1. What is the initial capital requirement for investment firm en firms?
Does the entity have a license to perform the investment activities:
- Dealing on own account (MIFID.Annex-1.A.3);
- Operation of an multilateral trading facility (MIFID.Annex-1.A.8).
Yes
The initial capital requirement is € (CRR.28.2)
Does the entity have a license to perform the ancillary service:
- Safekeeping and administration of instruments basis (MIFID.Annex-1.B.1).
Yes
The initial capital requirement is € (CRR.29.1) No
The initial capital requirement is € (CRR.29.3) No