1. Anti Money Laundering and Surveillance for Brokerages SoS-Signs of Surveillance & AML Integrated

2. Compiled Analyze n Control

3. Master Related Alerts Order & Trade Alerts DP Settlement Alerts Exchange Query Management Investigation Workflow SOS ALERTS

4. Compiled Analyze n Control

6. Objective of the System-AML To create a system to fulfill the AML compliance requirements. Create a system to capture a KYC to track client acquisitions. Create a system to identify fraudulent transactions in securities market. Reporting and Case Management for STR.

7. Compiled Analyze n Control Objective of the System-Surveillance A system to track orders and transactions which violate Broker Code of Conduct. Rule engine based on different kind of transaction patterns Reporting and Case Management for internal surveillance.

8. Compiled Analyze n Control Thank you For any further Queries, please contact us at : anc@analyzencontrol.com Call us at -022 26470737 Call at 9930579147