

132 Grammar and Human Processing

133 Grammars and Human Processing
Do people use context-free grammars in their mental processing of language? It has proved very difficult to find clear-cut evidence that they do. 24 February 2019 Veton Këpuska

134 Summary SUMMARY

135 Summary Introduction of fundamental concepts in syntax via the context-free grammar Constituent: groups of consecutive words that act as a group which can be modeled by context-free grammars. A context-free grammar consists of a set of rules or productions that consist of a set of non-terminal symbols, and a terminal symbols. Context-free language is the set of strings which are derived form a particular context-free grammar. A generative grammar is a traditional name in linguistics for a formal language which is used to model the grammar of a natural language. 24 February 2019 Veton Këpuska

136 Summary There are many sentence-level grammatical constructions in English; declarative, imperative, yes-no-question, and wh-question are four very common types, which can be modeled with context-free rules. An English noun phrase can have determiners, numbers, quantifiers, and adjective phrases preceding the head noun, which can be followed by a number of postmodifiers; gerundive VPs, infinitives VPs, and past participial VPs are common possibilities. 24 February 2019 Veton Këpuska

137 Summary Subjects in English agree with the main verb in person and number. Verbs can be subcategorized by the types of complements they expect. Simple subcategories are transitive and intransitive; most grammars include many more categories than these. The correlate of sentences in spoken language are generally called utterances. Utterances may be disfluent, containing filled pauses like um and uh, restarts, and repairs. Treebanks of parsed sentences exist for many genres of English and for many languages. Treebanks can be searched using tree-search tools. 24 February 2019 Veton Këpuska

138 Summary Context-free grammars are more powerful than finite-state automata, but it is nonetheless possible to approximate a context-free grammar with a FSA. There is some evidence that constituency plays a role in the human processing of language. 24 February 2019 Veton Këpuska

139 END 24 February 2019 Veton Këpuska


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