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Presented by Bharat Kumar Sahoo

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Presentation on theme: "Presented by Bharat Kumar Sahoo"— Presentation transcript:

1 Presented by Bharat Kumar Sahoo

2 Definition The Security And Exchange Board Of India Is The Regulatory For The Security Market/Investment Market.

3 Content HISTORY ORGANIZATIONAL STRUCTURE POWER FUNCTION
REGULATORY FUNCTION DEVELOPMENT FUNCTION

4 HISTORY OF SEBI Formed in April 12 ,1992
Headquarter in Bandra Kurla Complex in Mumbai Regional office are in Northern-Newdelhi Eastern-Kolkata southern-Chennai Western-Ahmedabad

5 HISTORY OF SEBI Before SEBI came to existence CONTROL OF CAPITAL ISSUES was the regulatory authority. SEBI was given additional statutory power by the govt India through an amendment SEBI act in 1995. In April 1998 the SEBI was constituted as the regulator of capital market in India under a resolution of the govt of India.

6 ORAGANIZATIONAL STRUCTURE
SEBI Managed By Six Members A Chairman Two Members From Among The Official Of The Ministers Of The Central Govt. One Member From RBI Two Member Shall Be Appointed By Govt.

7 POWER OF SEBI SEBI can investigate in any matter relating to stock exchange. SEBI can ask for any document relating to the investigation of the enquiry . suspension and cancellation of registration of any broker if found at mistake.

8 POWER OF SEBI SEBI Can File Any Complaint Without The Prior Permission Of The Court And Monetary Fines Can Be Imposed. Comptoel Certain Companies List Their Share In One Or More Stock Exchange.

9 FUNCTION OF SEBI It Divided In To Two Types Regulatory Function
Development Function

10 REGULATORY FUNCTION Registration Of Broker, Sub Broker, And Other Players Of Market. Registration Of Collective Investment Schemes And Mutual Funds. Prohibition Of Fraudulent And Trade Practices . Imposing Penalties For Such Practices.

11 DEVELOPMENT FUNCTION Investor Education Training Intermediaries
Conducting Research And Publishing Information Useful To Market Participants.

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