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CH. 1 THE CONSTITUTION STUDENT NOTES
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PROBLEM OF LIBERTY Goal of Am. Revolution was liberty
Colonists lacked rights as British subjects English Constitution lacked legitimacy After French and Indian War: “taxation without representation”
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DECLARATION OF INDEPENDENCE
No more divine right - elimination of royal prerogative EVERYONE is equal “self-evident” MAJOR SCHISM DOCUMENT Philosophical basis Grievances State of Separation
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Declaration of Independence
Based upon Locke’s conception of individual rights life, liberty, right to own property government as a social contract to protect individual rights Outlines basic political philosophy of the new republic Justifies rebellion against Britain
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ARTICLES OF CONFEDERATION
Original plan for government (1st Constitution of US) Authority laid with states Congress of the Confederation States had central authority over direction of country
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The Articles of Confederation
Adopted by the Second Continental Congress in 1777 Created a loose “league of friendship” among the states Union of sovereign states supreme to national government Provided equal representation to all states with one vote in Congress Unicameral legislature No independent executive or judiciary Lacked power to tax States controlled trade (imports) National government intentionally weak GOAL: avoid tyranny
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FAIL!!! Article II – “Each state retains its sovereignty, freedom, and independence.” Gov’t has no control Unicameral Congress (one house) with one vote per state Supermajority (9 of 13) to pass a law Supermajority (13 of 13) to amend No Executive (No President), no central authority No Federal Judiciary (No Supreme Court), no central law No control of taxation, commerce between states or with foreign nations, money system *Leads to Constitutional Convention and complete restructuring of American Government
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Protecting Freedoms Goal: create a strong fiscal and military state while simultaneously protecting individual liberty Protections in the Articles of the Constitution: Writ of Habeas Corpus: the right of people detained by the government to know the changes against them Bills of Attainder: when the legislature declares someone guilty without a trial Ex Post Facto Laws: laws punishing people for acts that were not crimes at the time they were committee Individual freedoms are mostly protected in the Bill of Rights, not the Articles of the Constitution
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PHILOSOPHERS INSPIRE Montesquieu (1689-1755), The Spirit of Laws
Hobbes ( ), The Leviathan Locke ( ), Second Treatise of Government Rousseau ( ), The Social Contract Thomas Paine ( ), Common Sense
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Enlightenment Principles
Enlightenment principles shaped American revolutionary ideals Democracy: power is held by the people Natural rights: the right to life, liberty, and property, which government cannot take away Social contract: people allow their governments to rule over them to ensure an orderly and functioning society
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Government by the People
Popular sovereignty: the idea that the government’s right to rule comes from the people Republicanism: the authority of the government comes from the people Representative government Americans use free, fair, and frequent elections to hold officials accountable Opposes a direct democracy
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Ratification Debates Anti-Federalists Federalist
Desired STRONGER state governments and WEAKER national government Keep government in check maintain individual rights Felt Americans were good, virtuous, and will participate Federalist Desired a STRONGER national government and WEAKER state governments Already included: Ex post facto No bill of attainder Habeas corpus Felt Americans were good, but incompetent and will ruin country
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Ratification Debates The Federalist Papers: Madison, Hamilton, Jay
Anti-federalist concerns: constitution too aristocratic large republic not feasible possible tyranny of national government no specific protection of rights Madison promises the Bill of Rights after ratification
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FOUNDERS PHILOSOPHY “In framing a government which is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself.” Federalist 51
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Bill of Rights First ten amendments to the federal constitution:
Restrain the national government from tampering with fundamental rights and civil liberties Emphasize the limited character of the national government’s power
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Constitution 1787 Framers needed to centralize power
Bridge between theory and reality Divides the national government into three branches Describes the powers of those branches and their connections Outlines the interaction between the government and the governed Describes the relationship between the national government and the states Is the supreme law of the land
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Great Compromise HOUSE OF REPRESENTATIVES SENATE
Representation in the House of Representatives would be apportioned according to the population of each state (initially consisting of 56 members) Revenue-raising acts would originate in the House SENATE Each state would be represented equally in the Senate (2 each) Senators would be selected by their state legislatures, not by direct popular election
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Madisonian Model Popular Sovereignty – power to govern belongs to the people, gov’t based on the consent of governed Separation of Powers – division of gov’t between branches: executive, legislative and judicial Checks and Balances – a system where branches have some authority over others Limited Government – gov’t is not all-powerful, and it does only what citizens allow Federalism – division of power between central government and individual states
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FEDERALIST #10 Madison addressed biggest fear of gov’t
Faction – a group in a legislature or political party acting together in pursuit of some special interest (think fraction – ½, 1/3, etc) Founding fathers were concerned that our government would be ripped apart Separation of Powers check the growth of tyranny Each branch of government keeps the other two from gaining too much power A republic guards against irresponsible direct democracy or “common passions” Factions will always exist, but must be managed to not severe from the system.
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The Document Seven articles of the Constitution
1-3: Establish the separate branches of government and specify their internal operations and powers 4-7: Define the relationships among the states, explain the process of amendment, declare the supremacy of national law, and explain the procedure for ratifying the Constitution
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Article I Section 8 establishes the principle of Enumerated Powers in which Congress may exercise only the powers that the Constitution assigns to it Commerce clause – “regulate Commerce with foreign nations, and among the several States.” The last clause of Section 8, the “necessary and proper clause,” also establishes Congress’ implied powers—powers that Congress needs to execute its enumerated powers
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The Legislative Branch
Creates Congress – purpose is to make laws More power than legislature under Articles of Confederation Enumerated/Expressed Powers: authority specifically granted to a branch of the government in the Constitution Borrow money, tax, regulate interstate commerce Necessary and Proper Clause: Article I, Section 8, granting Congress necessary powers to carry out enumerated powers Implied powers: authority of the federal government that goes beyond its expressed powers
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Article II Establishes: President’s term of office
Procedure for electing the president through the Electoral College Qualifications for becoming president President’s duties and powers
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The Executive Branch Single Executive (although debated)
4-year term (no limit on term) Job is to carry out the laws that have been passed by Congress Powers limited by Congress Veto, commander-in-chief, oversee execution of law by bureaucracy, treating making Most powers shared with Congress to prevent tyranny Selected by the Electoral College, indirectly elected by the people
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WHY ELECTORAL COLLEGE? State influence Fear of mob rule
Compromise between big and small states Role of state legislature Reinforces federalism Fear of mob rule Protect against direct election by uninformed citizens/cater to elite Congressional influence weakened Not an agent of
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Article III The Judicial Article
Left purposely vague due to disagreement over its provisions and thus Congress established a system of federal courts, separate from state courts Does NOT explicitly give the courts the power of judicial review or the authority of the court to invalidate congressional or presidential actions
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The Judicial Branch System of federal courts
Supreme Court highest court in the land Lower court structure determined by Congress Jurisdiction to handle disputes between states and national government, between two or more states, and between citizens of different states Supremacy Clause: national treaties and laws shall be the supreme law of the land Judicial review, the ability of the courts to strike down acts of Congress, is not explicit in Article III
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Article IV - FEDERALISM
Requires that the judicial acts and criminal warrants of each state be honored in all other states – Full Faith and Credit Forbids discrimination against citizens of one state by another state – Privileges and Immunities Extradition Allows the addition of new states and stipulates that the national government will protect the states against foreign invasion and domestic violence
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EQUALITY Slavery Voting Legal in every state except Mass.
Representation and taxation based on 3/5 compromise Grouped them under property Voting Some wanted universal manhood suffrage Left it up to the states- if you could vote in state elections, you could vote in national
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Article V Specifies the method for amending the Constitution
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INFORMAL CHANGES Judicial interpretation Social and cultural changes
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Article VI Supremacy Clause:
Asserts that when they conflict with state or local laws, the Constitution, national laws and treaties take precedence
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Article VII Describes the ratification process, stipulating that approval by conventions in nine states would be necessary for the Constitution to take effect
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Ratification Debates The fate of the Constitution was based on state ratifying conventions Delegates were torn over whether or not to ratify the new Constitution or not Some feared too much concentration of power in a central government, and even more so the possibility of tyranny that undermined state authority Two camps emerged: Federalists and Antifederalists Divided over: 1) the feasibility of republican government in a large republic 2) the relative power of states and the national government 3) the lack of a bill of rights in the Constitution
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Federalists Supporters of the proposed Constitution, who called for a strong national government Pointed to the problems under the Articles of Confederation George Washington, Benjamin Franklin Published Federalist Papers to explain sell the Constitution to the public – push to ratify Alexander Hamilton, James Madison, John Jay under name “Publius” 1787 New York newspapers
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Antifederalists Those opposed to the proposed Constitution, who favored stronger state governments Played on the fears that a change in government would bring Trample over people’s rights and the states Mistrusted powerful elites; mostly rural backgrounds
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Antifederalist Papers – Brutus 1
Suspicion of power The country is too large to be governed as a republic and that the Constitution gave too much power to the national government Excess of power: power to tax, necessary and proper clause, supremacy clause, federal judiciary, military control (destruction of liberty and prevalence of tyranny) All would render the states useless
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BRUTUS 1 When the new Constitution was proposed for ratification in 1787, the American people deliberated freely and publicly, especially in newspaper editorials, about whether to accept or reject a form of government for themselves. Antifederalists (those who opposed immediate ratification) contributed to the public debate by questioning whether the proposed Constitution would lead to the security or destruction of the rights Americans then enjoyed under their state constitutions. One of the most eloquent Antifederalists, writing under the pseudonym Brutus, voiced a concern shared by many Americans: Could a widely dispersed and diverse people be united under one government without sacrificing the blessings of liberty and self-government? Brutus’ powerful arguments prompted Federalists to articulate a more thorough explanation of what the Constitution meant and why it should be ratified. Taken together, the Federalist and Antifederalist debates over the Constitution provide Americans with a deeply insightful conversation about politics, human nature, and the difficulties of establishing good government.
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Federalist Papers – No. 10 Written by Madison
Advocated for a large constitutional republic Feared danger of faction, group of self-interested individuals who form groups to use the government to get what they want Can’t eliminate cause – that would suppress liberty Control the effect with a large republic, more people, more opinions – natural check is a large and diverse populous
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FEDERALIST 10 Federalist 10 is part of a remarkable public discussion, spawned by the ratification debates, between Federalists and Antifederalists on the nature of republican government. Many Antifederalists believed that the Constitution would lead to a large, consolidated nation and abolish the republican governments in the states, which in turn would lead to violations of the rights of citizens. Madison turned that argument on its head by pointing out that in republican governments, in which the majority must rule, an all-powerful majority often sacrifices the natural rights of the minority to their own selfish interests. Tyranny was just as possible in republican governments as under monarchies; and smaller republics — that is, republics the size of the American states — were especially prone to the danger of majority faction. Some remedy for this “mortal disease” must be found, Madison argued, if we are to have a republic in which the natural rights of all, including the minority, are protected.
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