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United States Army Combined Arms Center
The US Army as a Military Profession Command and General Staff College (CGSC) Ethics Symposium (5-8 May, FLKS) Center for the Army Profession and Ethic (CAPE) 6 May 2014 Mission Command Center of Excellence Center for Army Profession and Ethic As of: This briefing is: Unclassified / FOUO
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The U.S. Army as a Military Profession (After a Decade plus of War, and During a Defense Reduction) for CGSC Ethics Symposium Ft. Leavenworth, KS May Don M. Snider, PhD An older Soldier
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The Military Profession
Discussion Agenda The Army as a Military Profession The Army’s New Doctrine of Profession The Army’s Professional Ethic The Current “Values to Virtues” Gap
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The Military Profession
BLUF from Snider The Army is not a profession because it says so! Profession is not even the default character of the Army. Captains, Majors, Sergeants, and Army Civilians cannot make the Army a military profession; but they must do their part. Primarily the Stewards must make the Army a profession – COLs, GOs, SESs, and SGMs Professions are quintessentially human, and therefore moral institutions of expert work; using individual moral judgments! We have a “Values to Virtues” Gap; and, Beware: Builddowns bureaucratize!!
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How can I be a Professional… if there is no Profession?
The Military Profession How can I be a Professional… if there is no Profession? (an Army Major, 1999)
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The Military Profession
What professions do… Provide a vital service to the society which it cannot provide for itself, but must have to flourish… Work with expert (abstract) knowledge developed into human expertise… not routine or repetitive work…takes years of study and experiential learning… Earn and maintain the Trust of their society by the effective and ethical application of their expertise…the means of social control is the Ethic… Are, therefore, granted relative autonomy in the application of their art and expertise...
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The Military Profession
Army Chronology 14 June 1775 – the American Continental Army 4 July 1776 – Declaration of Independence 15 November 1777 – Articles of Confederation 17 September 1787 – The Constitution – The U.S Army professionalized In 2014: years an Army; 122 years a military profession
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Three Logics of Production
The Military Profession Three Logics of Production The Army is an info-age, producing organization… the human expertise of modern land combat… “the design, generation, and support of the ethical application of landpower…” All production ideally is organized under one of three logics: The market of free, unregulated competition where consumer choice determines services, products, and prices. A bureaucracy of planned, supervised, controlled work focused on predictability and efficiency. A profession of workers with specialized knowledge who organize and control their own work based on a trust relationship with their client(s).
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Negotiated Jurisdictions of The Army Profession, 2014
The Military Profession Negotiated Jurisdictions of The Army Profession, 2014 “Deter and Assure” Forward “Sustain” CT Operations “Decisively Defeat” and “Deny” “Defend the Homeland” External Internal Develop Expert Knowledge Develop Future Professionals with Expertise Military- Technical Moral-Ethical Political- Cultural Human/Leader Development
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Profession vs. Bureaucracy
The Military Profession Profession vs. Bureaucracy Expert knowledge vs. Non-expert knowledge Accepts life-long learning vs. “You develop me” New situations vs. Routine situations “Practice” by humans vs. Work done by (all) Unlimited personal liability vs. Little personal liability Invests in humans first vs. SOPs; soft/hard ware Measure – effectiveness vs. Efficiency Trust relationship w/client vs. Public market Granted some autonomy vs. Closely supervised Develops worldview vs. None inherent Maintain ethos, self-policed vs. Externally imposed Intrinsic motivations vs. Extrinsic motivations A life-long “calling” vs. A job
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A Quintessential Act of Professional Practice
The Military Profession A Quintessential Act of Professional Practice Based on his/her expert knowledge... A member of the profession who is facing a new situation or task… Classifies the task (estimate/diagnosis), reasons about it (inferring from abstract knowledge applicable to the new task/situation), and then acts on it (execution/action). Follows the action, evaluating it for effectiveness and, ultimately, adaptations to... The profession’s body of expert knowledge and its jurisdiction of expert work The “practice”… the repetitive exercise of discretionary judgment, action, and follow-up… all decisions with high moral content
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The Military Profession
Why Do We Care? Professions offer two unique characteristics to the nation that bureaucratic organizations do not: Expert Knowledge Professions create and expand expert knowledge while, Bureaucracies (and businesses) apply the knowledge that professions have developed and discarded. Social Control Professional ethics develops the most powerful means of controlling individual behavior in large groups that are functioning under ambiguous, chaotic and dangerous circumstances, such as war. Bureaucratic controls, usually based on promotion and monetary rewards, have limited ability to control people in these situations. Development of Soldiers and leaders who can make the right choices, and act on them effectively, during the heat of battle are essential to a successful American Army.
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The Military Profession
To be a Steward of the profession’s knowledge as well as its ethical and effective practice… “When we first went there, we thought we would have a conventional fight, ….We had a conventional fight, which turned quickly into an insurgency that was compounded by terrorism … We were surprised by the changing tactics that we saw. We had no idea about the irregular aspect we were about to face. We didn’t recognize this was a possibility. And when we did recognize this, it took us too long to adjust.” General Ray Odierno, interview with Army Times, 19 September, 2011
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Discussion Agenda The Army Profession
The Army as a Military Profession The Army’s New Doctrine of Profession The Army’s Professional Ethic The Current “Values to Virtues” Gap
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The Army Profession Campaign (2011)
Army Chief of Staff’s Guiding Questions The time is right to ask ourselves: 1. What does it mean for the Army to be a Profession? 2. What does it mean to be a professional? 3. After nine years of war (as of October 2010), how are we as individual professionals and as a profession meeting these aspirations? The Army Profession Campaign (2011) was a US Army effort internally initiated to look critically at itself, as directed by the Secretary of the Army and the Chief of Staff of the Army The Army Profession Campaign (2011) was not in reaction to any one incident or issue The US Army has performed exceptionally well during the decade of war, meeting and exceeding its Nation’s call Demonstrated great strengths in adaptability of young leaders and dedication to service through multiple deployments Also struggled in some areas to maintain the highest standards of the profession Self-reflection is what effective professions do and a natural part of the US Army’s culture – “After Action Review”
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The Army Profession
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Current State of Trust The Army Profession LEVEL STATEMENT RESPONSE
INDIVIDUAL/GROUP “I trust other members of this unit/org” 67% Agree “I can trust my subordinates to fully support my directive” “The Army allows candid opinions without fear of repercussions” 25% Agree “People can make an honest mistake without ruining their career” 40% Agree ORG/INSTL “The Army no longer demonstrates that it is committed to me as much as it expects me to be committed” 40% Agree “When an Army Senior Leader says something, you can believe it is true” 20% Disagree PUBLIC “Trust elected and appointed civilian officials to do what is best for the Army” 38% Disagree “Members of the Army have a great deal of respect for media” 13% Agree
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Army Profession Campaign
The Army Profession Army Profession Campaign Conclusions 1. No doctrine exists for the Army Profession 2. Cultural dysfunction exists; not living the Army Values 3. Significant lack of confidence in leader competence and candor, a trust issue 4. Certification systems lack rigor and credibility 5. Professional military education undervalued and underutilized 6. Too much variance in standards and basic discipline 7. Some personnel policies are outdated and don’t support career needs
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What We Learned During the 2011-12 Campaign
The Army Profession What We Learned During the Campaign CG TRADOC, as the chair of the AP Executive Committee IAW the SA/CSA designation of TRADOC to lead the AP campaign, approved the essential characteristics of the Army Profession in August 2011. The 37th CSA had directed to bring forth these characteristics for decision in support of other on-going Army initiatives such as the OER revision. These essential characteristics are being included in the ADP 1 update (draft/pre-decisional): Trust. Shown as a capstone in the figure, is the bedrock of our relationship with and service to the American people. Our first commitment as a profession is to preserve this sacred trust. We do this by ensuring that we uphold the remaining five essential characteristics in everything we do, every day, and in every location where we serve. Trustworthiness. Internal to the Army, trust serves as a vital organizing principle necessary for us to function as an effective and ethical profession worthy of the trust of the American people. Our commitment is to sustain strong bonds of trust throughout the Army Profession – trust among Soldiers; trust between leaders and Soldiers; trust between Soldiers and Army Civilians; trust between Soldiers, their Families and the Army. Military Expertise. Our military expertise as a profession is “the effective and ethical design, generation, support, and application of land combat power.” This is our unique contribution to the defense of our Nation. Our commitment is to continually advance our expert knowledge and skills in land combat power. Honorable Service. We exist as a profession to serve the Nation – to support and defend the Constitution - and to do so in a way that upholds American values and our way of life. This is the heart of our Army ethos. It is the core moral principle that defines what it means to serve honorably in our profession. We are all duty-bound to live daily the Army Values, oaths, creeds and Warrior Ethos that are the basic ethical building blocks of our profession. Esprit de Corps. To persevere and prevail in war and the adversity inherent in our work requires spirited, dedicated professionals who are bonded together by a common purpose to serve the Nation, who share a deep respect for our history and tradition, and who are committed to the highest standards of individual and collective excellence. Stewardship of the Profession. Stewardship is our special responsibilities to the Army Profession and to the American people. We are responsible and duty-bound to not just complete today's missions, but those of the future, ensuring that our Army Profession is capable of succeeding in whatever missions our Nation gives us. Through stewardship, we are committed developing our human capital, responsibly managing our resources, and policing our Professional ethos to ensure the long term effectiveness of the profession.
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Professional Certification Criteria
The Army Profession Professional Certification Criteria Entry (Oath of Service) Entry of Army Volunteers Initial Certification Re-Certification Boundary of Active Service Members remain “aspiring Professionals” until certified by the institution Professional status earned once certified by the institution and then revalidated over time Still influential members of the Army Profession Serving Professional Aspiring Professional Veterans of Honorable Service Army Retirees COMPETENCE in Expert Work: The Professional’s work is expert work related to the design, generation, support, and ethical application of landpower; the individual’s competence is to be certified by the Army commensurate with the level of certification granted. Moral CHARACTER requisite to being an Army Professional : The Army’s expert work creates a moral responsibility to act on behalf of a client rather than self and thus demands a moral character of sacrifice and service to one’s own and the Army’s Duty to the nation. Resolute COMMITMENT to the Army Profession: By observation and evaluation it is clear that the professional has developed a personal calling requisite to an abiding commitment to effective and honorable service in the Army and to the nation.
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Army Professional Identities within the new Doctrine
The Army Profession Army Professional Identities within the new Doctrine Military Expert - Honorable Servant - Steward of the Profession – Presenting Questions: What moral content inheres in each role? How is that best expressed –Values or moral obligations states as ethical principles? How effective are the Army’s developmental processes? Are these your identities?
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Discussion Agenda The Army Ethic The Army as a Military Profession
The Army’s New Doctrine of Profession The Army’s Professional Ethic The Current “Values to Virtues” Gap
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The Purposes of the Army’s Ethic
The Army Ethic The Purposes of the Army’s Ethic Protects American society from exploitation by military’s monopoly of coercive power Distinguishes the profession from the remainder of the society Provides internal guidance necessary for professional status, the legitimacy of the Army profession: Individual moral actions by members of the profession Institutional behavioral norms for the Army Profession, internally and externally Basis for moral development of Army Professionals The Army Ethic: Informs and inspires Army Professionals in making right decisions and taking right actions in the conduct of the mission, in the performance of Duty and in all aspects of life. Drives Character Development and Professional Certification. Inspires shared professional identity. Guides the Army Profession in the ethical design, generation, support, and application of landpower (Honorable Service in defense of the American people) Motivates Stewardship of the Army Profession.
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Influences on the Culture and Ethic
The Army Ethic Influences on the Culture and Ethic (pause) And, in concluding the discussion of the ethic, we note once again its purpose (next chart). Adopted from Anthony E. Hartle, Moral Issues in Military Decision Making (1989)
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The Framework of the Army Ethic
Legal Foundations (codified) Moral Foundations Army as Profession (Values/norms for performance of collective institution) Legal-Institutional The U.S. Constitution Title 5, 10, 32, U.S. Code Treaties of which U.S. is party Status of Forces Agreements Law of Land Warfare Moral-Institutional The U.S. Declaration of Independence Just War Tradition Army Culture – “Can-do” Trust Relationships of the Profession Individual as Professional of individual professionals) Legal-Individual Oath of: Enlistment Commission Service U.S. Code – Standards of Exemplary Conduct Uniform Code of Military Justice Rules of Engagement Soldier’s Rules Moral-Individual Universal Norms: Accepted Human Rights Golden Rule of Interpersonal Behavior Creed & Mottos: Duty, Honor, Country NCO Creed, Civilian Creed 7 Army Values Soldiers Creed, Warrior Ethos
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The Framework of the Army Ethic
Legal Foundations (codified) Moral Foundations Army as Profession (Values/norms for performance of collective institution) Legal-Institutional The U.S. Constitution Title 5, 10, 32, U.S. Code Treaties of which U.S. is party Status of Forces Agreements Law of Land Warfare Moral-Institutional The U.S. Declaration of Independence Just War Tradition Army Culture – “Can-do” Trust Relationships of the Profession Individual as Professional of individual professionals) Legal-Individual Oath of: Enlistment Commission Service U.S. Code – Standards of Exemplary Conduct Uniform Code of Military Justice Rules of Engagement Soldier’s Rules Moral-Individual Universal Norms: Accepted Human Rights Golden Rule of Interpersonal Behavior Creed & Mottos: Duty, Honor, Country NCO Creed, Civilian Creed 7 Army Values Soldiers Creed, Warrior Ethos Motivation of Obligation Motivation of Aspiration
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The Values to Virtues Gap
Discussion Agenda The Army as a Military Profession The Army’s New Doctrine of Profession The Army’s Professional Ethic The Current “Values to Virtues” Gap
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The Values to Virtues Gap
Contradictions Army Ethic Ideals / Army Profession Practices / Institutional Army Regulations, Policies, Procedures, Practices We Profess We Observe Army Values Law, Regs, Policy, SOP Uphold the Army Ethic Bystander: look the other way Transformational Leadership Transactional Leadership Character, Competence, Commitment Pragmatism Needs of the Army Careerism Professional Development "Ticket Punching and Check the Box" Innovation, Candor, Diversity Standardization, Tact, Conformity Honest Mistakes Zero-Defects Mission Appearances Priorities Expediency Assessment (Honest Reflection) Cursory AAR (Avoid Conflict) We are Citizen-Soldiers We are different from Society Army Profession => Soldier + Army Civilian Focus => Active Duty
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The Values to Virtues Gap
Discretionary Judgments under Mission Command: Stages of Moral Processing Moral Development: Individual Transformation is Required Capability, Ownership, & Confidence/Courage Moral Capacity can be Developed Leaders can Lead such Transformations MORAL RECOGNITION MORAL JUDGMENT MORAL INTENTIONS MORAL ACTION James Rest (1986) Sequential Process
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The Struggle of Moral Motivations
COURAGE MORAL ACTION MORAL COWARDICE “THE RIGHT THING TO DO” HONESTY SELFLESSNESS PRIDE EGO ALTRUISM GREED HUMILITY DECEIT MORAL DECISION MORAL BEHAVIOR IMMORAL CHARACTER STRONGER WEAKER
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Developing Authentic Leaders
The Values to Virtues Gap Developing Authentic Leaders
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BLUF from Snider The Army Profession
The Army is not a profession because it says so! Profession is not even the default character of the Army. Captains, Majors, Sergeants, and civilians cannot make the Army a military profession; but they must do their part. Primarily the Stewards must make the Army a profession–COLs, GOs, SESs, and SGMs Professions are quintessentially human, and therefore moral institutions of expert work; using individual moral judgments! We have a “Values to Virtues Gap;” and, Beware: Builddowns bureaucratize!!
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U.S. Army Combined Arms Center and Fort Leavenworth
Questions U.S. Army Combined Arms Center and Fort Leavenworth
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Backup Slides
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ONLINE TRAINING SUPPORT PACKAGES (TSP)
The Army Profession ONLINE TRAINING SUPPORT PACKAGES (TSP) cape.army.mil 2010 Basic Training 7 Army Values Inculcation 2011 7 Army Values Mandatory Annual Unit Training 2012 Company Command First Sergeant Course (CCFSC) CCFSC 5/3/2019
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Instructional Products
The Army Profession Instructional Products cape.army.mil AP Pamphlet & Other Written Materials Virtual Simulators Trust & Respect Brochure Digital Applications Video and Written Case Studies Videos
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The Civil-Military Bargain
The Military Profession The Civil-Military Bargain Who controls the military instrument? What level of influence by the military is acceptable in a liberal society? What is the appropriate role of the military? What pattern of civil-military relations best ensures the effectiveness of the military instrument? Who serves? Mackubin T. Owens, US Civil-Military Relations After 9/11: Renegotiating the Civil-Military Bargain (2011)
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The Military Profession
The armed forces of our nation The information /media/press The Constitution and elected representatives The people of our nation The State The Players: US Civil- Military Relations
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The 6 Critical Issues The Army Profession
Civilian Leaders - Military Leaders (A) Civilian control at the nexus; “bright lines” or overlap Policy/Strategy – Asia/Pacific vs. Afghanistan…Iran Debt, Defense Reductions and DoD budget priorities FY13-18 DoD/Army as Bill Payer; VA, personnel & military health care; modifications to retirements Army Profession - American Society (B) Social norms as military values: gay marriage, women in combat, religious expression Health: suicides, wounded warriors, PTS/TBI; sexual assault Army Leaders – Jr Officers/Soldiers/Civilians (D) Army Ethic Eroded… Espoused values vs. Values-in-use, seen in standards, certifications, covenant with Soldiers/families Can the “Stewards” of the Profession deliver Army 2020 as profession?
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rest easily with each other.”
The Military Profession “Democracy and powerful, professional military organizations do not rest easily with each other.” Professor Richard Betts, Columbia University, 2007; author of Soldiers, Statesmen, and Cold War Crisis; The Irony of Vietnam; and, American Force
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Internal Organizing Principle
TRUST: The Army’s Internal Organizing Principle ADP 1 The Army ADRP 1 The Army Profession ADP 6-0 Mission Command ADP 6-22 Army Leadership TRUST – THE BEDROCK OF OUR PROFESSION OUTCOME Ethical Application of Landpower ADP 3-0 Unified Land Operation The Army Profession develops leaders who exercise Mission Command while conducting unified land operations in service of the nation.
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Human Developmental Domains
The Values to Virtues Gap Human Developmental Domains Competence Intellectual Military Physical Character Ethical Spiritual Social Mind Army Professional Body Character Ethical Spiritual Social
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