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Patients’ characteristics

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1 Patients’ characteristics
Supplementary Table S1 Ohue et al. Survival prediction in lung cancer patients Patients’ characteristics Characteristics Total Cluster A Cluster B p-value n=120 n=76 n=44 Sex – no. (%)   Male 61(50.8) 35(46.1) 26(59.1) 0.19   Female 59(49.2) 41(53.9) 18(40.9) Age – yr Mean ± S.D. 64.1 ± 9.8 63.3 ± 10.2 65.3 ± 9.2 0.29 Smoking status – no. (%) Never or light 71(59.2) 45(59.2) 1.00 Heavy 49(40.8) 31(40.8) Histology differentiation – no. (%) Well 64(53.3) 46(60.5) 0.06 Moderate – poor 56(46.7) 30(39.5) TNM classification – no. (%) T 1a - 1b 77(64.2) 53(69.7) 24(54.5) 0.12    a – 3 43(35.8) 23(30.3) 20(45.5) N 0 – 1 93(77.5) 63(82.9) 30(68.2) 0.07 2 – 3 27(22.5) 13(17.1) 14(31.8) pStage - no. (%) I 62(51.7) 43(56.6) 19(43.2) II – IIIA 58(48.3) 33(43.4) 25(56.8) pStage, pathological stage.

2 Supplementary Table S2 Ohue et al. Survival prediction in lung cancer patients Patients’ characteristics of study and validation cohorts in pStage I lung adenocarcinoma Characteristics Study cohort pStage I Validation cohort p-value n=62 n=68 Sex – no. (%)   Male 14(22.6) 35(51.5) 0.001   Female 48(77.4) 33(48.5) Age – yr Mean ± S.D. 63.8 ± 9.2 67.3 ± 10.9 0.05 Smoking status – no. (%) Never or light 30(48.4) 20(29.4) 0.03 Heavy 32(51.6) 48(70.6) Histology differentiation – no. (%) Well 42(67.7) 32(47.1) 0.02 Moderate – poor 20(32.3) 36(52.9) pStage - no. (%) IA 52(86.7) 42(61.8) 0.006 IB 10(13.3) 26(38.2) pStage, pathological stage. The study cohort consisted of patients in Toyama University Hospital and the validation cohort consisted of patients in Kawasaki Medical School Hospital (see Materials and Methods).

3 Supplementary Table S3 Cell lines
Ohue et al. Survival prediction in lung cancer patients Cell lines Cell line Source Lung adenocarcinoma PC-9 Riken Bioresource Center, Ibaragi, Japan II-18 A549 HLC-1 OU-LC-ON Our laboratory OU-LC-SK Lung squamous cell carcinoma Sq-1 EBC-1 RERF-LC-AI

4 Supplementary Table S4 Antibodies used
Ohue et al. Survival prediction in lung cancer patients Antibodies used Antibody Clone Source Rabbit anti-human PD-L1 Ab ProSci incorporated, Poway, CA, USA Rabbit anti-human PD-L1 mAb SP-142 Spring Bioscience, Pleasanton, CA, USA Mouse anti-human Galectin-9 mAb 9M1-3 GalPharma Co,Ltd., Kagawa, Japan Anti-XAGE1 (GAGED2a) mAb USO 9-13 Our laboratory Anti-human CD4 EPR6855 Abcam, Cambridge, UK Anti-human CD8 C8/144B Bio SB, Santa Barbara, CA, USA Anti-human CD3 SP-7 Nichirei Biosciences Inc., Tokyo, Japan Anti-human FoxP3 236A/E7 Anti-CD3-V450 UCHT1 BD Horizon™,BD Bioscience, San Jose, CA, USA Anti-CD4-PerCP/Cy5.5 SK3 BioLegend, San Diego, CA, USA Anti-CD8-APC/Cy7 SK1 BD Pharmingen™, San Jose, CA, USA Anti-CD279 (PD-1)-PE/Cy7 EH12.2H7 Anti-CD366 (TIM-3)-APC F38-2E2 eBioscience, San Diego, CA, USA Anti-CD27-FITC M-T271 Annexin-V-PE Anti-Ki-67-FITC B-56 Anti-CD274 (PD-L1)-Brilliant Violet 421™ 29E.2A3 Anti-Galectin-9-APC LEAF™ Purified anti-human Galectin-9 Antibody LEAF™ Purified anti-human TIM-3 Antibody F338-2E2 LEAF™ Purified Mouse IgG1, κ Isotype Ctrl Antibody MOPC-21

5 Supplementary Table S5 Ohue et al. Survival prediction in lung cancer patients Expression of PD-L1 and Galectin-9 in lung cancer Localization Adenocarcinoma n=194 Squamous cell carcinoma n=112 Small cell carcinoma n=12 Others n=11 Lung metastasis n=32 High   (%) High   PD-L1 Membrane 46 (24) 7 (6) - 2 Cytoplasm 83 (43) 34 (30) (58) 4 (36) 16 (50) and (18) 5 (4) Membrane or Cytoplasm 95 (49) 36 (32) Galectin-9 1 (1) 60 (31) 18 (16) 3 (25) 14 (44) 61 IHC Score = D x I Distribution (D) : 0, 0%; 1, 1-50%; 2, % Intensity (I) : 0, none; 1, weak; 2, moderate; 3, strong High: IHC score ≧ 3

6 Expression of XAGE1 in lung cancer
Supplementary Table S6 Ohue et al. Survival prediction in lung cancer patients Expression of XAGE1 in lung cancer Adenocarcinoma n=194 Squamous cell carcinoma n=112 Small cell carcinoma n=12 Others n=11 Lung metastasis n=32 Positive   (%) XAGE1 54 (28) 4 (3.6) (0) 2 (18) 1 (3.1) XAGE1-positive: ≧ 5% positive staining of cells in the tissue by IHC

7 Cut-off values for each T-cell parameter
Supplementary Table S7 Ohue et al. Survival prediction in lung cancer patients Cut-off values for each T-cell parameter determined at the inflection point on the trendline Parameters Cut-off value CD4 1.3% CD8 1.8% T cells (CD4+CD8) 3.7% FoxP3 0.1% CD4/FoxP3 ratio 7.3 CD8/FoxP3 ratio 7.0

8 Supplementary Table S8 Ohue et al. Survival prediction in lung cancer patients Standardized coefficients in the discriminant function for predicting overall survival using multiple immune parameters Parameters Standardized coefficients Cluster A vs. B Wilks’ lambda p-value Bootstrap 95% C.I. lower, upper PD-L1 score 0.66 < 0.44, 0.90 0.63 0.40, 0.87 Galectin-9 score -0.93 -1.22, -0.60 -0.94 -1.23, -0.62 XAGE1 expression -1.26 -1.43, -1.11 -1.27 -1.46, -1.12 Histology differentiation - 0.16 -0.08, 0.39 pStage -0.17 -0.36, 0.05 pStage, pathological stage. The significance of each parameter in the discrimination function was examined by calculating the standardized coefficient with the bootstrap method. Bootsrap was based on 1,000 bootstrap samples. IHC scores of PD-L1 and Galectin-9 included the addition of the IHC scores of the cell membrane and cytoplasm. IHC score = D x I (see footnotes in Supplementary Table S5). XAGE1 expression: 0, negative; 1, positive. Histology differentiation: 0, poor; 1, moderate; 2, well. pStage: 1, IA; 2, IB; 3, IIA; 4, IIB; 5, IIIA.

9 Univariate and multivariate Cox regression analysis
Supplementary Table S9 Ohue et al. Survival prediction in lung cancer patients Univariate and multivariate Cox regression analysis Factor Univariate Multivariate HR 95% C.I. p-value Sex, male 1.15 0.65 - Age, < 65 yrs. 1.32 0.37 Smoking habit, light or never 0.35 0.34 Histology differentiation, well 0.28 < 0.001 0.44 0.02 TNM: T factor, 1a-1b 0.001 0.48 TNM: N factor, 0-1 0.40 0.005 0.89 0.74 pStage, I 0.24 0.41 0.03 Predicted Cluster A (discriminant score ≧ 0 ) 0.006 0.20 – 0.80 0.01 XAGE1 expression, positive 2.16 PD-L1 expression, high 0.59 0.09 Gal-9 expression, high 1.34 0.36 CD4, positive 0.56 0.07 CD8, positive 0.98 0.96 T cells (CD4 + CD8), positive 0.58 FoxP3, positive 0.67 0.20 CD4/FoxP3, high 0.60 0.12 CD8/FoxP3, high 0.99 0.97 pStage, pathological stage.


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