1. Accelerator Physics G. A. Krafft, A. Bogacz, and H. Sayed
Jefferson Lab
Old Dominion University
Lecture 1
G. A. Krafft
Jefferson Lab

2. Course Outline Course Content
Introduction to Accelerators and Short Historical Overview
Basic Units and Definitions
Lorentz Force
Linear Accelerators
Circular Accelerators
Particle Motion in EM Fields
Magnetic Multipoles
Linear Beam Dynamics
Periodic Systems
Nonlinear Perturbations
Coupled Motion

3. Synchrotron Radiation
Radiation Power and Distribution
Insertion Devices
X-ray Sources
Free Electron Lasers
Technical Components
Particle Acceleration Cavities and RF Systems
Spin and Spin Manipulation
Collective Effects
Particle Distributions
Vlasov Equation
Self-consistent Fields

4. Landau Damping
Beam-Beam Effects
Relaxation Phenomena
Radiation Damping
Toushek effect/IBS
Beam Cooling

5. Energy Units
When a particle is accelerated, i.e., its energy is changed by an electromagnetic field, it must have fallen through an Electric Field (we show later by very general arguments that Magnetic Fields cannot change particle energy). For electrostatic accelerating fields the energy change is
q charge, Φ, the electrostatic potentials before and after the motion through the electric field. Therefore, particle energy can be conveniently expressed in units of the “equivalent” electrostatic potential change needed to accelerate the particle to the given energy. Definition: 1 eV, or 1 electron volt, is the energy acquired by 1 electron falling through a one volt potential difference.

6. Energy Units To convert rest mass to eV use Einstein relation
where m is the rest mass. For electrons
Recent “best fit” value MeV

7. Some Needed Relativity
Following Maxwell Equations, which exhibit this symmetry, assume all Laws of Physics must be of form to guarantee the invariance of the space-time interval
Coordinate transformations that leave interval unchanged are the usual rotations and Lorentz Transformations, e.g. the z boost

8. Relativistic Factors
where, following Einstein define the relativistic factors
Easy way to accomplish task of defining a Relativistic Mechanics: write all laws of physics in terms of 4-vectors and 4-tensors, i.e., quantities that transform under Lorentz transformations in the same way as the coordinate differentials.

9. Four-vectors
Four-vector transformation under z boost Lorentz Transformation
Important example: Four-velocity. Note that interval
Lorentz invariant. So the following is a 4-vector

10. 4-Momentum
Single particle mechanics must be defined in terms of Four-momentum
Norms, which must be Lorentz invariant, are
What happens to Newton’s Law ?
But need a Four-force on the RHS!!!

11. Electromagnetic (Lorentz Force)
Non-relativistic
Relativistic Generalization (ν summation implied)
Electromagnetic Field

12. Relativistic Mechanics in E-M Field
Energy Exchange Equation (Note: no magnetic field!)
Relativistic Lorentz Force Equation (you verify in HW!)

13. Methods of Acceleration
Acceleration by Static Electric Fields (DC) Acceleration
Cockcroft-Walton
van de Graaf Accelerators
Limited by voltage breakdowns to potentials of under a million volts in 1930, and presently to potentials of tens of millions of volts (in modern van de Graaf accelerators). Not enough to do nuclear physics at the time.
Radio Frequency (RF) Acceleration
Main means to accelerate in most present day accelerators because one can get to MV in a meter these days. Reason: alternating fields don’t cause breakdown (if you are careful!) until much higher field levels than DC.
Ideas started with Ising and Wideröe

14. Cockcroft-Walton
Proton Source at Fermilab, Beam Energy 750 keV

15. van de Graaf Accelerator
Brookhaven
Tandem
van de Graaf
~ 15 MV
Tandem trick multiplies the output energy
Generator

16. Ising’s Linac Idea
Prinzip einer Methode zur Herstellung von Kanalstrahlen hoher Voltzahl’ (in German), Arkiv för matematik o. fysik, 18, Nr. 30, 1-4 (1924).

17. Drift Tube Linac Proposal
Idea Shown in Wideröe Thesis

18. Wideröe Thesis Experiment
Über ein neues Prinzip zur Herstellung hoher Spannungen, Archiv für Elektrotechnik 21, 387 (1928) (On a new principle for the production of higher voltages)

19. Sloan-Lawrence Heavy Ion Linac
The Production of Heavy High Speed Ions without the Use of High Voltages
David H. Sloan and Ernest O. Lawrence Phys. Rev. 38, 2021 (1931)

20. Alvarez Drift Tube Linac
The first large proton drift tube linac built by Luis Alvarez and Panofsky after WW II

21. Earnest Orlando Lawrence

22. Germ of Idea*
*Stated in
E. O. Lawrence Nobel Lecture

23. Lawrence’s Question
Can you re-use “the same” accelerating gap many times?
is a constant of the motion
gap

24. Cyclotron Frequency
The radius of the oscillation r = v0/Ωc is proportional to the velocity after the gap. Therefore, the particle takes the same amount of time to come around to the gap, independent of the actual particle energy!!!! (only in the non-relativistic approximation). Establish a resonance (equality!) between RF frequency and particle transverse oscillation frequency, also known as the Cyclotron Frequency

25. What Correspond to Drift Tubes?
Dee’s!

26. U. S. Patent Diagram

27. Magnet for 27 Inch Cyclotron (LHS)

28. Lawrence and “His Boys”

29. And Then!

30. Beam Extracted from a Cyclotron
Radiation Laboratory 60 Inch Cyclotron, circa 1939

31. 88 Inch Cyclotron at Berkeley Lab

32. Relativistic Corrections
When include relativistic effects (you’ll see in the HW!) the “effective” mass to compute the oscillation frequency is the relativistic mass γm
where γ is Einstein’s relativistic γ, most usefully expressed as
m particle rest mass, Ekin particle kinetic energy

33. Cyclotrons for Radiation Therapy

34. Bragg Peak

35. Betatrons
25 MeV electron accelerator with its inventor: Don Kerst. The earliest electron accelerators for medical uses were betatrons.

36. 300 MeV ~ 1949

37. Electromagnetic Induction
Faraday’s Law: Differential Form of Maxwell Equation
Faraday’s Law: Integral Form
Faraday’s Law of Induction

38. Transformer

39. Betatron as a Transformer
In the betatron the electron beam itself is the secondary winding of the transformer. Energy transferred directly to the electrons
Radial Equilibrium
Energy Gain Equation

40. Betatron condition
To get radial stability in the electron beam orbit (i.e., the orbit radius does not change during acceleration), need
This last expression is sometimes called the “betatron two for one” condition. The energy increase from the flux change is

41. Transverse Beam Stability
Ensured by proper shaping of the magnetic field in the betatron

42. Relativistic Equations of Motion
Standard Cylindrical Coordinates

43. Cylindrical Equations of Motion
In components
Zero’th order solution

44. Magnetic Field Near Orbit
Get cyclotron frequency again, as should
Magnetic field near equilibrium orbit

45. Field Index
Magnetic Field completely specified by its z-component on the mid-plane
Power Law model for fall-off
The constant n describing the falloff is called the field index

46. Linearized Equations of Motion
Assume particle orbit “close to” or “nearby” the unperturbed orbit

47. “Weak” Focusing
For small deviations from the unperturbed circular orbit the transverse deviations solve the (driven!) harmonic oscillator equations
The small deviations oscillate with a frequency n1/2Ωc in the vertical direction and (1 – n)1/2 Ωc in the radial direction. Focusing by magnetic field shaping of this sort is called Weak Focusing. This method was the primary method of focusing in accelerators up until the mid 1950s, and is still occasionally used today.

48. Stability of Transverse Oscillations
For long term stability, the field index must satisfy
because only then do the transverse oscillations remain bounded for all time. Because transverse oscillations in accelerators were theoretically studied by Kerst and Serber (Physical Review, 60, 53 (1941)) for the first time in betatrons, transverse oscillations in accelerators are known generically as betatron oscillations. Typically n was about 0.6 in betatrons.

49. Physical Source of Focusing
Br changes sign as go through mid-plane. Bz weaker as r increases
Bending on a circular orbit is naturally focusing in the bend direction (why?!), and accounts for the 1 in 1 – n. Magnetic field gradient that causes focusing in z causes defocusing in r, essentially because For n > 1, the defocusing wins out.

50. First Look at Dispersion
Newton’s Prism Experiment
screen
violet
prism
red
Dispersion units: m
Bend Magnet as Energy Spectrometer
position sensitive
material
High energy
Low energy
Bend magnet

51. Dispersion for Betatron
Radial Equilibrium
Linearized

52. Evaluate the constant
For a time independent solution (orbit at larger radius)
General Betatron Oscillation equations

53. No Longitudinal Focusing
Greater
Speed
Weaker
Field

54. Classical Microtron: Veksler (1945)
Extraction
Magnetic
Field
RF Cavity

55. Basic Principles For the geometry given
For each orbit, separately, and exactly

56. Non-relativistic cyclotron frequency:
Bend radius of each orbit is:
In a conventional cyclotron, the particles move in a circular orbit that grows in size with energy, but where the relatively heavy particles stay in resonance with the RF, which drives the accelerating DEEs at the non-relativistic cyclotron frequency. By contrast, a microtron uses the “other side” of the cyclotron frequency formula. The cyclotron frequency decreases, proportional to energy, and the beam orbit radius increases in each orbit by precisely the amount which leads to arrival of the particles in the succeeding orbits precisely in phase.

57. Microtron Resonance Condition
Must have that the bunch pattern repeat in time. This condition is only possible if the time it takes to go around each orbit is precisely an integral number of RF periods
Each Subsequent
Orbit
First Orbit
For classical microtron
assume can inject so that

58. Parameter Choices
The energy gain in each pass must be identical for this resonance to be achieved, because once fc/fRF is chosen, Δγ is fixed. Because the energy gain of non-relativistic ions from an RF cavity IS energy dependent, there is no way (presently!) to make a classical microtron for ions. For the same reason, in electron microtrons one would like the electrons close to relativistic after the first acceleration step. Concern about injection conditions which, as here in the microtron case, will be a recurring theme in examples!
Notice that this field strength is NOT state-of-the-art, and that one normally chooses the magnetic field to be around this value. High frequency RF is expensive too!

59. Classical Microtron Possibilities
Assumption: Beam injected at low energy and energy gain is the same for each pass 1
1/2
1/3
1/4
2, 1, 2, 1
3, 1, 3/2, 1
4, 1, 4/3, 1
5, 1, 5/4, 1
3, 2, 3, 2
4, 2, 2, 2
5, 2, 5/3, 2
6, 2, 3/2, 2
4, 3, 4, 3
5, 3, 5/2, 3
6, 3, 2, 3
7, 3, 7/4, 3
5, 4, 5, 4
6, 4, 3, 4
7, 4, 7/3, 4
8, 4, 2, 4

60. For same microtron magnet, no advantage to higher n; RF is more expensive because energy per pass needs to be higher
Extraction
Magnetic
Field
RF Cavity

61. Going along diagonal changes frequency
To deal with lower frequencies, go up the diagonal
Extraction
Magnetic
Field
RF Cavity

62. Phase Stability
Invented independently by Veksler (for microtrons!) and McMillan
Electrons arriving EARLY get more energy, have a longer path, and arrive later on the next pass. Extremely important discovery in accelerator physics. McMillan used same idea to design first electron synchrotron.

63. Generic Modern Synchrotron
Focusing
RF Acceleration
Bending
Spokes are user stations for this X-ray ring source

64. Synchrotron Phase Stability
Edwin McMillan discovered phase stability independently of Veksler and used the idea to design first large electron synchrotron.
Harmonic number: # of RF oscillations in a revolution

65. Transition Energy
Beam energy where speed increment effect balances path length change effect on accelerator revolution frequency. Revolution frequency independent of beam energy to linear order. We will calculate in a few weeks
Below Transistion Energy: Particles arriving EARLY get less acceleration and speed increment, and arrive later, with repect to the center of the bunch, on the next pass. Applies to heavy particle synchrotrons during first part of acceleration when the beam is non-relativistic and accelerations still produce velocity changes.
Above Transistion Energy: Particles arriving EARLY get more energy, have a longer path, and arrive later on the next pass. Applies for electron synchrotrons and heavy particle synchrotrons when approach relativistic velocities. As seen before, Microtrons operate here.

66. Ed McMillan
Vacuum chamber for electron synchrotron being packed for shipment to Smithsonian

67. Full Electron Synchrotron

68. GE Electron Synchrotron
Elder, F. R.; Gurewitsch, A. M.; Langmuir, R. V.; Pollock, H. C., "Radiation from Electrons in a Synchrotron" (1947) Physical Review, vol. 71, Issue 11, pp

69. Cosmotron (First GeV Accelerator)

70. BNL Cosmotron and Shielding

71. Cosmotron Magnet

72. Cosmotron People

74. Bevatron
Designed to discover the antiproton; Largest Weak Focusing Synchrotron

75. Strong Focusing
Betatron oscillation work has showed us that, apart from bend plane focusing, a shaped field that focuses in one transverse direction, defocuses in the other
Question: is it possible to develop a system that focuses in both directions simultaneously?
Strong focusing: alternate the signs of focusing and defocusing: get net focusing!!
Order doesn’t matter

76. Linear Magnetic Lenses: Quadrupoles
Source: Danfysik Web site

77. Weak vs. Strong Benders

78. Comment on Strong Focusing
Last time neglected to mention one main advantage of strong focusing. In weak focusing machines, n < 1 for stability. Therefore, the fall-off distance, or field gradient cannot be too high. There is no such limit for strong focusing.
is now allowed, leading to large field gradients and relatively short focal length magnetic lenses. This tighter focusing is what allows smaller beam sizes. Focusing gradients now limited only by magnet construction issues (pole magnetic field limits).

79. First Strong-Focusing Synchrotron
Cornell 1 GeV Electron Synchrotron (LEPP-AP Home Page)

80. Alternating Gradient Synchrotron (AGS)

81. CERN PS
25 GeV Proton Synchrotron

82. CERN SPS
Eventually 400 GeV protons and antiprotons

83. FNAL
First TeV-scale accelerator; Large Superconducting Benders

84. LEP Tunnel (Now LHC!)
Empty
LHC

85. Storage Rings
Some modern accelerators are designed not to “accelerate” much at all, but to “store” beams for long periods of time that can be usefully used by experimental users.
Colliders for High Energy Physics. Accelerated beam-accelerated beam collisions are much more energetic than accelerated beam-target collisions. To get to the highest beam energy for a given acceleration system design a collider
Electron storage rings for X-ray production: circulating electrons emit synchrotron radiation for a wide variety of experimental purposes.

86. Princeton-Stanford Collider

87. SPEAR
Eventually became leading synchrotron radiation machine

88. Cornell 10 GeV ES and CESR

89. SLAC’s PEP II B-factory

90. ALADDIN at Univ. of Wisconsin

91. VUV Ring at NSLS
VUV ring “uncovered”

92. Berkeley’s ALS

93. Argonne APS

94. ESRF

95. Comment on Strong Focusing
Last time neglected to mention one main advantage of strong focusing. In weak focusing machines, n < 1 for stability. Therefore, the fall-off distance, or field gradient cannot be too high. There is no such limit for strong focusing.
is now allowed, leading to large field gradients and relatively short focal length magnetic lenses. This tighter focusing is what allows smaller beam sizes. Focusing gradients now limited only by magnet construction issues (pole magnetic field limits).

96. Linear Beam Optics Outline
Particle Motion in the Linear Approximation
Some Geometry of Ellipses
Ellipse Dimensions in the β-function Description
Area Theorem for Linear Transformations
Phase Advance for a Unimodular Matrix
Formula for Phase Advance
Matrix Twiss Representation
Invariant Ellipses Generated by a Unimodular Linear Transformation
Detailed Solution of Hill’s Equation
General Formula for Phase Advance
Transfer Matrix in Terms of β-function
Periodic Solutions
Non-periodic Solutions
Formulas for β-function and Phase Advance
Beam Matching

97. Linear Particle Motion
Fundamental Notion: The Design Orbit is a path in an Earth-fixed reference frame, i.e., a differentiable mapping from [0,1] to points within the frame. As we shall see as we go on, it generally consists of arcs of circles and straight lines.
Fundamental Notion: Path Length

98. The Design Trajectory is the path specified in terms of the path length in the Earth-fixed reference frame. For a relativistic accelerator where the particles move at the velocity of light, Ltot=cttot.
The first step in designing any accelerator, is to specify bending magnet locations that are consistent with the arc portions of the Design Trajectory.

99. Betatron Design Trajectory
Use path length s as independent variable instead of t in the dynamical equations.

100. Betatron Motion in s

101. Bend Magnet Geometry Rectangular Magnet of Length L Sector Magnet ρ ρ
θ/2 ρ θ

102. Bend Magnet Trajectory
For a uniform magnetic field
For the solution satisfying boundary conditions:

103. Magnetic Rigidity The magnetic rigidity is:
It depends only on the particle momentum and charge, and is a convenient way to characterize the magnetic field. Given magnetic rigidity and the required bend radius, the required bend field is a simple ratio. Note particles of momentum 100 MeV/c have a rigidity of T m.
Normal Incidence (or exit)
Dipole Magnet
Long Dipole Magnet

104. Natural Focusing in Bend Plane
Perturbed Trajectory
Design Trajectory
Can show that for either a displacement perturbation or angular perturbation from the design trajectory

105. Quadrupole Focusing
Combining with the previous slide

106. Hill’s Equation Define focusing strengths (with units of m-2)
Note that this is like the harmonic oscillator, or exponential for constant K, but more general in that the focusing strength, and hence oscillation frequency depends on s

107. Energy Effects
This solution is not a solution to Hill’s equation directly, but is a solution to the inhomogeneous Hill’s Equations

108. Comment on Design Trajectory
The notion of specifying curves in terms of their path length is standard in courses on the vector analysis of curves. A good discussion in a Calculus book is Thomas, Calculus and Analytic Geometry, 4th Edition, Articles Most vector analysis books have a similar, and more advanced discussion under the subject of “Frenet-Serret Equations”. Because all of our design trajectories involve only arcs of circles and straight lines (dipole magnets and the drift regions between them define the orbit), we can concentrate on a simplified set of equations that “only” involve the radius of curvature of the design orbit. It may be worthwhile giving a simple example.

109. 4-Fold Symmetric Synchrotron
vertical ρ L

110. Its Design Trajectory

111. Inhomogeneous Hill’s Equations
Fundamental transverse equations of motion in particle accelerators for small deviations from design trajectory
ρ radius of curvature for bends, B' transverse field gradient for magnets that focus (positive corresponds to horizontal focusing), Δp/p momentum deviation from design momentum. Homogeneous equation is 2nd order linear ordinary differential equation.

112. Dispersion
From theory of linear ordinary differential equations, the general solution to the inhomogeneous equation is the sum of any solution to the inhomogeneous equation, called the particular integral, plus two linearly independent solutions to the homogeneous equation, whose amplitudes may be adjusted to account for boundary conditions on the problem.
Because the inhomogeneous terms are proportional to Δp/p, the particular solution can generally be written as
where the dispersion functions satisfy

113. M56
In addition to the transverse effects of the dispersion, there are important effects of the dispersion along the direction of motion. The primary effect is to change the time-of-arrival of the off-momentum particle compared to the on-momentum particle which traverses the design trajectory.
Design Trajectory
Dispersed Trajectory

114. Solutions Homogeneous Eqn.
Dipole
Drift

115. Quadrupole in the focusing direction
Thin Focusing Lens (limiting case when argument goes to zero!)
Thin Defocusing Lens: change sign of f

116. Solutions Homogeneous Eqn.
Dipole
Drift

117. Quadrupole in the focusing direction
Quadrupole in the defocusing direction

118. Transfer Matrices
Dipole with bend Θ (put coordinate of final position in solution)
Drift

119. Quadrupole in the focusing direction length L
Quadrupole in the defocusing direction length L
Wille: pg. 71

120. Thin Lenses –f f
Thin Focusing Lens (limiting case when argument goes to zero!)
Thin Defocusing Lens: change sign of f

121. Composition Rule: Matrix Multiplication!
Element 1
Element 2
More generally
Remember: First element farthest RIGHT

122. Some Geometry of Ellipsesx b a
Equation for an upright ellipse
In beam optics, the equations for ellipses are normalized (by multiplication of the ellipse equation by ab) so that the area of the ellipse divided by π appears on the RHS of the defining equation. For a general ellipse

123. The area is easily computed to be
Eqn. (1)
So the equation is equivalently

124. When normalized in this manner, the equation coefficients clearly satisfy
Example: the defining equation for the upright ellipse may be rewritten in following suggestive way
β = a/b and γ = b/a, note

125. General Tilted Ellipsey
Needs 3 parameters for a complete
description. One way
y=sx b x a
where s is a slope parameter, a is the maximum
extent in the x-direction, and the y-intercept occurs at ±b, and again ε is the area of the ellipse divided by π

126. Identify
Note that βγ – α2 = 1 automatically, and that the equation for ellipse becomes
by eliminating the (redundant!) parameter γ

127. Ellipse Dimensions in the β-function Descriptionx
y=sx=– α x / β y
As for the upright ellipse
Wille: page 81

128. Area Theorem for Linear Optics
Under a general linear transformation
an ellipse is transformed into another ellipse. Furthermore, if det (M) = 1, the area of the ellipse after the transformation is the same as that before the transformation.
Pf: Let the initial ellipse, normalized as above, be

129. Because
The transformed ellipse is

130. Because (verify!)
the area of the transformed ellipse (divided by π) is, by Eqn. (1)

131. Tilted ellipse from the upright ellipse
In the tilted ellipse the y-coordinate is raised by the slope with respect to the un-tilted ellipse
Because det (M)=1, the tilted ellipse has the same area as the upright ellipse, i.e., ε = ε0.

132. Phase Advance of a Unimodular Matrix
Any two-by-two unimodular (Det (M) = 1) matrix with |Tr M| < 2 can be written in the form
The phase advance of the matrix, μ, gives the eigenvalues of the matrix λ = e±iμ, and cos μ = (Tr M)/2. Furthermore βγ–α2=1
Pf: The equation for the eigenvalues of M is

133. Because M is real, both λ and λ. are solutions of the quadratic
Because M is real, both λ and λ* are solutions of the quadratic. Because
For |Tr M| < 2, λ λ* =1 and so λ1,2 = e±iμ. Consequently cos μ = (Tr M)/2. Now the following matrix is trace-free.

134. Simply choose
and the sign of μ to properly match the individual matrix elements with β > 0. It is easily verified that βγ – α2 = 1. Now
and more generally

135. Therefore, because sin and cos are both bounded functions, the matrix elements of any power of M remain bounded as long as |Tr (M)| < 2.
NB, in some beam dynamics literature it is (incorrectly!) stated that the less stringent |Tr (M)| 2 ensures boundedness and/or stability. That equality cannot be allowed can be immediately demonstrated by counterexample. The upper triangular or lower triangular subgroups of the two-by-two unimodular matrices, i.e., matrices of the form
clearly have unbounded powers if |x| is not equal to 0.

136. Significance of matrix parameters
Another way to interpret the parameters α, β, and γ, which represent the unimodular matrix M (these parameters are sometimes called the Twiss parameters or Twiss representation for the matrix) is as the “coordinates” of that specific set of ellipses that are mapped onto each other, or are invariant, under the linear action of the matrix. This result is demonstrated in
Thm: For the unimodular linear transformation
with |Tr (M)| < 2, the ellipses

137. are invariant under the linear action of M, where c is any constant
are invariant under the linear action of M, where c is any constant. Furthermore, these are the only invariant ellipses. Note that the theorem does not apply to ±I, because |Tr (±I)| = 2.
Pf: The inverse to M is clearly
By the ellipse transformation formulas, for example

138. Similar calculations demonstrate that α' = α and γ' = γ
Similar calculations demonstrate that α' = α and γ' = γ. As det (M) = 1, c' = c, and therefore the ellipse is invariant. Conversely, suppose that an ellipse is invariant. By the ellipse transformation formula, the specific ellipse
is invariant under the transformation by M only if

139. i.e., if the vector is ANY eigenvector of TM with eigenvalue 1.
All possible solutions may be obtained by investigating the eigenvalues and eigenvectors of TM. Now
i.e.,
Therefore, M generates a transformation matrix TM with at least one eigenvalue equal to 1. For there to be more than one solution with λ = 1,

140. and we note that all ellipses are invariant when M = ±I
and we note that all ellipses are invariant when M = ±I. But, these two cases are excluded by hypothesis. Therefore, M generates a transformation matrix TM which always possesses a single nondegenerate eigenvalue 1; the set of eigenvectors corresponding to the eigenvalue 1, all proportional to each other, are the only vectors whose components (γi, αi, βi) yield equations for the invariant ellipses. For concreteness, compute that eigenvector with eigenvalue 1 normalized so βiγi – αi2 = 1
All other eigenvectors with eigenvalue 1 have , for some value c.

141. Because Det (M) =1, the eigenvector clearly yields the invariant ellipse
Likewise, the proportional eigenvector generates the similar ellipse
Because we have enumerated all possible eigenvectors with eigenvalue 1, all ellipses invariant under the action of M, are of the form

142. To summarize, this theorem gives a way to tie the mathematical representation of a unimodular matrix in terms of its α, β, and γ, and its phase advance, to the equations of the ellipses invariant under the matrix transformation. The equations of the invariant ellipses when properly normalized have precisely the same α, β, and γ as in the Twiss representation of the matrix, but varying c.
Finally note that throughout this calculation c acts merely as a scale parameter for the ellipse. All ellipses similar to the starting ellipse, i.e., ellipses whose equations have the same α, β, and γ, but with different c, are also invariant under the action of M. Later, it will be shown that more generally
is an invariant of the equations of transverse motion.

143. Applications to transverse beam optics
When the motion of particles in transverse phase space is considered, linear optics provides a good first approximation of the transverse particle motion. Beams of particles are represented by ellipses in phase space (i.e. in the (x, x') space). To the extent that the transverse forces are linear in the deviation of the particles from some pre-defined central orbit, the motion may analyzed by applying ellipse transformation techniques.
Transverse Optics Conventions: positions are measured in terms of length and angles are measured by radian measure. The area in phase space divided by π, ε, measured in m-rad, is called the emittance. In such applications, α has no units, β has units m/radian. Codes that calculate β, by widely accepted convention, drop the per radian when reporting results, it is implicit that the units for x' are radians.

144. Linear Transport Matrix
Within a linear optics description of transverse particle motion, the particle transverse coordinates at a location s along the beam line are described by a vector
If the differential equation giving the evolution of x is linear, one may define a linear transport matrix Ms',s relating the coordinates at s' to those at s by

145. From the definitions, the concatenation rule Ms'',s = Ms'',s' Ms',s must apply for all s' such that s < s'< s'' where the multiplication is the usual matrix multiplication.
Pf: The equations of motion, linear in x and dx/ds, generate a motion with
for all initial conditions (x(s), dx/ds(s)), thus Ms'',s = Ms'',s' Ms',s.
Clearly Ms,s = I. As is shown next, the matrix Ms',s is in general a member of the unimodular subgroup of the general linear group.

146. Ellipse Transformations Generated by Hill’s Equation
The equation governing the linear transverse dynamics in a particle accelerator, without acceleration, is Hill’s equation*
Eqn. (2)
The transformation matrix taking a solution through an infinitesimal distance ds is
* Strictly speaking, Hill studied Eqn. (2) with periodic K. It was first applied to circular accelerators which had a periodicity given by the circumference of the machine. It is a now standard in the field of beam optics, to still refer to Eqn. 2 as Hill’s equation, even in cases, as in linear accelerators, where there is no periodicity.

147. Suppose we are given the phase space ellipse
at location s, and we wish to calculate the ellipse parameters, after the motion generated by Hill’s equation, at the location s + ds
Because, to order linear in ds, Det Ms+ds,s = 1, at all locations s, ε' = ε, and thus the phase space area of the ellipse after an infinitesimal displacement must equal the phase space area before the displacement. Because the transformation through a finite interval in s can be written as a series of infinitesimal displacement transformations, all of which preserve the phase space area of the transformed ellipse, we come to two important conclusions:

148. The phase space area is preserved after a finite integration of Hill’s equation to obtain Ms',s, the transport matrix which can be used to take an ellipse at s to an ellipse at s'. This conclusion holds generally for all s' and s.
Therefore Det Ms',s = 1 for all s' and s, independent of the details of the functional form K(s). (If desired, these two conclusions may be verified more analytically by showing that
may be derived directly from Hill’s equation.)

149. Evolution equations for the α, β functions
The ellipse transformation formulas give, to order linear in ds So

150. Note that these two formulas are independent of the scale of the starting ellipse ε, and in theory may be integrated directly for β(s) and α(s) given the focusing function K(s). A somewhat easier approach to obtain β(s) is to recall that the maximum extent of an ellipse, xmax, is (εβ)1/2(s), and to solve the differential equation describing its evolution. The above equations may be combined to give the following non-linear equation for xmax(s) = w(s) = (εβ)1/2(s)
Such a differential equation describing the evolution of the maximum extent of an ellipse being transformed is known as an envelope equation.

151. It should be noted, for consistency, that the same β(s) = w2(s)/ε is obtained if one starts integrating the ellipse evolution equation from a different, but similar, starting ellipse. That this is so is an exercise.
The envelope equation may be solved with the correct boundary conditions, to obtain the β-function. α may then be obtained from the derivative of β, and γ by the usual normalization formula. Types of boundary conditions: Class I—periodic boundary conditions suitable for circular machines or periodic focusing lattices, Class II—initial condition boundary conditions suitable for linacs or recirculating machines.

152. Solution to Hill’s Equation in Amplitude-Phase form
To get a more general expression for the phase advance, consider in more detail the single particle solutions to Hill’s equation
From the theory of linear ODEs, the general solution of Hill’s equation can be written as the sum of the two linearly independent pseudo-harmonic functions
where

153. are two particular solutions to Hill’s equation, provided that
Eqns. (3)
and where A, B, and c are constants (in s)
That specific solution with boundary conditions x(s1) = x1 and dx/ds (s1) = x'1 has

154. Therefore, the unimodular transfer matrix taking the solution at s = s1 to its coordinates at s = s2 is
where

155. Case I: K(s) periodic in s
Such boundary conditions, which may be used to describe circular or ring-like accelerators, or periodic focusing lattices, have K(s + L) = K(s). L is either the machine circumference or period length of the focusing lattice.
It is natural to assume that there exists a unique periodic solution w(s) to Eqn. (3a) when K(s) is periodic. Here, we will assume this to be the case. Later, it will be shown how to construct the function explicitly. Clearly for w periodic
is also periodic by Eqn. (3b), and μL is independent of s.

156. The transfer matrix for a single period reduces to
where the (now periodic!) matrix functions are
By Thm. (2), these are the ellipse parameters of the periodically repeating, i.e., matched ellipses.

157. General formula for phase advance
In terms of the β-function, the phase advance for the period is
and more generally the phase advance between any two longitudinal locations s and s' is

158. Transfer Matrix in terms of α and β
Also, the unimodular transfer matrix taking the solution from s to s' is
Note that this final transfer matrix and the final expression for the phase advance do not depend on the constant c. This conclusion might have been anticipated because different particular solutions to Hill’s equation exist for all values of c, but from the theory of linear ordinary differential equations, the final motion is unique once x and dx/ds are specified somewhere.

159. Method to compute the β-function
Our previous work has indicated a method to compute the β-function (and thus w) directly, i.e., without solving the differential equation Eqn. (3). At a given location s, determine the one-period transfer map Ms+L,s (s). From this find μL (which is independent of the location chosen!) from cos μL = (M11+M22) / 2, and by choosing the sign of μL so that β(s) = M12(s) / sin μL is positive. Likewise, α(s) = (M11-M22) / 2 sin μL. Repeat this exercise at every location the β-function is desired.
By construction, the beta-function and the alpha-function, and hence w, are periodic because the single-period transfer map is periodic. It is straightforward to show w=(cβ(s))1/2 satisfies the envelope equation.

160. Courant-Snyder Invariant
Consider now a single particular solution of the equations of motion generated by Hill’s equation. We’ve seen that once a particle is on an invariant ellipse for a period, it must stay on that ellipse throughout its motion. Because the phase space area of the single period invariant ellipse is preserved by the motion, the quantity that gives the phase space area of the invariant ellipse in terms of the single particle orbit must also be an invariant. This phase space area/π,
is called the Courant-Snyder invariant. It may be verified to be a constant by showing its derivative with respect to s is zero by Hill’s equation, or by explicit substitution of the transfer matrix solution which begins at some initial value s = 0.

161. Pseudoharmonic Solution
gives
Using the x(s) equation above and the definition of ε, the solution may be written in the standard “pseudoharmonic” form
The the origin of the terminology “phase advance” is now obvious.

162. Case II: K(s) not periodic
In a linac or a recirculating linac there is no closed orbit or natural machine periodicity. Designing the transverse optics consists of arranging a focusing lattice that assures the beam particles coming into the front end of the accelerator are accelerated (and sometimes decelerated!) with as small beam loss as is possible. Therefore, it is imperative to know the initial beam phase space injected into the accelerator, in addition to the transfer matrices of all the elements making up the focusing lattice of the machine. An initial ellipse, or a set of initial conditions that somehow bound the phase space of the injected beam, are tracked through the acceleration system element by element to determine the transmission of the beam through the accelerator. The designs are usually made up of well-understood “modules” that yield known and understood transverse beam optical properties.

163. Definition of β function
Now the pseudoharmonic solution applies even when K(s) is not periodic. Suppose there is an ellipse, the design injected ellipse, which tightly includes the phase space of the beam at injection to the accelerator. Let the ellipse parameters for this ellipse be α0, β0, and γ0. A function β(s) is simply defined by the ellipse transformation rule
where

164. One might think to evaluate the phase advance by integrating the beta-function. Generally, it is far easier to evaluate the phase advance using the general formula,
where β(s) and α(s) are the ellipse functions at the entrance of the region described by transport matrix Ms',s. Applied to the situation at hand yields

165. Beam Matching
Fundamentally, in circular accelerators beam matching is applied in order to guarantee that the beam envelope of the real accelerator beam does not depend on time. This requirement is one part of the definition of having a stable beam. With periodic boundary conditions, this means making beam density contours in phase space align with the invariant ellipses (in particular at the injection location!) given by the ellipse functions. Once the particles are on the invariant ellipses they stay there (in the linear approximation!), and the density is preserved because the single particle motion is around the invariant ellipses. In linacs and recirculating linacs, usually different purposes are to be achieved. If there are regions with periodic focusing lattices within the linacs, matching as above ensures that the beam

166. envelope does not grow going down the lattice
envelope does not grow going down the lattice. Sometimes it is advantageous to have specific values of the ellipse functions at specific longitudinal locations. Other times, re/matching is done to preserve the beam envelopes of a good beam solution as changes in the lattice are made to achieve other purposes, e.g. changing the dispersion function or changing the chromaticity of regions where there are bends (see the next chapter for definitions). At a minimum, there is usually a matching done in the first parts of the injector, to take the phase space that is generated by the particle source, and change this phase space in a way towards agreement with the nominal transverse focusing design of the rest of the accelerator. The ellipse transformation formulas, solved by computer, are essential for performing this process.

167. Dispersion Calculation
Begin with the inhomogeneous Hill’s equation for the dispersion.
Write the general solution to the inhomogeneous equation for the dispersion as before.
Here Dp can be any particular solution. Suppose that the dispersion and it’s derivative are known at the location s1, and we wish to determine their values at s2. x1 and x2, because they are solutions to the homogeneous equations, must be transported by the transfer matrix solution Ms2,s1 already found.

168. To build up the general solution, choose that particular solution of the inhomogeneous equation with boundary conditions
Evaluate A and B by the requirement that the dispersion and it’s derivative have the proper value at s1 (x1 and x2 need to be linearly independent!)

169. 3 by 3 Matrices for Dispersion Tracking
Particular solutions to inhomogeneous equation for constant K and constant ρ and vanishing dispersion and derivative at s = 0
K < 0
K = 0
K > 0
Dp,0(s)
D'p,0(s)

170. M56
In addition to the transverse effects of the dispersion, there are important effects of the dispersion along the direction of motion. The primary effect is to change the time-of-arrival of the off-momentum particle compared to the on-momentum particle which traverses the design trajectory.
Design Trajectory
Dispersed Trajectory

171. Classical Microtron: Veksler (1945)
Extraction
Magnetic
Field
RF Cavity

172. Synchrotron Phase Stability
Edwin McMillan discovered phase stability independently of Veksler and used the idea to design first large electron synchrotron.
Harmonic number: # of RF oscillations in a revolution

173. Transition Energy
Beam energy where speed increment effect balances path length change effect on accelerator revolution frequency. Revolution frequency independent of beam energy to linear order. We will calculate in a few weeks
Below Transistion Energy: Particles arriving EARLY get less acceleration and speed increment, and arrive later, with repect to the center of the bunch, on the next pass. Applies to heavy particle synchrotrons during first part of acceleration when the beam is non-relativistic and accelerations still produce velocity changes.
Above Transistion Energy: Particles arriving EARLY get more energy, have a longer path, and arrive later on the next pass. Applies for electron synchrotrons and heavy particle synchrotrons when approach relativistic velocities. As seen before, Microtrons operate here.

174. Phase Stability Condition
“Synchronous” electron has
Difference equation for differences after passing through cavity pass l + 1:
Because for an electron passing the cavity

175. Phase Stability Condition

176. Phase Stability Condition
Have Phase Stability if
i.e.,

177. Phase Stability Condition
Have Phase Stability if
i.e.,

178. Synchrotrons Two basic generalizations needed
Acceleration of non-relativistic particles
Difference equation describing per turn dynamics becomes a differential equation with solution involving a new frequency, the synchrotron frequency
RF Cavity

179. Acceleration of non-relativistic particles
For microtron, racetrack microtron and other polytrons, electron speed is at the speed of light. For non-relativistic particles the recirculation time also depends on the longitudinal velocity vz = βzc.

180. Momentum Compaction
Transition Energy: Energy at which the change in the once around time becomes independent of momentum (energy)
No Phase Focusing at this energy!

181. Equation for Synchrotron Oscillations
Assume momentum slowly changing (adiabatic acceleration) Phase advance per turn is

182. So change in phase per unit time is
yielding synchrotron oscillations with frequency
where the harmonic number h = L / βz λ, gives the integer number of RF oscillations in one turn

183. Phase Stable Acceleration
At energies below transition, ηc > 0. To achieve acceleration with phase stability need
At energies above transition, ηc < 0, which corresponds to the case we’re used to from electrons. To achieve acceleration with phase stability need

184. Large Amplitude Effects
Can no longer linearize the energy error equation.

185. Constant of Motion (Longitudinal “Hamiltonian”)

186. Equations of Motion
If neglect the slow (adiabatic) variation of p and T0 with time, the equations of motion approximately Hamiltonian
In particular, the Hamiltonian is a constant of the motion
Kinetic Energy Term
Potential Energy Term

187. No Acceleration
Better known as the real pendulum.

188. With Acceleration
Equation for separatrix yields “fish” diagrams in phase space. Fixed points at