1. Supply Chain Supply Chain Mapping Low Risk
Paper Based Q&A
Standardised Questionnaires
Box-ticking (?)
Supply
Chain
Modest Risk
Obligated
Organisation
Focused questioning
Inspection visits
Follow-up suspicions
3rd party accreditation (?)
Prequalification
Inspection visits – planned
- un-announced
Regular reviews
Innovation – progress reports
Danger Zone

2. Supply Chain Risk Graduation
TICI / DCI
High Tech
VCL
High Value - added
Low Value - added

3. ObCo MSA 2015 – Supply Chain Transparency
Tier 1 Suppliers = direct contractual relationship S1 S2 S3 S4 S5 S6 S7 S8 S9
S [n]
Tier 2
SC1
SC2
SC3
SC4
SC5
SC6
Tier 3
SSC1
SSC2
SSC3

4. Obligated Organisation – anti-slavery delivery team
Nominated Director
Future strategy input. Exceptions reporting – to Board. Personal liability?
CPO
Head of HR
Legal Counsel
[Compliance]
Head of Operations
People management within “home” domain.
Oversight of
employment practices in non-domicile countries.
Supply chain
oversight &
control
Legislative insight and monitoring.
Responsibility
to Board for
correct imple-
mentation.
Business intelligence.
Finger on “pulse”.
Intelligence
gathering
operations.

5. Obligated Organisation
Policies
Thinking!
Compliance
Obligated Organisation
Operations
Doing!
* Drafted
* Approved
* Published
* Timing
Statement
t/o > £36M

6. Proportionality specifically mentioned Primary Legislation
International Best
Practice Frameworks
(NGOs etc)
Proportionality specifically
mentioned
Primary Legislation
UN Guiding Principles on Business & Human Rights
2010
UK MSA
California Transparency in Supply Chains Act
ECHR – Article 4 – Prohibition of Slavery 2014
2015
EU Convention on Human Trafficking
Minimum wage legislation
BT ?
Walk Free Foundation etc
IKEA
Other major corporates ???
BG Advance
Corporate Best
Practice
Social Performance
& CSR initiatives

7. MSA Sn 54 – Road Map to Compliance (2)
Procurement Work-streams
T’s & C’s
Review
Decide what is required
Draft - Approve
Up – issue Standard T’s & C’s
Amend existing Contracts by negotiation
2016
Supply Chain Mapping
Define Task
Launch exercise
Initial Report on Results
Follow-up action
2016
2017
Define Methodology
Alert major suppliers as to their collaboration in supply chain mapping
2017 – pursue Tier 2 mapping as appropriate through,
or in collaboration with, Tier 1 suppliers
2016 – Tier 1 mapped

8. MSA Sn 54 – Road Map to Compliance (3)
Comms / PR Work-stream
Communications Work-stream
Internal
Messages
External
Messages
Regular review and
Follow-up
HR / Training Work-stream
Identify staff to be trained
Decide in-house or external
Implement training
Regular review and
Follow-up
* HR
* Procurement
* Operations