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Lecture 15 Separation of Powers
Part 1: Overview and Domestic Powers
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This chapter We move from the powers that braches have to how those powers come into play when they may be in conflict It is divided between sections on domestic and foreign affairs
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Major Cases this chapter
Mistretta v. United States (1989) Immigration and Naturalization Service v. Chadha (1983) Bowsher v. Synar (1986) The Prize Cases (1863) Ex parte Milligan (1866) Korematsu v. United States (1944) Youngstown Sheet and Tube Company v. Sawyer (1952) Dames & Moore v. Regan (1981) Zivotosky v. Kerry (2015) Hamdan v. Rumsfeld (2004)
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This lecture First lecture in the chapter on Separation of Powers
Overview Domestic Powers Delegation of Powers Congress and the Exercise of Executive and Judicial Powers Pages
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Delegation of Powers Can powers given to one branch by delegated to another? So can any other branch the legislature exercise legislative powers? Or executive? Or judicial? The short answer is they can in some cases Wayman v. Southard (1825) Congress had delegated authority to the federal courts under the Judiciary Act of to set rules for the conduct of judicial business Congress could delegate for the details but not important subjects Congress could delegate this to the courts
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More on delegation J.W. Hampton & Company v. United States (1928)
Could the Congress delegate the executive (through a commission) the ability to raise or lower tariffs by as much as 50%? Yes, within limits But in Panama Refining Company v. Ryan (1935) and Schechter Poultry Corporation v. United States (1935), the Court set more limits These were part of the Court’s rulings against New Deal legislation Hot oil and sick chicken cases In these cases, the Court ruled that Congress did not set out enough guidelines Gave the President too much discretion Congress gave the President too much power
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Mistretta v. United States (1989)
Background The Sentencing Reform Act of 1984 sets up the Sentencing Commission It created sentencing guidelines- all district courts would be subject to them Seven members, three of which had to be federal judges, no more than four of a party Nominated by the President, confirmed by the Senate Federal courts sharply disagreed on its constitutionality Question: Did the Sentencing Act violate the non-delegation clause?
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Mistretta v. United States- II
Arguments For Mistretta Article III judges are limited to cases and controversies Judges may not be given policy making roles Since the President could remove a member, it threatens judicial independence Congress did not provide an adequate intelligible principle for it to follow For the United States Judges may serve and have served in these type of positions The President can only remove a judge from the commission, not their judgeship Congress provided sufficiently intelligible principles for the commission to follow
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Mistretta v. United States- III
Justice Blackmun writes for an 8-1 majority This meets the intelligible principal test Blackmun notes that the two New Deal cases were outliers The Supreme has upheld every delegation since then It involves “sentencing ranges” and offender categories Congress gave many factors to consider on each point The Commission was given sufficient directives in how to act Scalia, J. dissenting Guidelines have the force of law- not proper delegation Slippery slope argument
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Immigration and Naturalization Service v. Chadha (1983)
The is the legislative veto case Background Chadha was an immigrant from India The Attorney General recommended he be allowed to stay Congress, could by resolution of either one of them veto the AG decision The House did just this to Chadha and a few others, but not the Senate He challenged the constitutionality of the legislative veto- joined by Carter, later Reagan Presentment Clause The Court really didn’t want to have to rule here It had to settle a legislative/executive disagreement
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Immigration and Naturalization Service v. Chadha- II
Question: Did a one house disapproval violate separation of Powers? Arguments For the INS (and Carter and Reagan) Must be bicameral A one house veto violates separation of powers- takes away power from executive Congress could add this to all legislation, and take away executive power For the House and Senate Congress reserved the right to make a final decision It is a restraint on executive power, not an infringement Congress is not encroaching on delegated powers Blending of functions- pragmatic and flexible
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Immigration and Naturalization Service v. Chadha- III
Chief Justice Burger writes for a 7-2 majority This violates the Presentment Clause Violates the nature of a bicameral legislature The President has veto power only Congress made the decision to delegate to the executive- it is bound by that Congress does not get to share in these decisions once it gives them up
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Immigration and Naturalization Service v. Chadha- IV
Justice White dissents So does Rehnquist in a separate on joined by White This nullifies over 200 other statutes that have a legislative veto He says it is a way for the legislative branch to hold the executive branch and independent agencies accountable for its actions How else can we hold the executive branch accountable? This had been done in the past more than 200 times Congress still tries to do this Congressional Review Act of 1996 Both houses of Congress pass a bill (not subject to filibuster) to disapprove of a regulation President can sign or veto it
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Bowsher v. Synar (1986) Bowsher v. Synar (1986) Background
Challenge to the Gramm-Rudman-Hollings Act of 1985 The bill called for automatic spending cuts when the Congress failed to meet the targets for deficits set in the bill “Doomsday Device” But who determined what the deficit was (so how much to cut)? It has a complicated process that delegated much of the final power to the Comptroller The Comptroller is an employee of the legislative branch under the GAO Can only be removed by Congress Question: Did giving the Comptroller these powers under Gramm-Rudman-Hollings violate separation of powers?
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Bowsher v. Synar- II Arguments For Bowsher and the Congress
The Comptroller and GAO were made to be independent Follow Humphrey’s Estate- it is still independent despite Congressional authority to remove for cause This is essentially delegation of a ministerial function, not policymaking For Mike Synar and the National Treasury Employee’s Union The whole goal is to avoid political accountability through delegation The Comptroller can make binding decisions on other branches The spending power is held by Congress and it may not be delegated This power should be left to the Congress and the President, not the Comptroller
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Bowsher v. Synar- III Chief Justice Burger writes for a 7-2 Court
With a concurrence by Stevens, joined by Marshall The Comptroller is a part of the legislative branch I am an agent of Congress Congress still has removal authority The type of decisions he would have to make here are essentially executive, and not ministerial The comptroller is essentially commanding the President what to do in terms of spending Since Congress has given such power to an official subject to removal only by itself, it improperly intruded into the executive branch
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Bowsher v. Synar- IV Justice White dissents
Justice Blackmun does as well in a separate opinion White says that it is permissible since both branches approved of it He would look more to results He went back to his criticism of Chadha The Court distinguishes this case from Morrison v. Olson (1988) Congress did not try to gain more power Power to remove still lay within the executive- the Attorney General What made Bowsher different was Congress trying to gain new powers
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Next lecture We will move into foreign affairs
This will be broken three lectures Next time we will move up to the Korematsu case Pages
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