1. Business Ethics Assurance 2007
Tata Power

2. How Do We View The Numbers?
Assurance
Perception Based
Assessment A
Evaluation Based

3. Questionnaire Design
The Questionnaires was made more holistic to even cover aspects like Environment and Business Ethics Implementation
Wider coverage of employees
CSR combined with MBE
The coverage for each of the modules was to the following:
MBE
Officers and above
Workers/Associates
Suppliers

4. Perspective of the Survey
Leadership Engagement
Corporate Social Responsibility
Environment for Ethics
MBE
Systems & Processes
Awareness & Training
Ethics Counselor's Role

5. TATA Group Update 5

6. Overall Response Rate of the Tata Group
% Overall Scores
(Associates)
(Suppliers)
(MBE)

7. TATA Group Assurance Scores
% Overall Scores
(Top Box)
(Bottom Box)

8. 500+, 500- & Others
(Top Box)
(Bottom Box)

9. Overall MBE Results
Tata Power

10. Sample Size Achieved: Tata Power
No. of employees
Suppliers
Managers

11. Trend of Assurance Scores Overall
% Overall Scores
(Top Box)
(Bottom Box)

12. Trend of Assurance Scores Perspective Wise
Overall (5 Point Scale)

13. Corporate Social Responsibility
Top Box (5 Point Scale)
Highest Overall Score for Tata 93 90 91 92 86
Tata Power Overall Score
(78%)
Tata Overall Score
(76%)

14. Perspective Wise

15. Leadership Engagement
Top Box (5 Point Scale)
Highest Overall Score for Tata 94 94 94 92 93
Tata Power Overall Score
(82%)
Tata Overall Score
(81%)

16. Environment for Ethics
Top Box (5 Point Scale)
Highest Overall Score for Tata 92 94 92 88 88 89
Tata Overall Score
(76%)
Tata Power Overall Score
(73%)

17. Highest Overall Score for Tata Tata Power Overall Score
Awareness & Training
Top Box (5 Point Scale)
Highest Overall Score for Tata 92 94
Tata Power Overall Score
(86%)
Tata Overall Score
(83%)

18. Ethics Counselor's Role
Top Box (5 Point Scale)
Highest Overall Score for Tata 96 89
Tata Power Overall Score
(77%)
Tata Overall Score
(77%)

19. Highest Overall Score for Tata Tata Power Overall Score
Systems & Processes
Top Box (5 Point Scale)
Highest Overall Score for Tata 88 87 93 87 89
Tata Overall Score
(77%)
Tata Power Overall Score
(75%)

20. Summary

21. Summary MBE Calculation Based on the top box average (10 points +/- )
STRENGTH
IMPROVEMENT AREAS 35
Tata CoC provides clear guidelines to people in their decision making
In addition to Tata CoC your company has its own ethics policies supporting different clauses (such as Gift policy; Safety, Health & Environment policy; Sexual Harassment policy etc) suitable for its business
The ethics counselor/ location ethics counselor is approachable
The top management acts as role models in driving ethical behavior
The steps to be followed for raising concerns/complaints are known to you
The company deals with deviations to ensure ethical behavior
There is a system/ forum to help resolve ethical dilemmas faced by employees
The ethics counselor reviews and shares improvement plan for Tata CoC initiatives
Visible actions are taken against employee complaints on ethical behaviour
The company shares information on actions taken on reported concerns
For an ethically admirable act, a person is visibly recognized in the company

22. Thank you